8-K 1 dfc063006

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


 

 

 


FORM 8-K


CURRENT REPORT


PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934


DATE OF REPORT (Date of earliest event reported): May 4, 2009


IGI LABORATORIES, INC.

(Exact name of registrant as specified in charter)


DELAWARE

001-08568

01-0355758

(State or Other Jurisdiction of
Incorporation)

(Commission
file number)

(I.R.S. Employer
Identification
Number)


105 Lincoln Avenue

Buena, New Jersey 08310

(Address of principal executive offices)(Zip Code)


(856) 697-1441

(Registrant’s telephone number, including area code)


Not Applicable

(Former name or former address, if changed since last report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
(17 CFR 240.14d-2(b))

 

 

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
(17 CFR 240.13e-4(c))




Item 3.01

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or
Standard; Transfer of Listing.


On May 4, 2009, NYSE Amex notified IGI Laboratories, Inc. (the “Company”) that it had determined that the Company has made a reasonable demonstration of its ability to regain compliance with Sections 1003(a)(ii) and (iii) of the Company Guide in accordance with Section 1009 and therefore granted the Company an extension from May 6, 2009 until May 31, 2009 to regain compliance with these continued listing standards.


A copy of the Company's press release regarding receipt of the extension is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


Item 9.01.

Financial Statements and Exhibits.


(d) Exhibits


Exhibit Number

 

Description of Exhibit

 

 

 

Exhibit 99.1

 

Press Release dated May 7, 2009 Announcing a Continued Listing Compliance Deadline Extension From NYSE Amex



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SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 

IGI LABORATORIES, INC.

 

 

Date: May 7, 2009

By:/s/ Rajiv Mathur

 

Name: Rajiv Mathur
Title: President and Chief
Executive Officer




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EXHIBIT INDEX


Exhibit Number

Description of Exhibit

 

 

Exhibit 99.1

Press Release dated May 7, 2009 Announcing a Continued
Listing Compliance Deadline Extension From NYSE Amex




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