UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-05715
The Gabelli Convertible and Income Securities Fund Inc.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2009 - June 30, 2010
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2009 TO JUNE 30, 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 1
The Gabelli Convertible and Income Securities Fund Inc.
Investment Company Report
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EMMIS COMMUNICATIONS CORPORATION
SECURITY 291525103 MEETING TYPE Annual
TICKER SYMBOL EMMS MEETING DATE 14-Jul-2009
ISIN US2915251035 AGENDA 933110291 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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01 DIRECTOR Management
1 SUSAN B. BAYH* For For
2 GARY L. KASEFF For For
3 PATRICK M. WALSH For For
02 PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
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SUN MICROSYSTEMS, INC.
SECURITY 866810203 MEETING TYPE Special
TICKER SYMBOL JAVA MEETING DATE 16-Jul-2009
ISIN US8668102036 AGENDA 933112904 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 A PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED 4/19/09, BY AND AMONG SUN MICROSYSTEMS INC., A
DELAWARE CORPORA- TION "SUN", ORACLE CORPORATION, A
DELAWARE CORPORATION "ORACLE", AND SODA ACQUISITION
CORPORATION, A DELAWARE CORPORATION AND WHOLLY-OWNED
SUBSIDIARY OF ORACLE, AS IT MAY BE AMENDED FROM TIME
TO TIME, PURSUANT TO WHICH SUN WILL BE ACQUIRED BY
ORACLE.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR
POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
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WYETH
SECURITY 983024100 MEETING TYPE Annual
TICKER SYMBOL WYE MEETING DATE 20-Jul-2009
ISIN US9830241009 AGENDA 933114869 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 VOTE TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED Management For For
AS OF JANUARY 25, 2009, AMONG PFIZER INC., WAGNER
ACQUISITION CORP. AND WYETH, AS IT MAY BE AMENDED FROM
TIME TO TIME
02 VOTE TO APPROVE THE ADJOURNMENT OF THE MEETING, IF Management For For
NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT
3A ELECTION OF DIRECTOR: ROBERT M. AMEN Management For For
3B ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Management For For
3C ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
3D ELECTION OF DIRECTOR: VICTOR F. GANZI Management For For
3E ELECTION OF DIRECTOR: ROBERT LANGER Management For For
3F ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
3G ELECTION OF DIRECTOR: RAYMOND J. MCGUIRE Management For For
3H ELECTION OF DIRECTOR: MARY LAKE POLAN Management For For
3I ELECTION OF DIRECTOR: BERNARD POUSSOT Management For For
3J ELECTION OF DIRECTOR: GARY L. ROGERS Management For For
3K ELECTION OF DIRECTOR: JOHN R. TORELL III Management For For
04 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS WYETH'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009
05 STOCKHOLDER PROPOSAL REGARDING REPORTING ON WYETH'S Shareholder Against For
POLITICAL CONTRIBUTIONS AND TRADE ASSOCIATION PAYMENTS
06 STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER Shareholder Against For
MEETINGS
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 2
The Gabelli Convertible and Income Securities Fund Inc.
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CITIGROUP INC.
SECURITY 172967101 MEETING TYPE Consent
TICKER SYMBOL C MEETING DATE 24-Jul-2009
ISIN US1729671016 AGENDA 933114693 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN Management For For
ANNEX A TO THE PROXY STATEMENT.
02 APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO Management For For
THE PROXY STATEMENT.
03 APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C Management Against Against
TO THE PROXY STATEMENT.
04 APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET Management Against Against
FORTH IN ANNEX D TO THE PROXY STATEMENT.
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SCHERING-PLOUGH CORPORATION
SECURITY 806605101 MEETING TYPE Special
TICKER SYMBOL SGP MEETING DATE 07-Aug-2009
ISIN US8066051017 AGENDA 933118540 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
MARCH 8, 2009, BY AND AMONG MERCK & CO., INC.,
SCHERING-PLOUGH CORPORATION, SP MERGER SUBSIDIARY ONE,
INC., AND SP MERGER SUBSIDIARY TWO, INC., AS IT MAY BE
AMENDED (THE "MERGER AGREEMENT") AND THE ISSUANCE OF
SHARES OF COMMON STOCK IN THE MERGER CONTEMPLATED BY
THE MERGER AGREEMENT.
02 APPROVE ANY ADJOURNMENT OF THE SCHERING-PLOUGH SPECIAL Management For For
MEETING (INCLUDING, IF NECESSARY, TO SOLICIT
ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES
TO APPROVE THE MERGER AGREEMENT AND THE ISSUANCE OF
SHARES OF COMMON STOCK IN THE MERGER).
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WHX CORPORATION
SECURITY 929248607 MEETING TYPE Annual
TICKER SYMBOL WXCO MEETING DATE 25-Aug-2009
ISIN US9292486076 AGENDA 933126701 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 WARREN G. LICHTENSTEIN For For
2 ROBERT FRANKFURT For For
3 JACK L. HOWARD For For
4 GLEN M. KASSAN For For
5 LOUIS KLEIN, JR. For For
6 JOHN H. MCNAMARA JR. For For
7 JOHN J. QUICKE For For
8 GAREN W. SMITH For For
02 RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP Management For For
AS THE INDEPENDENT PUBLIC ACCOUNTANTS OF THE COMPANY
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009.
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GENERAL MILLS, INC.
SECURITY 370334104 MEETING TYPE Annual
TICKER SYMBOL GIS MEETING DATE 21-Sep-2009
ISIN US3703341046 AGENDA 933128616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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1A ELECTION OF DIRECTOR: BRADBURY H. ANDERSON Management For For
1B ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
1C ELECTION OF DIRECTOR: PAUL DANOS Management For For
1D ELECTION OF DIRECTOR: WILLIAM T. ESREY Management For For
1E ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
1F ELECTION OF DIRECTOR: JUDITH RICHARDS HOPE Management For For
1G ELECTION OF DIRECTOR: HEIDI G. MILLER Management For For
1H ELECTION OF DIRECTOR: HILDA OCHOA-BRILLEMBOURG Management For For
1I ELECTION OF DIRECTOR: STEVE ODLAND Management For For
1J ELECTION OF DIRECTOR: KENDALL J. POWELL Management For For
1K ELECTION OF DIRECTOR: LOIS E. QUAM Management For For
1L ELECTION OF DIRECTOR: MICHAEL D. ROSE Management For For
1M ELECTION OF DIRECTOR: ROBERT L. RYAN Management For For
1N ELECTION OF DIRECTOR: DOROTHY A. TERRELL Management For For
02 ADOPT THE 2009 STOCK COMPENSATION PLAN. Management Against Against
03 RATIFY THE APPOINTMENT OF KPMG LLP AS GENERAL MILLS' Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
04 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 3
The Gabelli Convertible and Income Securities Fund Inc.
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SPSS INC.
SECURITY 78462K102 MEETING TYPE Special
TICKER SYMBOL SPSS MEETING DATE 02-Oct-2009
ISIN US78462K1025 AGENDA 933142616 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, Management For For
DATED AS OF JULY 27, 2009, BY AND AMONG SPSS INC.,
INTERNATIONAL BUSINESS MACHINES CORPORATION AND
PIPESTONE ACQUISITION CORP. (THE "MERGER AGREEMENT").
02 PROPOSAL TO ADJOURN THE SPECIAL MEETING TO SOLICIT Management For For
ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT
THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
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VARIAN, INC.
SECURITY 922206107 MEETING TYPE Special
TICKER SYMBOL VARI MEETING DATE 05-Oct-2009
ISIN US9222061072 AGENDA 933134188 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 26, Management For For
2009, AMONG AGILENT TECHNOLOGIES, INC., A DELAWARE
CORPORATION ("AGILENT"), COBALT ACQUISITION CORP., A
DELAWARE CORPORATION AND WHOLLY OWNED SUBSIDIARY OF
AGILENT, AND VARIAN, INC., A DELAWARE CORPORATION
("VARIAN"), AS IT MAY BE AMENDED FROM TIME TO TIME,
PURSUANT TO WHICH VARIAN WILL BE ACQUIRED BY AGILENT.
02 A PROPOSAL TO ADJOURN OR POSTPONE THE SPECIAL MEETING Management For For
TO A LATER DATE OR TIME, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE
INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT OR
POSTPONEMENT TO ADOPT THE AGREEMENT AND PLAN OF MERGER.
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ELITE PHARMACEUTICALS, INC.
SECURITY 28659T200 MEETING TYPE Annual
TICKER SYMBOL ELTP MEETING DATE 23-Oct-2009
ISIN US28659T2006 AGENDA 933148214 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 JERRY TREPPEL For For
2 ASHOK NIGALAYE For For
3 JAI NARINE For For
4 RAM POTTI For For
5 BARRY DASH, PH. D For For
6 CHRIS DICK For For
7 JEFFREY WHITNELL. For For
02 PROPOSAL TO APPROVE AND RATIFY THE AMENDMENT TO THE Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED SHARES OF COMMON STOCK FROM 210,000,000 TO
355,516,558, REDUCE THE AUTHORIZED SHARES OF PREFERRED
STOCK FROM 5,000,000 TO 4,483,442 AND REDUCE THE PAR
VALUE OF THE AUTHORIZED SHARES OF COMMON STOCK FROM
$0.01 TO $0.001 PER SHARE.
03 PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITORS.
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PERNOD-RICARD, PARIS
SECURITY F72027109 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 02-Nov-2009
ISIN FR0000120693 AGENDA 702105986 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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French Resident Shareowners must complete, sign and Non-Voting
forward the Proxy Card dir-ectly to the sub custodian.
Please contact your Client Service Representative-to
obtain the necessary card, account details and
directions. The followin-g applies to Non- Resident
Shareowners: Proxy Cards: Voting instructions will-be
forwarded to the Global Custodians that have become
Registered Intermediar-ies, on the Vote Deadline Date.
In capacity as Registered Intermediary, the Gl-obal
Custodian will sign the Proxy Card and forward to the
local custodian. If-you are unsure whether your Global
Custodian acts as Registered Intermediary,-please
contact your representative
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID Non-Voting
VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
O.1 Approve the unconsolidated accounts for the FYE on 30 Management For For
JUN 2009
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 4
The Gabelli Convertible and Income Securities Fund Inc.
O.2 Approve the consolidated accounts for the FYE on 30 Management For For
JUN 2009
O.3 Approve the distribution of profits for the FYE on 30 Management For For
JUN 2009 and distribution of dividends
O.4 Approve the regulated agreements referred to in Management For For
Articles L.225-38 and sequence of the Commercial Code
O.5 Approve the agreements referred to in Articles Management For For
L.255-38 and L.225-42-1 of the Commercial Code and the
special report of the Statutory Auditors in relation
to Mr. Pierre Pringuet
O.6 Approve to renew Mme. Daniele Ricard's as Board Member Management For For
O.7 Approve to renew Paul Ricard Company's mandate as Management For For
Board Member
O.8 Approve to renew Mr. Jean-Dominique Comolli's mandate Management For For
as Board Member
O.9 Approve to renew Lord Douro's mandate as Board Member Management For For
O.10 Appoint Mr. Gerald Frere as a Board Member Management For For
O.11 Appoint Mr. Michel Chambaud as a Board Member Management For For
O.12 Appoint Mr. Anders Narvinger as a Board Member Management For For
O.13 Approve the attendance allowances read aloud to the Management For For
Board Members
O.14 Authorize the Board of Directors to operate on the Management For For
Company's shares
E.15 Authorize the Board of Directors to reduce the share Management For For
capital by cancelation of treasury shares
E.16 Authorize the Board of Directors to increase the share Management For For
capital, by issuing common shares and/or warrants
giving access to the Company's capital, with
maintenance of preferential subscription rights
E.17 Authorize the Board of Directors to increase the share Management For For
capital, by issuing common shares and/or warrants
giving access to the Company's capital, with
cancelation of preferential subscription rights,
through a public offer
E.18 Authorize the Board of Directors to increase the Management For For
number of securities to be issued in case of capital
increase with or without cancelation of preferential
subscription rights under the Resolutions 16 and 17
E.19 Authorize the Board of Directors to proceed with the Management For For
issue of common shares and/or warrants providing
access to the Company's capital in order to remunerate
contributions in kind to the Company within the limit
of 10% of the share capital
E.20 Authorize the Board of Directors to proceed with the Management For For
issue of common shares and/or warrants giving access
to the Company's capital in the event of a public
offer initiated by the Company
E.21 Authorize the Board of Directors to issue warrants Management For For
representing debts giving right to the allocation of
debt securities
E.22 Authorize the Board of Directors to increase the share Management For For
capital increase by incorporation of premiums,
reserves, profits or others
E.23 Authorize the Board of Directors to consent options to Management For For
Employees and Managers of the Company giving right to
the subscription of Company shares to issue or
purchase existing Company's shares
E.24 Authorize the Board of Directors to issue shares Management For For
subscription warrants in case of public offer bearing
on the Company securities
E.25 Authorize the Board of Directors to increase the Management For For
capital by issuing shares or warrants giving access to
capital, reserved for Members of a Company Savings
Plan with cancellation of preferential subscription
rights for the benefit of the latter
E.26 Amend the Articles 20 and 24 of Bylaws regarding Age Management For For
limit for Chairman of the Board and for Chief
Executive Officer
E.27 Grant powers for the accomplishment of legal Management For For
formalities
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF Non-Voting
ARTICLE NUMBERS IN RESOL-UTION 26. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PR-OXY
FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
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MICROSOFT CORPORATION
SECURITY 594918104 MEETING TYPE Annual
TICKER SYMBOL MSFT MEETING DATE 19-Nov-2009
ISIN US5949181045 AGENDA 933150310 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: WILLIAM H. GATES III Management For For
02 ELECTION OF DIRECTOR: STEVEN A. BALLMER Management For For
03 ELECTION OF DIRECTOR: DINA DUBLON Management For For
04 ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN Management For For
05 ELECTION OF DIRECTOR: REED HASTINGS Management For For
06 ELECTION OF DIRECTOR: MARIA KLAWE Management For For
07 ELECTION OF DIRECTOR: DAVID F. MARQUARDT Management For For
08 ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
09 ELECTION OF DIRECTOR: HELMUT PANKE Management For For
10 RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP Management For For
AS THE COMPANY'S INDEPENDENT AUDITOR
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 5
The Gabelli Convertible and Income Securities Fund Inc.
11 TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES Management For For
OF INCORPORATION
12 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
13 SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM Shareholder Against For
PRINCIPLES
14 SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE Shareholder Against For
CONTRIBUTIONS
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TRANS-LUX CORPORATION
SECURITY 893247106 MEETING TYPE Annual
TICKER SYMBOL TLX MEETING DATE 11-Dec-2009
ISIN US8932471068 AGENDA 933165335 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 AMEND THE CORPORATION'S CERTIFICATE OF INCORPORATION Management For For
TO PROVIDE FOR THE AUTOMATIC CONVERSION OF EACH SHARE
OF CLASS B STOCK INTO 1.3 SHARES OF COMMON STOCK AS
PROVIDED IN A SETTLEMENT AGREEMENT.
02 DIRECTOR Management
1 ANGELA D. TOPPI** For For
2 GEORGE W. SCHIELE* For For
3 GLENN J. ANGIOLILLO** For For
4 SALVATORE J. ZIZZA** For For
03 AMEND THE 1989 NON-EMPLOYEE DIRECTOR STOCK OPTION PLAN Management For For
TO EXTEND THE PLAN TO 2019.
04 RATIFY THE RETENTION OF UHY LLP AS THE INDEPENDENT Management For For
REGISTERED ACCOUNTING FIRM FOR THE CORPORATION FOR THE
ENSUING YEAR.
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SUN MICROSYSTEMS, INC.
SECURITY 866810203 MEETING TYPE Annual
TICKER SYMBOL JAVA MEETING DATE 17-Dec-2009
ISIN US8668102036 AGENDA 933158138 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: SCOTT G. MCNEALY Management For For
1B ELECTION OF DIRECTOR: JAMES L. BARKSDALE Management For For
1C ELECTION OF DIRECTOR: STEPHEN M. BENNETT Management For For
1D ELECTION OF DIRECTOR: PETER L.S. CURRIE Management For For
1E ELECTION OF DIRECTOR: ROBERT J. FINOCCHIO, JR. Management For For
1F ELECTION OF DIRECTOR: JAMES H. GREENE, JR. Management For For
1G ELECTION OF DIRECTOR: MICHAEL E. MARKS Management For For
1H ELECTION OF DIRECTOR: RAHUL N. MERCHANT Management For For
1I ELECTION OF DIRECTOR: PATRICIA E. MITCHELL Management For For
1J ELECTION OF DIRECTOR: M. KENNETH OSHMAN Management For For
1K ELECTION OF DIRECTOR: P. ANTHONY RIDDER Management For For
1L ELECTION OF DIRECTOR: JONATHAN I. SCHWARTZ Management For For
02 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS SUN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JUNE 30, 2010.
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BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 04-Jan-2010
ISIN BE0003810273 AGENDA 702183827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
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IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO-YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID Non-Voting
640428 DUE TO CHANGE IN VO-TING STATUS ALL VOTES
RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED
AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 6
The Gabelli Convertible and Income Securities Fund Inc.
A.1.1 Acknowledgement and discussion of the following Non-Voting
documents: the proposal for a-partial demerger by
acquisition approved in accordance with Article 677 in
con-junction with 728 of the Belgian Companies Code,
by the Boards of Directors of-Belgacom SA under Public
Law [hereinafter Belgacom SA] and Telindus Group
NV,-with its registered office at 3001 Heverlee,
Geldenaaksebaan, 355 and with Co-mpany number 0422 674
035 on 22 and 26 OCT 2009, and filled with the Clerk
of-the Commercial Courts of Brussels and Leuven on 19
NOV 2009, the report of the-Board of Directors of 30
NOV 2009 in accordance with [i] Article 677 in
conju-nction with Article 730 and (ii) 602 of the
Belgian Companies Code, the Audito-r's report of 30
NOV 2009 on partial demerger in accordance with
Article 602,-Paragraph 3 in conjunction with Article
731 of the Belgian Companies Code
A.1.2 Pursuant to Article 677 in conjunction with 732 of the Non-Voting
Belgian Companies Code,-notification by the Board of
Directors of any important change in the assets-or
liabilities of the Companies involved that has
occurred since the date of t-he proposal for a partial
demerger
A.2.1 Approve the partial demerger of Telilndus with the Management No Action
transfer of part of its corporate assets to Belgacom
SA, without dissolution and without ceasing to exist;
the transfer of the demerged corporate assets will
take place in accordance with Article 740, Section 2
of the Belgian Companies Code, i.e., without the issue
of shares by Belgacom SA and without the exchange of
Belgacom SA shares for shares of the Telindus Group
NV, as from 01 JAN 2010, from the point of view of
direct taxes and accounting, all operations made by
the Telindus Group will be carried out for the account
of
Belgacom; as detailed in the proposal for a partial
demerger, as a consequence of the proposed partial
demerger, Telindus Group shall transfer to Belgacom
the Belgian participations of Telindus Group as well
as any supporting activities that are exclusively or
mainly at the service of these Belgian companies, the
international participations and the activities
specifically aimed at supporting these international
companies shall remain with Telindus Group
A.2.2 Approve, in application of Article 740, Section 2 of Management No Action
the Belgian Companies Code, that Belgacom shall not
issue any new shares and/or acquire its own shares in
exchange for the shares which it holds in Telindus
Group, at the level of Belgacom, the book value of the
participation in the Telindus Group [which is part of
the financial fixed assets] as a result of this
partial demerger will be partially replaced by (i) the
property components transferred by Telindus Group and
(ii) goodwill
B.1.1 Acknowledgment and discussion of the following Non-Voting
documents the proposal for a pa-rtial demerger by
acquisition approved, in accordance with Article 677
in conj-unction with Article 728 of the Belgian
Companies Code, by the Boards of Direc-tors of
Belgacom SA and of Belgacom Skynet SA, with its
registered office at 1-030 Brussels, Boulevard du Roi
Albert II, 27, and with Company number 0460.102-.672
on 22 and 23 OCT 2009 and filed with the Clerk of the
Brussels Commercial-Court on 19 NOV 2009; the report
of the Board of Directors of 30 NOV 2009 in-
accordance with (i) Article 677 in conjunction with
Article 730 and (ii) Artic-le 602 of the Belgian
Companies Code; the Auditor's report of 30 NOV 2009 on
t-he partial demerger in accordance with Article 602,
Paragraph 3 in conjunction-with Article 731 of the
Belgian Companies Code
B.1.2 Pursuant to Article 677 in conjunction with Article Non-Voting
732 of the Belgian Compani-es Code, notification by
the Board of Directors of any important change in
the-assets or liabilities of the companies involved
that has occurred since the d-ate of the proposal for
a partial demerger
B.2.1 Approve the partial demerger of Belgacom Skynet, which Management No Action
involves the transfer of part of its corporate assets
to Belgacom SA, without dissolution and without
ceasing to exist; the transfer of the demerged
corporate assets shall take place in accordance with
Article 740, Section 2 of the Belgian Companies Code,
i.e., without the issue of shares by Belgacom SA and
without the exchange of Belgacom SA shares for shares
of Belgacom Skynet; as from 01 JAN 2010, from the
point of view of direct taxes and accounting, all
operations made by Belgacom Skynet will be carried out
for the account of Belgacom; as detailed in the
proposal for a partial demerger, as a result of the
partial demerger, Belgacom Skynet shall transfer all
its operational activities and related assets and
liabilities to Belgacom SA with the exception of (i)
the financial participation in Skynet iMotion
Activities SA, with its registered office at rue Carli
2, 1140 Evere and with company number 0875.092.626 and
(ii) the investments placed with Belgacom Group
International Services NV, with its registered office
at Geldenaaksebaan 335, 3001 Hevertee and with company
number 0466.917.220
B.2.2 Approve, in application of Article 740, Section 2 of Management No Action
the Belgian Companies Code, that Belgacom shall not
issue any new shares and/or acquire shares in itself
in exchange for the shares which it holds in Belgacom
Skynet, at the level of Belgacom, the book value of
the participation in Belgacom Skynet [which is part of
the financial fixed assets] as a result of this
partial demerger will be partially replaced by (i) the
property components transferred by Belgacom Skynet and
(ii) goodwill
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 7
The Gabelli Convertible and Income Securities Fund Inc.
C.1 Acknowledgment, discussion and approval of the joint Non-Voting
merger proposal equivalen-t to a merger by
acquisition, by the Board of Directors of Belgacom SA
on the-one hand and by the Boards of Directors of the
following companies on the othe-r hand, drawn up in
accordance with Article 719 of the Belgian Companies
Code- [the "Merger proposal"]: Belgacom Mobile SA,
with its registered office at 103-0 Brussels,
Boulevard du Roi Albert II, 27, and with company
number 0453.918.4-28; Telindus NV, with its registered
office at 3001 Heverlee, Geldenaaksebaan,-355, and
company number 0442.257.642; Telindus Sourcing SA,
with its register-ed office at 7000 Mons, Avenue
Thomas Edison,1, and company number 0457.839.80-2;
this merger proposal was drawn up on 22, 23 and 28 OCT
2009 and was filed o-n behalf of Belgacom SA and
Belgacom Mobile SA with the Clerk of the Brussels-
Commercial Court on 19 NOV 2009; it was filed on
behalf of Telindus SA with th-e Clerk of the Leuven
Commercial Court on 19 November 2009, and filed on
behal-f of Telindus Sourcing SA with the Clerk of the
Mons Commercial Court on 20 NO-V 2009
C.2 Approve the acquisition by the company Belgacom SA of Management No Action
the Companies Belgacom Mobile SA, Telindus NV and
Telindus Sourcing SA, in the form of a transaction
equivalent to a merger in the sense of Article 676,
section 1 of the Belgian Companies Code; as from
01 JAN 2010, from the point of view of direct taxes
and accounting, all the operations performed by each
of the 3 afore- mentioned Companies will be deemed to
have been carried out for the account of Belgacom SA
D.1 Authorize the Board of Directors, with power of Management No Action
substitution, for the implementation of the decisions
taken
D.2 Approve to grant special authority for the procedures Management No Action
or the VAT authorities and the Crossroads Bank for
Enterprises and publication in the appendixes of the
Belgian Official Gazette
--------------------------------------------------------------------------------
WALGREEN CO.
SECURITY 931422109 MEETING TYPE Annual
TICKER SYMBOL WAG MEETING DATE 13-Jan-2010
ISIN US9314221097 AGENDA 933170045 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN A. DAVIS For For
2 WILLIAM C. FOOTE For For
3 MARK P. FRISSORA For For
4 ALAN G. MCNALLY For For
5 NANCY M. SCHLICHTING For For
6 DAVID Y. SCHWARTZ For For
7 ALEJANDRO SILVA For For
8 JAMES A. SKINNER For For
9 GREGORY D. WASSON For For
02 RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
03 AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE STOCK Management Against Against
OPTION PLAN.
04 SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH VOTING Shareholder Against For
REQUIREMENT IN WALGREEN CO.'S CHARTER AND BY-LAWS TO
SIMPLE MAJORITY VOTE.
05 SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT Shareholder Against For
PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR
EXECUTIVES SHOULD BE PERFORMANCE-BASED.
06 SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON CHARITABLE Shareholder Against For
DONATIONS.
--------------------------------------------------------------------------------
NATIONAL PATENT DEV CORP
SECURITY 637132101 MEETING TYPE Special
TICKER SYMBOL NPDV MEETING DATE 14-Jan-2010
ISIN US6371321018 AGENDA 933175502 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 APPROVAL OF THE SALE OF ALL OF THE ISSUED AND Management For For
OUTSTANDING STOCK OF NATIONAL PATENT DEVELOPMENT
CORPORATION'S WHOLLY-OWNED SUBSIDIARY, FIVE STAR
PRODUCTS, INC., TO THE MERIT GROUP, INC. PURSUANT TO
THE TERMS OF THE STOCK PURCHASE AGREEMENT, DATED AS OF
NOVEMBER 24, 2009 BY AND BETWEEN NATIONAL PATENT
DEVELOPMENT CORPORATION AND THE MERIT GROUP, INC.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 8
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
3COM CORPORATION
SECURITY 885535104 MEETING TYPE Special
TICKER SYMBOL COMS MEETING DATE 26-Jan-2010
ISIN US8855351040 AGENDA 933176554 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ADOPTION OF MERGER AGREEMENT. TO ADOPT THE AGREEMENT Management For For
AND PLAN OF MERGER, DATED AS OF NOVEMBER 11, 2009, BY
AND AMONG HEWLETT-PACKARD COMPANY, COLORADO
ACQUISITION CORPORATION, A WHOLLY-OWNED SUBSIDIARY OF
HEWLETT-PACKARD COMPANY, AND 3COM CORPORATION.
02 ADJOURNMENT OF THE SPECIAL MEETING. TO APPROVE THE Management For For
ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE
ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL
MEETING TO ADOPT THE MERGER AGREEMENT.
--------------------------------------------------------------------------------
MUELLER WATER PRODUCTS INC.
SECURITY 624758108 MEETING TYPE Annual
TICKER SYMBOL MWA MEETING DATE 28-Jan-2010
ISIN AGENDA 933177164 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 DONALD N. BOYCE For For
2 HOWARD L. CLARK, JR. For For
3 GREGORY E. HYLAND For For
4 JERRY W. KOLB For For
5 JOSEPH B. LEONARD For For
6 MARK J. O'BRIEN For For
7 BERNARD G. RETHORE For For
8 NEIL A. SPRINGER For For
9 LYDIA W. THOMAS For For
10 MICHAEL T. TOKARZ For For
02 TO APPROVE THE 2010 MANAGEMENT INCENTIVE PLAN. Management For For
03 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2010.
--------------------------------------------------------------------------------
ROCKWELL AUTOMATION, INC.
SECURITY 773903109 MEETING TYPE Annual
TICKER SYMBOL ROK MEETING DATE 02-Feb-2010
ISIN US7739031091 AGENDA 933175653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
A DIRECTOR Management
1 BARRY C. JOHNSON For For
2 W.T. MCCORMICK, JR. For For
3 KEITH D. NOSBUSCH For For
B TO APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
C TO APPROVE AMENDMENTS TO THE CORPORATION'S 2008 Management Against Against
LONG-TERM INCENTIVES PLAN DESCRIBED IN THE PROXY
STATEMENT.
--------------------------------------------------------------------------------
TANDBERG ASA
SECURITY R88391108 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 03-Feb-2010
ISIN NO0005620856 AGENDA 702193032 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
- IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
- MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
1 Opening of the meeting by the Chairman of the Board Management For For
and summary of the shareholders present
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 9
The Gabelli Convertible and Income Securities Fund Inc.
2 Elect a Chairman for the meeting and 2 persons to Management For For
countersign the minutes
3 Approve the notice and agenda Management For For
4 Amend the Articles of Association Management For For
--------------------------------------------------------------------------------
IMS HEALTH INCORPORATED
SECURITY 449934108 MEETING TYPE Special
TICKER SYMBOL RX MEETING DATE 08-Feb-2010
ISIN US4499341083 AGENDA 933180820 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 5, 2009, AS IT MAY BE AMENDED FROM TIME TO
TIME, BY AND AMONG IMS HEALTH INCORPORATED, HEALTHCARE
TECHNOLOGY HOLDINGS, INC. AND HEALTHCARE TECHNOLOGY
ACQUISITION, INC.
02 TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING, IF Management For For
NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL
PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF
THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF
MERGER.
--------------------------------------------------------------------------------
BURLINGTON NORTHERN SANTA FE CORPORATION
SECURITY 12189T104 MEETING TYPE Special
TICKER SYMBOL BNI MEETING DATE 11-Feb-2010
ISIN US12189T1043 AGENDA 933179106 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Management For For
NOVEMBER 2, 2009, BY AND AMONG BERKSHIRE HATHWAY INC.,
R ACQUISITION COMPANY, LLC AND BURLINGTON NORTHERN
SANTA FE CORPORATION, AS IT MAY BE AMENDED FROM TIME
TO TIME (THE "MERGER AGREEMENT").
02 ADOPT A MOTION TO ADJOURN OR POSTPONE THE SPECIAL Management For For
MEETING TO ANOTHER TIME AND/OR PLACE FOR THE PURPOSE
OF SOLICITING ADDITIONAL PROXIES IN FAVOR OF THE
PROPOSAL TO ADOPT THE MERGER AGREEMENT, IF NECESSARY.
--------------------------------------------------------------------------------
ROYAL BANK OF CANADA
SECURITY 780087102 MEETING TYPE Annual
TICKER SYMBOL RY MEETING DATE 03-Mar-2010
ISIN CA7800871021 AGENDA 933187711 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 W.G. BEATTIE For For
2 D.T. ELIX For For
3 J.T. FERGUSON For For
4 P. GAUTHIER For For
5 T.J. HEARN For For
6 A.D. LABERGE For For
7 J. LAMARRE For For
8 B.C. LOUIE For For
9 M.H. MCCAIN For For
10 G.M. NIXON For For
11 D.P. O'BRIEN For For
12 J.P. REINHARD For For
13 E. SONSHINE For For
14 K.P. TAYLOR For For
15 V.L. YOUNG For For
02 APPOINTMENT OF DELOITTE & TOUCHE LLP AS AUDITOR Management For For
03 ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO Management For For
EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING
MANAGEMENT PROXY CIRCULAR
04 SHAREHOLDER PROPOSAL NO. 1 Shareholder Against For
05 SHAREHOLDER PROPOSAL NO. 2 Shareholder Against For
--------------------------------------------------------------------------------
NATIONAL FUEL GAS COMPANY
SECURITY 636180101 MEETING TYPE Annual
TICKER SYMBOL NFG MEETING DATE 11-Mar-2010
ISIN US6361801011 AGENDA 933188434 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 PHILIP C. ACKERMAN For For
2 CRAIG G. MATTHEWS For For
3 RICHARD G. REITEN For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 10
The Gabelli Convertible and Income Securities Fund Inc.
4 DAVID F. SMITH For For
02 VOTE TO RATIFY PRICEWATERHOUSECOOPERS LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 VOTE TO APPROVE THE 2010 EQUITY COMPENSATION PLAN Management For For
--------------------------------------------------------------------------------
PARMALAT SPA, COLLECCHIO
SECURITY 70175R102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 31-Mar-2010
ISIN US70175R1023 AGENDA 702311630 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH Non-Voting
QUORUM, THERE WILL BE A SE-COND CALL ON 01 APR 2010.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN
V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU.
1 Approve the balance sheet, income statement and Management For For
accompanying notes as at 31 DEC 2009, together with
the report on operations for the same year with the
relevant proposal of distribution of profits and
review the report of the Statutory Auditors
2 Election of the Statutory Auditors and of an Management For For
alternate; consequent resolutions
--------------------------------------------------------------------------------
JULIUS BAER GROUP LTD
SECURITY H4414N103 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Apr-2010
ISIN CH0102484968 AGENDA 702294769 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-669029, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME
MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1 Approve the annual report, the annual accounts and the Management No Action
accounts of the group 2009 and the report of the
Auditors
2 Approve the appropriation of the disposable profit Management No Action
3 Grant discharge to the Members of the Board of Management No Action
Directors and the Executive Board for the 2009 FY
4.1.1 Re-elect Mr. Dr. Rolf. P. Jetzer as a Member of the Management No Action
Board of Directors' for a 3 year team
4.1.2 Re-elect Mr. Gareth Penny as a Member of the Board of Management No Action
Directors' for a 3 year team
4.1.3 Re-elect Mr. Daniel J. Sauter as a Member of the Board Management No Action
of Directors' for a 3 year team
4.2 Election of Mrs Claire Giraut as a Member of the Board Management No Action
of Directors for a 2 year term
5. Election of KPMG AG, Zurich as the Statutory Auditors Management No Action
for another 1 year period
6. Amend Articles 4.3 and 4.5 of the Articles of Management No Action
Incorporation of the Company as specified
--------------------------------------------------------------------------------
GAM HOLDING AG, ZUERICH
SECURITY H2878E106 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 13-Apr-2010
ISIN CH0102659627 AGENDA 702303594 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 11
The Gabelli Convertible and Income Securities Fund Inc.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-645123, INCLUDING THE
AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME
MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS
BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE.
PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED
AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST
EFFORT BASIS. THANK YOU.
1. Approve the appropriation of annual report, financial Management No Action
statements and group accounts for the year 2009,
notice of report of the statutory Auditors
2. Approve the appropriation of retained earnings 2009 Management No Action
3. Grant discharge to the Board of Directors and Management No Action
Executive Board Members
4. Amend the Articles of incorporation concerning the Management No Action
implementation of the swiss intermediated securities
act
5.1 Election of Mr. Diego Du Monceau to the Board of Management No Action
Directors
5.2 Election of Dr. Daniel Daeniker to the Board of Management No Action
Directors
6. Appointment of KPMG AG, Zurich as the Auditors Management No Action
--------------------------------------------------------------------------------
BANK OF NEW YORK MELLON CORP.
SECURITY 064058100 MEETING TYPE Annual
TICKER SYMBOL BK MEETING DATE 13-Apr-2010
ISIN US0640581007 AGENDA 933207436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 RUTH E. BRUCH For For
2 NICHOLAS M. DONOFRIO For For
3 GERALD L. HASSELL For For
4 EDMUND F. KELLY For For
5 ROBERT P. KELLY For For
6 RICHARD J. KOGAN For For
7 MICHAEL J. KOWALSKI For For
8 JOHN A. LUKE, JR. For For
9 ROBERT MEHRABIAN For For
10 MARK A. NORDENBERG For For
11 CATHERINE A. REIN For For
12 WILLIAM C. RICHARDSON For For
13 SAMUEL C. SCOTT III For For
14 JOHN P. SURMA For For
15 WESLEY W. VON SCHACK For For
02 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management For For
RESOLUTION RELATING TO 2009 EXECUTIVE COMPENSATION.
03 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTANT.
04 STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. Shareholder Against For
05 STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF POLICY Shareholder Against For
REQUIRING FIVE-YEAR LOCK-UP PERIOD FOR SENIOR
EXECUTIVES' EQUITY INCENTIVE AWARDS.
06 STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDER APPROVAL Shareholder Against For
OF CERTAIN FUTURE SEVERANCE AGREEMENTS WITH SENIOR
EXECUTIVES.
--------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN BE0003810273 AGENDA 702303215 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO-YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
1 Examination of the annual reports of the Board of Non-Voting
Directors of Belgacom SA of-Public Law with regard to
the annual accounts and consolidated annual
accounts-at 31 DEC 2009
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 12
The Gabelli Convertible and Income Securities Fund Inc.
2 Examination of the reports of the Board of Auditors of Non-Voting
Belgacom SA of Public L-aw with regard to the annual
accounts and of the Auditor with regard to the
co-nsolidated annual accounts at 31 DEC 2009
3 Examination of the information provided by the Joint Non-Voting
Committee
4 Examination of the consolidated annual accounts at 31 Non-Voting
DEC 2009
5 Examination of the annual reports of the Board of Non-Voting
Directors of Belgacom Mobile-SA, Telindus NV and
Telindus Sorucing SA with regard to the annual
accounts a-t 31 DEC 2009
6 Examination of the reports of the Auditors of Belgacom Non-Voting
Mobile SA, Telindus NV-and Telindus Sourcing SA with
regard to the annual accounts at 31 DEC 2009
7 Approve the annual accounts of Belgacom SA of Public Management No Action
Law at 31 DEC 2009 and the annual accounts with regard
to the FY closed on 31 DEC 2009, as specified
8 Grant discharge to the Members of the Board of Management No Action
Directors to the Members of the Board of Directors for
the exercise of their mandate during the FY closed on
31 DEC 2009
9 Grant a special discharge to Mr. Robert Tollet for the Management No Action
exercise of his mandate until 30 SEP 2009
10 Grant discharge to the Members of the Board of Management No Action
Auditors to the Auditors for the exercise of their
mandate during the FY closed on 31 DEC 2009
11 Grant discharge to the Ernst & Young Management No Action
Bedrijfsrevisoren/Reviseurs D'Enterprises BCV/SCC,
represented by Mr. Marnix Van Dooren, for the exercise
of his mandate during the FYE on 31 DEC 2009
12 Appointment of Mrs. Lutgart Van Den Berghe as the Management No Action
Board Member, in accordance with the recommendation of
the Nomination an Remuneration Committee, for a period
which will expire at the AGM of 2016
13 Appointment of Mr. Pierre-Alain De Smedt as the Board Management No Action
Member, in accordance with the recommendation of the
Nomination and Remuneration Committee, for a period
which expire at the AGM of 2016
14 Approve the remuneration of Mrs. L. Van Den Berghe and Management No Action
Mr. P- A. De Smedt as follows: fixed annual
remuneration of EUR 25,000, attendance fee of EUR 5000
per Board meeting attended, attendance fee of EUR
2,500 per Board advisory Committee meeting attended,
EUR 2,000 per year to cover communication costs
15 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action
D'Enterprises SC Sfd Scrl, represented by Mr. Geert
Verstraeten and Luc Callaert Sc Sfd Sprlu, represented
by Luc Callaert for the statutory audit of Belgacom SA
of Public Law for a period of 6 years for an annual
audit fee of EUR 240,000 [to be indexed annually]
16 Approve the Auditor in charge of certifying the Management No Action
consolidated accounts for the Belgacom Group, granted
to Ernst & Young Bedrijfsrevisoren/Reviseurs
D'Enterprises BCV/SCC, represented by Mr. Marnix Van
Dooren
17 Appointment of Deloitte Bedrijfsrevisoren/Reviseurs Management No Action
D'Enterprises SC Sfd Scrl, represented by Mr. Geert
Verstraeten and Mr. Luc Van Coppenolle, for a period
of 3 years for an annual audit fee of EUR 280,000 [ to
be indexed annually]
18 Acknowledgement appointment of a Member of the Board Management No Action
of Auditors of Belgacom SA Public Law, the AGM takes
note of the decision of the Cour des comptes taken as
10 FEB 2010, regarding the nomination of Mr. Pierre
Rion for a new term of 6 years
19 Approve the annual accounts at 31 DEC 2009 of Belgacom Management No Action
Mobile SA with regard to the FY closed on 31 DEC 2009
20 Grant discharge to the Members of the Board of Management No Action
Directors of Belgacom Mobile SA for the exercise of
their mandate during the FY closed on 31 DEC 2009
21 Grant discharge to the Auditor of Belgacom Mobile SA Management No Action
for the exercise of his mandate during the FY closed
on 31 DEC 2009
22 Approve the annual accounts of Telindus NV with regard Management No Action
to the FY closed on 31 DEC 2009
23 Grant discharge of the Members of the Board of Management No Action
Directors of Telindus NV for the exercise of their
mandate during the FY closed on 31 DEC 2009
24 Grant discharge to the Auditor of Telindus NV for the Management No Action
exercise of his mandate during the FY closed on 31 DEC
2009
25 Approve the annual accounts of Telindus Sourcing SA Management No Action
with regard to the FY closed on 31 DEC 2009
26 Grant discharge to the Members of the Board of Management No Action
Directors of Telindus Sourcing SA for the exercise of
their mandate during the FY closed on 31 DEC 2009
27 Grant discharge to the Auditor of Telindus Sourcing SA Management No Action
for the exercise of his mandate during the FY closed
on 31 DEC 2009
28 Miscellaneous Non-Voting
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 13
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
BELGACOM SA DE DROIT PUBLIC, BRUXELLES
SECURITY B10414116 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 14-Apr-2010
ISIN BE0003810273 AGENDA 702305586 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
- MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE-POSITION TO YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER
FOR YOUR VOTE TO BE LODGED
- IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN
THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE-REPRESENTATIVE
1 Authorize the Board of Directors to acquire the Management No Action
maximum number of shares permitted by law in case this
acquisition is necessary for preventing any imminent
and serious prejudice to the Company, this mandate is
granted for a new period of 3 years starting on the
day of disclosure of this amendment to the Articles of
Association by the General Meeting of 14 APR 2010, the
price paid for such shares may not be more than 5%
above the highest closing price in the 30 day trading
period preceding the transaction, and no.CONTD
- CONTD.more than 10% below the lowest closing price in Non-Voting
that same 30 day-trading period; pursuant to this
decision, approve to modify Article 13,-Section 4 of
the Articles of Association as: replace 11 APR 2007 by
14 APR-2010 in Article 13, Section 4 of the Articles
of Association
2 Authorize the Board of Directors, for a new period of Management No Action
3 years starting from the day of this amendment to the
Articles of Association by the general meeting of 14
APR 2010, to increase capital, in any and all forms,
including a capital increase where the pre-emptive
rights of shareholders are restricted or withdrawn,
even after receipt by the Company of a notification
from the Belgian Banking, Finance and Insurance
Commission of a takeover bid for the Company's shares,
where this is the case, however, the.CONTD
- CONTD.capital increase must comply with the additional Non-Voting
terms and conditions-laid down in Article 607 of the
Commercial Companies Code, pursuant to this-decision,
approve to modify Article 5, Section 3, Sub-section 2
of the-Articles of Association as: replace 11 APR 2007
by 14 APR 2010 in Article 5,-Section 3, Sub-section 2
of the Articles of Association
3 Authorize the Secretary General, including that of Management No Action
replacement, for the purpose of coordinating the
Articles of Association to reflect the resolutions
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BP P.L.C.
SECURITY 055622104 MEETING TYPE Annual
TICKER SYMBOL BP MEETING DATE 15-Apr-2010
ISIN US0556221044 AGENDA 933199716 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS Management For For
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
03 TO ELECT MR P ANDERSON AS A DIRECTOR Management For For
04 TO RE-ELECT MR A BURGMANS AS A DIRECTOR Management For For
05 TO RE-ELECT MRS C B CARROLL AS A DIRECTOR Management For For
06 TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR Management For For
07 TO RE-ELECT MR I C CONN AS A DIRECTOR Management For For
08 TO RE-ELECT MR G DAVID AS A DIRECTOR Management For For
09 TO ELECT MR I E L DAVIS AS A DIRECTOR Management For For
10 TO RE-ELECT MR R DUDLEY AS A DIRECTOR Management For For
11 TO RE-ELECT MR D J FLINT AS A DIRECTOR Management For For
12 TO RE-ELECT DR B E GROTE AS A DIRECTOR Management For For
13 TO RE-ELECT DR A B HAYWARD AS A DIRECTOR Management For For
14 TO RE-ELECT MR A G INGLIS AS A DIRECTOR Management For For
15 TO RE-ELECT DR D S JULIUS AS A DIRECTOR Management For For
16 TO ELECT MR C-H SVANBERG AS A DIRECTOR Management For For
17 TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND Management For For
AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION
S18 SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF Management For For
ASSOCIATION
S19 SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE Management For For
PURCHASE OF ITS OWN SHARES BY THE COMPANY
20 TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A Management For For
SPECIFIED AMOUNT
S21 SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A Management For For
LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE- EMPTION
RIGHTS
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 14
The Gabelli Convertible and Income Securities Fund Inc.
S22 SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF Management For For
GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS)
BY NOTICE OF AT LEAST 14 CLEAR DAYS
23 TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS Management For For
INCENTIVE PLAN
24 TO APPROVE THE SCRIP DIVIDEND PROGRAMME Management For For
S25 SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE Shareholder Against For
BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE
SAGD PROJECT
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GENUINE PARTS COMPANY
SECURITY 372460105 MEETING TYPE Annual
TICKER SYMBOL GPC MEETING DATE 19-Apr-2010
ISIN US3724601055 AGENDA 933196506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 DR. MARY B. BULLOCK For For
2 JEAN DOUVILLE For For
3 THOMAS C. GALLAGHER For For
4 GEORGE C. "JACK" GUYNN For For
5 JOHN D. JOHNS For For
6 MICHAEL M.E. JOHNS, MD For For
7 J. HICKS LANIER For For
8 WENDY B. NEEDHAM For For
9 JERRY W. NIX For For
10 LARRY L. PRINCE For For
11 GARY W. ROLLINS For For
02 RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2010.
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ELI LILLY AND COMPANY
SECURITY 532457108 MEETING TYPE Annual
TICKER SYMBOL LLY MEETING DATE 19-Apr-2010
ISIN US5324571083 AGENDA 933197128 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR : R. ALVAREZ Management For For
1B ELECTION OF DIRECTOR : W. BISCHOFF Management For For
1C ELECTION OF DIRECTOR : R.D. HOOVER Management For For
1D ELECTION OF DIRECTOR : F.G. PRENDERGAST Management For For
1E ELECTION OF DIRECTOR : K.P. SEIFERT Management For For
02 RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Management For For
OF BOARD OF ERNST & YOUNG LLP AS PRINCIPAL INDEPENDENT
AUDITORS FOR 2010.
03 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO Management For For
PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS.
04 APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO Management For For
ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS.
05 SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL Shareholder Against For
SPECIAL SHAREHOLDERS' MEETINGS.
06 SHAREHOLDER PROPOSAL ON PROHIBITING CEO'S FROM SERVING Shareholder Against For
ON THE COMPENSATION COMMITTEE.
07 SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE Shareholder Against For
COMPENSATION.
08 SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD Shareholder Against For
EQUITY AWARDS INTO RETIREMENT.
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M&T BANK CORPORATION
SECURITY 55261F104 MEETING TYPE Annual
TICKER SYMBOL MTB MEETING DATE 20-Apr-2010
ISIN US55261F1049 AGENDA 933198839 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 BRENT D. BAIRD For For
2 ROBERT J. BENNETT For For
3 C. ANGELA BONTEMPO For For
4 ROBERT T. BRADY For For
5 MICHAEL D. BUCKLEY For For
6 T.J. CUNNINGHAM III For For
7 MARK J. CZARNECKI For For
8 COLM E. DOHERTY For For
9 GARY N. GEISEL For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 15
The Gabelli Convertible and Income Securities Fund Inc.
10 PATRICK W.E. HODGSON For For
11 RICHARD G. KING For For
12 JORGE G. PEREIRA For For
13 MICHAEL P. PINTO For For
14 MELINDA R. RICH For For
15 ROBERT E. SADLER, JR. For For
16 HERBERT L. WASHINGTON For For
17 ROBERT G. WILMERS For For
02 TO APPROVE THE COMPENSATION OF M&T BANK CORPORATION'S Management For For
NAMED EXECUTIVE OFFICERS.
03 TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF M&T BANK CORPORATION FOR THE YEAR ENDING
DECEMBER 31, 2010.
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THE COCA-COLA COMPANY
SECURITY 191216100 MEETING TYPE Annual
TICKER SYMBOL KO MEETING DATE 21-Apr-2010
ISIN US1912161007 AGENDA 933196758 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: HERBERT A. ALLEN Management For For
02 ELECTION OF DIRECTOR: RONALD W. ALLEN Management For For
03 ELECTION OF DIRECTOR: CATHLEEN P. BLACK Management For For
04 ELECTION OF DIRECTOR: BARRY DILLER Management For For
05 ELECTION OF DIRECTOR: ALEXIS M. HERMAN Management For For
06 ELECTION OF DIRECTOR: MUHTAR KENT Management For For
07 ELECTION OF DIRECTOR: DONALD R. KEOUGH Management For For
08 ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Management For For
09 ELECTION OF DIRECTOR: DONALD F. MCHENRY Management For For
10 ELECTION OF DIRECTOR: SAM NUNN Management For For
11 ELECTION OF DIRECTOR: JAMES D. ROBINSON III Management For For
12 ELECTION OF DIRECTOR: PETER V. UEBERROTH Management For For
13 ELECTION OF DIRECTOR: JACOB WALLENBERG Management For For
14 ELECTION OF DIRECTOR: JAMES B. WILLIAMS Management For For
15 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Management For For
AS INDEPENDENT AUDITORS
16 SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION
17 SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD Shareholder Against For
CHAIR
18 SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK Shareholder Against For
19 SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A Shareholder Against For
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
SECURITY 478160104 MEETING TYPE Annual
TICKER SYMBOL JNJ MEETING DATE 22-Apr-2010
ISIN US4781601046 AGENDA 933205963 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: MARY SUE COLEMAN Management For For
1B ELECTION OF DIRECTOR: JAMES G. CULLEN Management For For
1C ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS Management For For
1D ELECTION OF DIRECTOR: SUSAN L. LINDQUIST Management For For
1E ELECTION OF DIRECTOR: ANNE M. MULCAHY Management For For
1F ELECTION OF DIRECTOR: LEO F. MULLIN Management For For
1G ELECTION OF DIRECTOR: WILLIAM D. PEREZ Management For For
1H ELECTION OF DIRECTOR: CHARLES PRINCE Management For For
1I ELECTION OF DIRECTOR: DAVID SATCHER Management For For
1J ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2010
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
04 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 16
The Gabelli Convertible and Income Securities Fund Inc.
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PFIZER INC.
SECURITY 717081103 MEETING TYPE Annual
TICKER SYMBOL PFE MEETING DATE 22-Apr-2010
ISIN US7170811035 AGENDA 933210243 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Management For For
1B ELECTION OF DIRECTOR: MICHAEL S. BROWN Management For For
1C ELECTION OF DIRECTOR: M. ANTHONY BURNS Management For For
1D ELECTION OF DIRECTOR: ROBERT N. BURT Management For For
1E ELECTION OF DIRECTOR: W. DON CORNWELL Management For For
1F ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY III Management For For
1H ELECTION OF DIRECTOR: CONSTANCE J. HORNER Management For For
1I ELECTION OF DIRECTOR: JAMES M. KILTS Management For For
1J ELECTION OF DIRECTOR: JEFFREY B. KINDLER Management For For
1K ELECTION OF DIRECTOR: GEORGE A. LORCH Management For For
1L ELECTION OF DIRECTOR: JOHN P. MASCOTTE Management For For
1M ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Management For For
1N ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1O ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. Management For For
02 PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
04 APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE Management For For
OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL
MEETINGS.
05 SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. Shareholder Against For
--------------------------------------------------------------------------------
GATX CORPORATION
SECURITY 361448202 MEETING TYPE Annual
TICKER SYMBOL GMTPR MEETING DATE 23-Apr-2010
ISIN US3614482020 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 ANNE L. ARVIA For For
2 RICHARD FAIRBANKS For For
3 DEBORAH M. FRETZ For For
4 ERNST A. HABERLI For For
5 BRIAN A. KENNEY For For
6 MARK G. MCGRATH For For
7 JAMES B. REAM For For
8 DAVID S. SUTHERLAND For For
9 CASEY J. SYLLA For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX
CORPORATION FOR 2010
--------------------------------------------------------------------------------
GATX CORPORATION
SECURITY 361448103 MEETING TYPE Annual
TICKER SYMBOL GMT MEETING DATE 23-Apr-2010
ISIN US3614481030 AGENDA 933202296 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 ANNE L. ARVIA For For
2 RICHARD FAIRBANKS For For
3 DEBORAH M. FRETZ For For
4 ERNST A. HABERLI For For
5 BRIAN A. KENNEY For For
6 MARK G. MCGRATH For For
7 JAMES B. REAM For For
8 DAVID S. SUTHERLAND For For
9 CASEY J. SYLLA For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR GATX
CORPORATION FOR 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 17
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
SECURITY 025816109 MEETING TYPE Annual
TICKER SYMBOL AXP MEETING DATE 26-Apr-2010
ISIN US0258161092 AGENDA 933202436 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 D.F. AKERSON For For
2 C. BARSHEFSKY For For
3 U.M. BURNS For For
4 K.I. CHENAULT For For
5 P. CHERNIN For For
6 J. LESCHLY For For
7 R.C. LEVIN For For
8 R.A. MCGINN For For
9 E.D. MILLER For For
10 S.S REINEMUND For For
11 R.D. WALTER For For
12 R.A. WILLIAMS For For
02 RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Management For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2010.
03 ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE Management For For
COMPENSATION.
04 SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR Shareholder Against For
DIRECTORS.
05 SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF Shareholder Against For
SPECIAL SHAREHOLDER MEETINGS.
06 SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION Shareholder Against For
REQUIREMENTS FOR EXECUTIVES.
--------------------------------------------------------------------------------
SWISSCOM AG, ITTIGEN
SECURITY H8398N104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN CH0008742519 AGENDA 702325742 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL Non-Voting
REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT
THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT
OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR
RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.
IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE.
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING Non-Voting
NOTICE SENT UNDER MEETING-686240 INCLUDING THE AGENDA.
TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST B-E
NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER
BEFORE THE RE-REGISTRA-TION DEADLINE. PLEASE NOTE THAT
THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER TH-E
CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS.
THANK YOU.
1.1 Approve the annual report, the financial statements of Management No Action
Swisscom Ltd and the consolidated financial statements
for FY 2009
1.2 Approve the 2009 remuneration report as specified by Management No Action
means of a consultative vote
2. Approve the retained earnings of FY 2009 of CHF 3,676 Management No Action
million be appropriated as follows: payment of a
dividend to a total of CHF 1,036 million (CHF 20 gross
per share) and balance to be carried forward CHF 2,640
million
3. Grant discharge to the Members of the Board of Management No Action
Directors and the Group Executive Board for the 2009 FY
4. Amend Clauses 3.2 and 3.3 of the Articles of Management No Action
Incorporation as specifed
5.1 Re-elect Dr. Anton Scherrer as a Member and Chairman Management No Action
of the Board of Directors for a one-year term of office
5.2 Re-elect Hugo Gerber as a Member of the Board of Management No Action
Directors for a two-year term of office
5.3 Re-elect Catherine M hlemann as a Member of the Board Management No Action
of Directors for a two-year term of office
6. Re-elect KPMG AG, of Muri near Bern, as the Statutory Management No Action
Auditors for the FY 2010
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 18
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
SWEDISH MATCH AB, STOCKHOLM
SECURITY W92277115 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-Apr-2010
ISIN SE0000310336 AGENDA 702336074 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL Non-Voting
OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN
ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S
IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY
QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE
REPRESENTATIVE
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER Non-Voting
INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS
MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE
THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS
AND SHARE POSITION TO-YOUR CLIENT SERVICE
REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER
FOR-YOUR VOTE TO BE LODGED
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN Non-Voting
ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU.
1 Opening of the meeting and election of Sven Unger, Non-Voting
Attorney at Law as the Chai-rman of the meeting
2 Preparation and approve the voting list Non-Voting
3 Election of one or two persons, to verify the minutes Non-Voting
4 Determination of whether the meeting has been duly Non-Voting
convened
5 Approve the agenda Non-Voting
6 Presentation of the annual report and the Auditors Non-Voting
report, the consolidated fi-nancial statements and the
Auditors report on the consolidated financial
state-ments for 2009, the Auditors statement regarding
compliance with the principle-s for determination of
remuneration to senior executives as well as the
Board-of Directors motion regarding the allocation of
profit and explanatory stateme-nts; in connection
therewith, the President's address and the report
regarding-the work of the Board of Directors and the
work and function of the Audit Com-mittee
7 Adoption of the income statement and balance sheet and Management For For
of the consolidated income statement, consolidated
balance sheet
8 Approve, that a dividend be paid to the Shareholders Management For For
in the amount of SEK 4.75 per share; that the
remaining profits be carried forward, minus the funds
that may be utilized for a bonus issue, provided that
the 2010 AGM passes a resolution in accordance with
the Board of Directors motion concerning a reduction
of the share capital pursuant to Item 10 (a), as well
as a resolution concerning a bonus issue in accordance
with the Board of Directors motion pursuant to Item 10
(b); the proposed record date for entitlement to
receive a cash dividend is 30 APR 2010, the dividend
is expected to be paid through Euro clear Sweden AB,
on 05 MAY 2010
9 Grant discharge from liability for the Board Members Management For For
and the President
10.a Approve, a reduction in the Company's share capital of Management For For
SEK 31,037,085.04 by means of the withdrawal of
20,000,000 shares in the Company; the shares in the
Company proposed for withdrawal have been repurchased
by the Company in accordance with the authorization
granted by the General Meeting of the Company; that
the reduced amount be allocated to a fund for use in
repurchasing the Company's own shares
10.b Approve, provided that the Meeting passes a resolution Management For For
in accordance with the Board s motion under item 10 a)
above, an increase in the Company's share capital of
SEK 31,037,085.04 through a transfer from
non-restricted shareholders equity to the share
capital [bonus issue], the share capital shall be
increased without issuing new shares
11 Authorize the Board of Directors to decide on the Management For For
acquisition, on one or more occasions prior to the
next AGM, of a maximum of as many shares as may be
acquired without the Company's holding at any time
exceeding 10% of all shares in the Company, the shares
shall be acquired on NASDA OMX Stockholm at a price
within the price interval registered at any given
time, i.e. the interval between the highest bid price
and the lowest selling price, the purpose of the
repurchase is primarily to enable the Company's
capital structure to be adjusted and to cover the
allocation of options as part of the Company's option
program
12 Approve the proposes principles for remuneration and Management For For
other terms of employment for the President and other
members of the Group Management whereby remuneration
and other items of employment for the Group management
shall correspond to market practice, in addition to
the fixed salary, the members of the Group management
may be entitled to variable salary, the variable
salary may include both an annual short term program
to be paid out in the beginning of the subsequent year
depending on the outcome of the program, and a long
term program with a performance period which shall not
be shorter than three years, the variable, salary,
shall primarily be based on specific, clear,
predetermined and measurable financial or operational
criteria and may include an obligation to purchase and
hold shares in the Company
13 Approve, that the Meeting resolve that the Company Management For For
issue 713,670 call options to execute the option
program for 2009; that the Company, in a deviation
from the preferential rights of shareholders, be
permitted to transfer of 713,670 shares in the Company
at a selling price of SEK 197.45 per share in
conjunction with a potential exercise of the call
options; the number of shares and the selling price of
the shares covered by the transfer resolution in
accordance with this item may be recalculated as a
consequence of a bonus issue of shares, a
consolidation or split of shares, a new share issue, a
reduction in the share capital, or another similar
measure
14 Approve that the Board of Directors shall comprise 7 Management For For
Members elected by the AGM and no Deputies
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 19
The Gabelli Convertible and Income Securities Fund Inc.
15 Approve that the fees to the Board of Directors be Management For For
paid for the period until the close of the next AGM:
the Chairman shall receive SEK 1,575,000, the Deputy
Chairman shall receive SEK 745,000 and the other Board
members elected by the meeting shall each receive SEK
630,000; it is furthermore proposed that the Board, as
remuneration for committee work carried out, be
allotted SEK 230,000 to the Chairman of the
Compensation Committee and the Audit Committee
respectively and SEK 115,000 respectively to the other
members of these committees, although totaling no more
than SEK 920,000; it is proposed that members of the
Board employed by the Swedish Match Group not receive
any remuneration
16 Re-election of Charles A. Blixt, Andrew Cripps, Karen Management For For
Guerra, Ame Jurbrant, Conny Karlsson, Kersti
Strandqvist and Meg Tiveus as the Members of the Board
of Directors and Conny Karlsson as the Chairman of the
Board and Andrew Cripps as the Deputy Chairman of the
Board
17 Approve that the Chairman of the Board shall be given Management For For
a mandate to contact the Company's four largest
shareholders and ask them each to appoint one
representative to form the Nominating Committee,
together with the Chairman of the Board, for the
period until a new Nominating Committee has been
appointed in accordance with a mandate from the next
AGM; if any of these shareholders waives its right to
appoint a representative, the next largest shareholder
in terms of the number of votes shall be asked to
appoint a representative; the names of the members of
the Nominating Committee shall be published no later
than six months prior to the 2011 AGM; the four
largest shareholders are identified on the basis of
the known numbers of votes in due time before the date
falling six month before the AGM; no remuneration
shall be payable to the members of the Nominating
Committee; any expenses incurred in the course of the
Nominating Committee's work shall be borne by the
Company
18 Approve that the meeting should adopt the Instructions Management For For
for Swedish Match AB's Nominating Committee, which are
identical to those adopted by the 2009 AGM
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP.
SECURITY 459200101 MEETING TYPE Annual
TICKER SYMBOL IBM MEETING DATE 27-Apr-2010
ISIN US4592001014 AGENDA 933199653 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A.J.P. BELDA Management For For
1B ELECTION OF DIRECTOR: C. BLACK Management For For
1C ELECTION OF DIRECTOR: W.R. BRODY Management For For
1D ELECTION OF DIRECTOR: K.I. CHENAULT Management For For
1E ELECTION OF DIRECTOR: M.L. ESKEW Management For For
1F ELECTION OF DIRECTOR: S.A. JACKSON Management For For
1G ELECTION OF DIRECTOR: A.N. LIVERIS Management For For
1H ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. Management For For
1I ELECTION OF DIRECTOR: T. NISHIMURO Management For For
1J ELECTION OF DIRECTOR: J.W. OWENS Management For For
1K ELECTION OF DIRECTOR: S.J. PALMISANO Management For For
1L ELECTION OF DIRECTOR: J.E. SPERO Management For For
1M ELECTION OF DIRECTOR: S. TAUREL Management For For
1N ELECTION OF DIRECTOR: L.H. ZAMBRANO Management For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL Shareholder Against For
INCENTIVE PAYOUT
04 STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING Shareholder Against For
05 STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING Shareholder Against For
SPECIAL MEETINGS
06 STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION.
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
SECURITY 949746101 MEETING TYPE Annual
TICKER SYMBOL WFC MEETING DATE 27-Apr-2010
ISIN US9497461015 AGENDA 933204593 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN D. BAKER II Management For For
1B ELECTION OF DIRECTOR: JOHN S. CHEN Management For For
1C ELECTION OF DIRECTOR: LLOYD H. DEAN Management For For
1D ELECTION OF DIRECTOR: SUSAN E. ENGEL Management For For
1E ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Management For For
1F ELECTION OF DIRECTOR: DONALD M. JAMES Management For For
1G ELECTION OF DIRECTOR: RICHARD D. MCCORMICK Management For For
1H ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 20
The Gabelli Convertible and Income Securities Fund Inc.
1I ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Management For For
1J ELECTION OF DIRECTOR: NICHOLAS G. MOORE Management For For
1K ELECTION OF DIRECTOR: PHILIP J. QUIGLEY Management For For
1L ELECTION OF DIRECTOR: JUDITH M. RUNSTAD Management For For
1M ELECTION OF DIRECTOR: STEPHEN W. SANGER Management For For
1N ELECTION OF DIRECTOR: ROBERT K. STEEL Management For For
1O ELECTION OF DIRECTOR: JOHN G. STUMPF Management For For
1P ELECTION OF DIRECTOR: SUSAN G. SWENSON Management For For
02 PROPOSAL TO APPROVE A NON-BINDING ADVISORY RESOLUTION Management For For
REGARDING THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVES.
03 PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S Management For For
CERTIFICATE OF INCORPORATION TO INCREASE THE COMPANY'S
AUTHORIZED SHARES OF COMMON STOCK FROM 6 BILLION TO 9
BILLION.
04 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITORS FOR 2010.
05 STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON Shareholder Against For
EXECUTIVE AND DIRECTOR COMPENSATION.
06 STOCKHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shareholder Against For
INDEPENDENT CHAIRMAN.
07 STOCKHOLDER PROPOSAL REGARDING A REPORT ON CHARITABLE Shareholder Against For
CONTRIBUTIONS.
08 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
--------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC.
SECURITY 693475105 MEETING TYPE Annual
TICKER SYMBOL PNC MEETING DATE 27-Apr-2010
ISIN US6934751057 AGENDA 933204884 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD O. BERNDT Management For For
1B ELECTION OF DIRECTOR: CHARLES E. BUNCH Management For For
1C ELECTION OF DIRECTOR: PAUL W. CHELLGREN Management For For
1D ELECTION OF DIRECTOR: ROBERT N. CLAY Management For For
1E ELECTION OF DIRECTOR: KAY COLES JAMES Management For For
1F ELECTION OF DIRECTOR: RICHARD B. KELSON Management For For
1G ELECTION OF DIRECTOR: BRUCE C. LINDSAY Management For For
1H ELECTION OF DIRECTOR: ANTHONY A. MASSARO Management For For
1I ELECTION OF DIRECTOR: JANE G. PEPPER Management For For
1J ELECTION OF DIRECTOR: JAMES E. ROHR Management For For
1K ELECTION OF DIRECTOR: DONALD J. SHEPARD Management For For
1L ELECTION OF DIRECTOR: LORENE K. STEFFES Management For For
1M ELECTION OF DIRECTOR: DENNIS F. STRIGL Management For For
1N ELECTION OF DIRECTOR: STEPHEN G. THIEKE Management For For
1O ELECTION OF DIRECTOR: THOMAS J. USHER Management For For
1P ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. Management For For
1Q ELECTION OF DIRECTOR: HELGE H. WEHMEIER Management For For
2 RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS PNC'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
3 APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management For For
4 A SHAREHOLDER PROPOSAL REGARDING APPROVAL OF SEVERANCE Shareholder Against For
AGREEMENTS, IF PROPERLY PRESENTED BEFORE THE MEETING.
5 A SHAREHOLDER PROPOSAL REGARDING A REPORT OF EXECUTIVE Shareholder Against For
COMPENSATION THAT IS NOT TAX DEDUCTIBLE, IF PROPERLY
PRESENTED BEFORE THE MEETING.
--------------------------------------------------------------------------------
CH ENERGY GROUP, INC.
SECURITY 12541M102 MEETING TYPE Annual
TICKER SYMBOL CHG MEETING DATE 27-Apr-2010
ISIN US12541M1027 AGENDA 933211548 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 STEVEN V. LANT For For
2 EDWARD T. TOKAR For For
3 JEFFREY D. TRANEN For For
02 RATIFICATION OF APPOINTMENT OF THE CORPORATION'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 21
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
ROLLS-ROYCE GROUP PLC, LONDON
SECURITY G7630U109 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 28-Apr-2010
ISIN GB0032836487 AGENDA 702315525 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1 Approve the Directors's report and financial Management For For
statements for the YE 31 DEC 2009
2 Approve the Director's remuneration report for the YE Management For For
DEC 31 2009
3 Re-elect Peter Byrom as a Director of the Company Management For For
4 Re-elect Professor Peter Gregson as a Director of the Management For For
Company
5 Re-elect Helen Alexander as a Director of the Company Management For For
6 Re-elect Dr. John McAdam as a Director of the Company Management For For
7 Re-elect Andrew Shilston as a Director of the Company Management For For
8 Re-appoint the Auditors and to authorize the Directors Management For For
to agree their remuneration
9 Authorize the allotment and issue of Company Shares Management For For
10 Authorize political donations and political expenditure Management For For
S.11 Approve to accept new Articles of Association Management For For
S.12 Authorize the Directors to call general meetings on Management For For
not less than 14 clear day's notice
S.13 Authorize the Directors to allot shares Management For For
S.14 Approve to display pre-emption rights Management For For
S.15 Authorize the Company to purchase its own Ordinary Management For For
Shares
--------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY
SECURITY 369604103 MEETING TYPE Annual
TICKER SYMBOL GE MEETING DATE 28-Apr-2010
ISIN US3696041033 AGENDA 933200090 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
A1 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Management For For
A2 ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
A3 ELECTION OF DIRECTOR: WILLIAM M. CASTELL Management For For
A4 ELECTION OF DIRECTOR: ANN M. FUDGE Management For For
A5 ELECTION OF DIRECTOR: SUSAN HOCKFIELD Management For For
A6 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Management For For
A7 ELECTION OF DIRECTOR: ANDREA JUNG Management For For
A8 ELECTION OF DIRECTOR: ALAN G. (A.G.) LAFLEY Management For For
A9 ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
A10 ELECTION OF DIRECTOR: RALPH S. LARSEN Management For For
A11 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
A12 ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
A13 ELECTION OF DIRECTOR: SAM NUNN Management For For
A14 ELECTION OF DIRECTOR: ROGER S. PENSKE Management For For
A15 ELECTION OF DIRECTOR: ROBERT J. SWIERINGA Management For For
A16 ELECTION OF DIRECTOR: DOUGLAS A. WARNER III Management For For
B1 RATIFICATION OF KPMG Management For For
C1 SHAREOWNER PROPOSAL: CUMULATIVE VOTING Shareholder Against For
C2 SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS Shareholder Against For
C3 SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN Shareholder Against For
C4 SHAREOWNER PROPOSAL: PAY DISPARITY Shareholder Against For
C5 SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES Shareholder Against For
C6 SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE Shareholder Against For
COMPENSATION
--------------------------------------------------------------------------------
TEXTRON INC.
SECURITY 883203101 MEETING TYPE Annual
TICKER SYMBOL TXT MEETING DATE 28-Apr-2010
ISIN US8832031012 AGENDA 933208921 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ELECTION OF DIRECTOR: KATHLEEN M. BADER Management For For
02 ELECTION OF DIRECTOR: R. KERRY CLARK Management For For
03 ELECTION OF DIRECTOR: IVOR J. EVANS Management For For
04 ELECTION OF DIRECTOR: LORD POWELL OF BAYSWATER KCMG Management For For
05 ELECTION OF DIRECTOR: JAMES L. ZIEMER Management For For
06 APPROVAL OF AMENDMENTS TO EQUITY INCENTIVE PLANS TO Management Against Against
ALLOW FOR A ONE-TIME STOCK OPTION EXCHANGE PROGRAM.
07 APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Management For For
INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF
DIRECTORS.
08 RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 22
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
SJW CORP.
SECURITY 784305104 MEETING TYPE Annual
TICKER SYMBOL SJW MEETING DATE 28-Apr-2010
ISIN US7843051043 AGENDA 933213883 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1 DIRECTOR Management
1 K. ARMSTRONG For For
2 M.L. CALI For For
3 J.P. DINAPOLI For For
4 D.R. KING For For
5 N.Y. MINETA For For
6 G.E. MOSS For For
7 W.R. ROTH For For
8 C.J. TOENISKOETTER For For
9 R.A. VAN VALER For For
2 RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
FISCAL YEAR 2010.
--------------------------------------------------------------------------------
KIMBERLY-CLARK CORPORATION
SECURITY 494368103 MEETING TYPE Annual
TICKER SYMBOL KMB MEETING DATE 29-Apr-2010
ISIN US4943681035 AGENDA 933197255 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN R. ALM Management For For
1B ELECTION OF DIRECTOR: DENNIS R. BERESFORD Management For For
1C ELECTION OF DIRECTOR: JOHN F. BERGSTROM Management For For
1D ELECTION OF DIRECTOR: ABELARDO E. BRU Management For For
1E ELECTION OF DIRECTOR: ROBERT W. DECHERD Management For For
1F ELECTION OF DIRECTOR: THOMAS J. FALK Management For For
1G ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. Management For For
1H ELECTION OF DIRECTOR: JAMES M. JENNESS Management For For
1I ELECTION OF DIRECTOR: IAN C. READ Management For For
1J ELECTION OF DIRECTOR: LINDA JOHNSON RICE Management For For
1K ELECTION OF DIRECTOR: MARC J. SHAPIRO Management For For
1L ELECTION OF DIRECTOR: G. CRAIG SULLIVAN Management For For
02 RATIFICATION OF AUDITORS Management For For
03 STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER Shareholder Against For
MEETINGS
--------------------------------------------------------------------------------
CORNING INCORPORATED
SECURITY 219350105 MEETING TYPE Annual
TICKER SYMBOL GLW MEETING DATE 29-Apr-2010
ISIN US2193501051 AGENDA 933203541 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROBERT F. CUMMINGS, JR. Management For For
1B ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Management For For
1C ELECTION OF DIRECTOR: WILLIAM D. SMITHBURG Management For For
1D ELECTION OF DIRECTOR: HANSEL E. TOOKES II Management For For
1E ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
02 RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS CORNING'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS.
03 APPROVAL OF THE 2010 VARIABLE COMPENSATION PLAN. Management For For
04 APPROVAL OF THE 2010 EQUITY PLAN FOR NON- EMPLOYEE Management For For
DIRECTORS.
05 APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE Management For For
RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY
THE BOARD OF DIRECTORS.
06 SHAREHOLDER PROPOSAL CONCERNING VOTING. Shareholder Against For
--------------------------------------------------------------------------------
DIEBOLD, INCORPORATED
SECURITY 253651103 MEETING TYPE Annual
TICKER SYMBOL DBD MEETING DATE 29-Apr-2010
ISIN US2536511031 AGENDA 933204012 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 MEI-WEI CHENG For For
3 PHILLIP R. COX For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 23
The Gabelli Convertible and Income Securities Fund Inc.
4 RICHARD L. CRANDALL For For
5 GALE S. FITZGERALD For For
6 PHILLIP B. LASSITER For For
7 JOHN N. LAUER For For
8 THOMAS W. SWIDARSKI For For
9 HENRY D.G. WALLACE For For
10 ALAN J. WEBER For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Management For For
INDEPENDENT AUDITORS FOR THE YEAR 2010.
03 TO RE-APPROVE THE COMPANY'S ANNUAL CASH BONUS PLAN. Management For For
--------------------------------------------------------------------------------
GREAT PLAINS ENERGY INCORPORATED
SECURITY 391164100 MEETING TYPE Annual
TICKER SYMBOL GXP MEETING DATE 04-May-2010
ISIN US3911641005 AGENDA 933200076 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1 DIRECTOR Management
1 D.L. BODDE For For
2 M.J. CHESSER For For
3 W.H. DOWNEY For For
4 R.C. FERGUSON, JR. For For
5 G.D. FORSEE For For
6 J.A. MITCHELL For For
7 W.C. NELSON For For
8 J.J. SHERMAN For For
9 L.H. TALBOTT For For
10 R.H. WEST For For
2 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT AUDITORS FOR 2010.
--------------------------------------------------------------------------------
CINCINNATI BELL INC.
SECURITY 171871403 MEETING TYPE Annual
TICKER SYMBOL CBBPRB MEETING DATE 04-May-2010
ISIN US1718714033 AGENDA 933211928 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 BRUCE L. BYRNES For For
2 PHILLIP R. COX For For
3 JAKKI L. HAUSSLER For For
4 MARK LAZARUS For For
5 CRAIG F. MAIER For For
6 ALEX SHUMATE For For
7 LYNN A. WENTWORTH For For
8 JOHN M. ZRNO For For
02 THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM TO AUDIT THE FINANCIAL STATEMENTS OF
THE COMPANY FOR THE YEAR 2010.
--------------------------------------------------------------------------------
MIRANT CORPORATION
SECURITY 60467R100 MEETING TYPE Annual
TICKER SYMBOL MIR MEETING DATE 06-May-2010
ISIN US60467R1005 AGENDA 933208767 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 THOMAS W. CASON For For
2 A.D. (PETE) CORRELL For For
3 TERRY G. DALLAS For For
4 THOMAS H. JOHNSON For For
5 JOHN T. MILLER For For
6 EDWARD R. MULLER For For
7 ROBERT C. MURRAY For For
8 WILLIAM L. THACKER For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010
03 STOCKHOLDER RIGHTS PLAN Management Against Against
04 MATERIAL TERMS OF THE PERFORMANCE GOALS INCLUDED IN Management For For
THE MIRANT CORPORATION 2005 OMNIBUS INCENTIVE
COMPENSATION PLAN
05 STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GOALS FOR Shareholder Against For
REDUCING TOTAL GREENHOUSE GAS EMISSIONS
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 24
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
SECURITY 92343V104 MEETING TYPE Annual
TICKER SYMBOL VZ MEETING DATE 06-May-2010
ISIN US92343V1044 AGENDA 933212451 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD L. CARRION Management For For
1B ELECTION OF DIRECTOR: M. FRANCES KEETH Management For For
1C ELECTION OF DIRECTOR: ROBERT W. LANE Management For For
1D ELECTION OF DIRECTOR: SANDRA O. MOOSE Management For For
1E ELECTION OF DIRECTOR: JOSEPH NEUBAUER Management For For
1F ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1G ELECTION OF DIRECTOR: THOMAS H. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Management For For
1I ELECTION OF DIRECTOR: HUGH B. PRICE Management For For
1J ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Management For For
1K ELECTION OF DIRECTOR: RODNEY E. SLATER Management For For
1L ELECTION OF DIRECTOR: JOHN W. SNOW Management For For
1M ELECTION OF DIRECTOR: JOHN R. STAFFORD Management For For
02 RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
03 ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION Management For For
04 PROHIBIT GRANTING STOCK OPTIONS Shareholder Against For
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS Shareholder Against For
07 SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING Shareholder Against For
08 ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY Shareholder Against For
09 SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH Shareholder Against For
10 EXECUTIVE STOCK RETENTION REQUIREMENTS Shareholder Against For
--------------------------------------------------------------------------------
MUELLER INDUSTRIES, INC.
SECURITY 624756102 MEETING TYPE Annual
TICKER SYMBOL MLI MEETING DATE 06-May-2010
ISIN US6247561029 AGENDA 933212487 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 ALEXANDER P. FEDERBUSH For For
2 PAUL J. FLAHERTY For For
3 GENNARO J. FULVIO For For
4 GARY S. GLADSTEIN For For
5 SCOTT J. GOLDMAN For For
6 TERRY HERMANSON For For
7 HARVEY L. KARP For For
02 APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
INDEPENDENT AUDITORS OF THE COMPANY.
--------------------------------------------------------------------------------
BCE INC.
SECURITY 05534B760 MEETING TYPE Annual
TICKER SYMBOL BCE MEETING DATE 06-May-2010
ISIN CA05534B7604 AGENDA 933223505 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 B.K. ALLEN For For
2 A. BERARD For For
3 R.A. BRENNEMAN For For
4 S. BROCHU For For
5 R.E. BROWN For For
6 G.A. COPE For For
7 A.S. FELL For For
8 D. SOBLE KAUFMAN For For
9 B.M. LEVITT For For
10 E.C. LUMLEY For For
11 T.C. O'NEILL For For
12 P.R. WEISS For For
02 DELOITTE & TOUCHE LLP AS AUDITORS Management For For
03 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE Management For For
ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS,
THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE 2010 MANAGEMENT PROXY
CIRCULAR DATED MARCH 11, 2010 DELIVERED IN ADVANCE OF
THE 2010 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF BCE.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 25
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
NORTHEAST UTILITIES
SECURITY 664397106 MEETING TYPE Annual
TICKER SYMBOL NU MEETING DATE 11-May-2010
ISIN US6643971061 AGENDA 933220838 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 RICHARD H. BOOTH For For
2 JOHN S. CLARKESON For For
3 COTTON M. CLEVELAND For For
4 SANFORD CLOUD, JR. For For
5 E. GAIL DE PLANQUE For For
6 JOHN G. GRAHAM For For
7 ELIZABETH T. KENNAN For For
8 KENNETH R. LEIBLER For For
9 ROBERT E. PATRICELLI For For
10 CHARLES W. SHIVERY For For
11 JOHN F. SWOPE For For
12 DENNIS R. WRAASE For For
02 TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Management For For
THE COMPANY'S INDEPENDENT AUDITORS FOR 2010
--------------------------------------------------------------------------------
TULLOW OIL PLC
SECURITY G91235104 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2010
ISIN GB0001500809 AGENDA 702357232 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1 Receive and adopt the annual accounts and associated Management For For
reports
2 Declare the final dividend of 4.0p per ordinary share Management For For
3 Receive and approve the Director's remuneration report Management For For
4 Re-election of Aidan Heavey as a Director Management For For
5 Re-election of Angus McCoss as a Director Management For For
6 Re-election of David Williams as a Director Management For For
7 Re-election of Pat Plunkett as a Director Management For For
8 Re-appointment of Deloittee LLP as the Auditors and Management For For
authorize the Directors to determine their remuneration
9 Approve to renew Director's authority to allot shares Management For For
10 Approve to dis-apply statutory pre-emption rights Management For For
11 Authorize the Company to hold general meeting on no Management For For
less than 14 clear day's notice
12 Adopt the new Articles of Association of the Company Management For For
13 Approve the Tullow Oil 2010 Share Option Plan Management For For
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting
SPELLING OF DIRECTOR NAME-S OF RESOLUTIONS 4 AND 7. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NO-T
RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS-. THANK YOU.
--------------------------------------------------------------------------------
CONOCOPHILLIPS
SECURITY 20825C104 MEETING TYPE Annual
TICKER SYMBOL COP MEETING DATE 12-May-2010
ISIN US20825C1045 AGENDA 933218617 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Management For For
1B ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Management For For
1C ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. Management For For
1D ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Management For For
1E ELECTION OF DIRECTOR: RUTH R. HARKIN Management For For
1F ELECTION OF DIRECTOR: HAROLD W. MCGRAW III Management For For
1G ELECTION OF DIRECTOR: JAMES J. MULVA Management For For
1H ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Management For For
1I ELECTION OF DIRECTOR: HARALD J. NORVIK Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
1K ELECTION OF DIRECTOR: BOBBY S. SHACKOULS Management For For
1L ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 26
The Gabelli Convertible and Income Securities Fund Inc.
1M ELECTION OF DIRECTOR: KATHRYN C. TURNER Management For For
1N ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. Management For For
02 PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2010.
03 BOARD RISK MANAGEMENT OVERSIGHT Shareholder Against For
04 GREENHOUSE GAS REDUCTION Shareholder Against For
05 OIL SANDS DRILLING Shareholder Against For
06 LOUISIANA WETLANDS Shareholder Against For
07 FINANCIAL RISKS OF CLIMATE CHANGE Shareholder Against For
08 TOXIC POLLUTION REPORT Shareholder Against For
09 GENDER EXPRESSION NON-DISCRIMINATION Shareholder Against For
10 POLITICAL CONTRIBUTIONS Shareholder Against For
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
SECURITY 126650100 MEETING TYPE Annual
TICKER SYMBOL CVS MEETING DATE 12-May-2010
ISIN US1266501006 AGENDA 933219152 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: EDWIN M. BANKS Management For For
1B ELECTION OF DIRECTOR: C. DAVID BROWN II Management For For
1C ELECTION OF DIRECTOR: DAVID W. DORMAN Management For For
1D ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS Management For For
1E ELECTION OF DIRECTOR: MARIAN L. HEARD Management For For
1F ELECTION OF DIRECTOR: WILLIAM H. JOYCE Management For For
1G ELECTION OF DIRECTOR: JEAN-PIERRE MILLON Management For For
1H ELECTION OF DIRECTOR: TERRENCE MURRAY Management For For
1I ELECTION OF DIRECTOR: C.A. LANCE PICCOLO Management For For
1J ELECTION OF DIRECTOR: SHELI Z. ROSENBERG Management For For
1K ELECTION OF DIRECTOR: THOMAS M. RYAN Management For For
1L ELECTION OF DIRECTOR: RICHARD J. SWIFT Management For For
2 PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR.
03 PROPOSAL TO ADOPT THE COMPANY'S 2010 INCENTIVE Management Against Against
COMPENSATION PLAN.
04 PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY'S Management For For
CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS.
05 STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS AND EXPENDITURES.
06 STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP Shareholder Against For
GLOBAL WARMING.
--------------------------------------------------------------------------------
KRAFT FOODS INC.
SECURITY 50075N104 MEETING TYPE Annual
TICKER SYMBOL KFT MEETING DATE 18-May-2010
ISIN US50075N1046 AGENDA 933205331 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: AJAYPAL S. BANGA Management For For
1B ELECTION OF DIRECTOR: MYRA M. HART Management For For
1C ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1D ELECTION OF DIRECTOR: MARK D. KETCHUM Management For For
1E ELECTION OF DIRECTOR: RICHARD A. LERNER, M.D. Management For For
1F ELECTION OF DIRECTOR: MACKEY J. MCDONALD Management For For
1G ELECTION OF DIRECTOR: JOHN C. POPE Management For For
1H ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Management For For
1I ELECTION OF DIRECTOR: IRENE B. ROSENFELD Management For For
1J ELECTION OF DIRECTOR: J.F. VAN BOXMEER Management For For
1K ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Management For For
1L ELECTION OF DIRECTOR: FRANK G. ZARB Management For For
2 RATIFICATION OF THE SELECTION OF Management For For
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010.
3 SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY Shareholder Against For
WRITTEN CONSENT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 27
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
SECURITY 46625H100 MEETING TYPE Annual
TICKER SYMBOL JPM MEETING DATE 18-May-2010
ISIN US46625H1005 AGENDA 933226501 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CRANDALL C. BOWLES Management For For
1B ELECTION OF DIRECTOR: STEPHEN B. BURKE Management For For
1C ELECTION OF DIRECTOR: DAVID M. COTE Management For For
1D ELECTION OF DIRECTOR: JAMES S. CROWN Management For For
1E ELECTION OF DIRECTOR: JAMES DIMON Management For For
1F ELECTION OF DIRECTOR: ELLEN V. FUTTER Management For For
1G ELECTION OF DIRECTOR: WILLIAM H. GRAY, III Management For For
1H ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Management For For
1I ELECTION OF DIRECTOR: DAVID C. NOVAK Management For For
1J ELECTION OF DIRECTOR: LEE R. RAYMOND Management For For
1K ELECTION OF DIRECTOR: WILLIAM C. WELDON Management For For
02 APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
04 POLITICAL NON-PARTISANSHIP Shareholder Against For
05 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
06 COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING Shareholder Against For
07 SHAREHOLDER ACTION BY WRITTEN CONSENT Shareholder Against For
08 INDEPENDENT CHAIRMAN Shareholder Against For
09 PAY DISPARITY Shareholder Against For
10 SHARE RETENTION Shareholder Against For
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 18-May-2010
ISIN US0325111070 AGENDA 933231160 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1B ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1C ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT Management For For
AUDITORS.
03 STOCKHOLDER PROPOSAL - AMENDMENT TO NON- Shareholder Against For
DISCRIMINATION POLICY.
04 STOCKHOLDER PROPOSAL - AMENDMENT TO BY-LAWS: Shareholder Against For
REIMBURSEMENT OF PROXY EXPENSES.
--------------------------------------------------------------------------------
MORGAN STANLEY
SECURITY 617446448 MEETING TYPE Annual
TICKER SYMBOL MS MEETING DATE 18-May-2010
ISIN US6174464486 AGENDA 933246375 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: ROY J. BOSTOCK Management For For
1B ELECTION OF DIRECTOR: ERSKINE B. BOWLES Management For For
1C ELECTION OF DIRECTOR: HOWARD J. DAVIES Management For For
1D ELECTION OF DIRECTOR: JAMES P. GORMAN Management For For
1E ELECTION OF DIRECTOR: JAMES H. HANCE, JR. Management For For
1F ELECTION OF DIRECTOR: NOBUYUKI HIRANO Management For For
1G ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1H ELECTION OF DIRECTOR: JOHN J. MACK Management For For
1I ELECTION OF DIRECTOR: DONALD T. NICOLAISEN Management For For
1J ELECTION OF DIRECTOR: CHARLES H. NOSKI Management For For
1K ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Management For For
1L ELECTION OF DIRECTOR: O. GRIFFITH SEXTON Management For For
1M ELECTION OF DIRECTOR: LAURA D. TYSON Management For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
INDEPENDENT AUDITOR
03 TO APPROVE COMPENSATION OF EXECUTIVES AS DISCLOSED IN Management For For
THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION)
04 TO AMEND THE 2007 EQUITY INCENTIVE COMPENSATION PLAN Management Against Against
05 SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER Shareholder Against For
MEETINGS
06 SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY Shareholder Against For
HOLDINGS REQUIREMENT
07 SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR Shareholder Against For
08 SHAREHOLDER PROPOSAL REGARDING REPORT ON PAY DISPARITY Shareholder Against For
09 SHAREHOLDER PROPOSAL REGARDING RECOUPMENT OF Shareholder Against For
MANAGEMENT BONUSES
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 28
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
SECURITY 780259206 MEETING TYPE Annual
TICKER SYMBOL RDSA MEETING DATE 18-May-2010
ISIN US7802592060 AGENDA 933254346 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 ADOPTION OF ANNUAL REPORT & ACCOUNTS Management For For
02 APPROVAL OF REMUNERATION REPORT Management For For
03 APPOINTMENT OF CHARLES O. HOLLIDAY AS A DIRECTOR Management For For
04 RE-APPOINTMENT OF JOSEF ACKERMANN AS A DIRECTOR Management For For
05 RE-APPOINTMENT OF MALCOLM BRINDED AS A DIRECTOR Management For For
06 RE-APPOINTMENT OF SIMON HENRY AS A DIRECTOR Management For For
07 RE-APPOINTMENT OF LORD KERR OF KINLOCHARD AS A DIRECTOR Management For For
08 RE-APPOINTMENT OF WIM KOK AS A DIRECTOR Management For For
09 RE-APPOINTMENT OF NICK LAND AS A DIRECTOR Management For For
10 RE-APPOINTMENT OF CHRISTINE MORIN-POSTEL AS A DIRECTOR Management For For
11 RE-APPOINTMENT OF JORMA OLLILA AS A DIRECTOR Management For For
12 RE-APPOINTMENT OF JEROEN VAN DER VEER AS A DIRECTOR Management For For
13 RE-APPOINTMENT OF PETER VOSER AS A DIRECTOR Management For For
14 RE-APPOINTMENT OF HANS WIJERS AS A DIRECTOR Management For For
15 RE-APPOINTMENT OF AUDITORS Management For For
16 REMUNERATION OF AUDITORS Management For For
17 AUTHORITY TO ALLOT SHARES Management For For
18 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
19 AUTHORITY TO PURCHASE OWN SHARES Management For For
20 AUTHORITY FOR SCRIP DIVIDEND SCHEME Management For For
21 AUTHORITY FOR CERTAIN DONATIONS AND EXPENDITURE Management For For
22 ADOPTION OF NEW ARTICLES OF ASSOCIATION Management For For
23 SHAREHOLDER RESOLUTION Shareholder Against For
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2010
ISIN US4062161017 AGENDA 933223668 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: J.T. HACKETT Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. Management For For
03 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
04 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
05 PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. Shareholder Against For
06 PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. Shareholder Against For
--------------------------------------------------------------------------------
INTEL CORPORATION
SECURITY 458140100 MEETING TYPE Annual
TICKER SYMBOL INTC MEETING DATE 19-May-2010
ISIN US4581401001 AGENDA 933224367 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Management For For
1B ELECTION OF DIRECTOR: SUSAN L. DECKER Management For For
1C ELECTION OF DIRECTOR: JOHN J. DONAHOE Management For For
1D ELECTION OF DIRECTOR: REED E. HUNDT Management For For
1E ELECTION OF DIRECTOR: PAUL S. OTELLINI Management For For
1F ELECTION OF DIRECTOR: JAMES D. PLUMMER Management For For
1G ELECTION OF DIRECTOR: DAVID S. POTTRUCK Management For For
1H ELECTION OF DIRECTOR: JANE E. SHAW Management For For
1I ELECTION OF DIRECTOR: FRANK D. YEARY Management For For
1J ELECTION OF DIRECTOR: DAVID B. YOFFIE Management For For
02 RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
CURRENT YEAR
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 29
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION
SECURITY 666807102 MEETING TYPE Annual
TICKER SYMBOL NOC MEETING DATE 19-May-2010
ISIN US6668071029 AGENDA 933233227 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WESLEY G. BUSH Management For For
1B ELECTION OF DIRECTOR: LEWIS W. COLEMAN Management For For
1C ELECTION OF DIRECTOR: THOMAS B. FARGO Management For For
1D ELECTION OF DIRECTOR: VICTOR H. FAZIO Management For For
1E ELECTION OF DIRECTOR: DONALD E. FELSINGER Management For For
1F ELECTION OF DIRECTOR: STEPHEN E. FRANK Management For For
1G ELECTION OF DIRECTOR: BRUCE S. GORDON Management For For
1H ELECTION OF DIRECTOR: MADELEINE KLEINER Management For For
1I ELECTION OF DIRECTOR: KARL J. KRAPEK Management For For
1J ELECTION OF DIRECTOR: RICHARD B. MYERS Management For For
1K ELECTION OF DIRECTOR: AULANA L. PETERS Management For For
1L ELECTION OF DIRECTOR: KEVIN W. SHARER Management For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR.
03 PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE Management For For
OF INCORPORATION RELATING TO SPECIAL SHAREHOLDER
MEETINGS AND CERTAIN OTHER PROVISIONS.
04 PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION OF Management Against Against
NORTHROP GRUMMAN SYSTEMS CORPORATION RELATING TO
DELETION OF COMPANY SHAREHOLDER APPROVALS FOR CERTAIN
TRANSACTIONS.
05 SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN Shareholder Against For
NORTH DAKOTA.
--------------------------------------------------------------------------------
DR PEPPER SNAPPLE GROUP,INC.
SECURITY 26138E109 MEETING TYPE Annual
TICKER SYMBOL DPS MEETING DATE 20-May-2010
ISIN US26138E1091 AGENDA 933222818 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: JOHN L. ADAMS Management For For
1B ELECTION OF DIRECTOR: TERENCE D. MARTIN Management For For
1C ELECTION OF DIRECTOR: RONALD G. ROGERS Management For For
2 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE Management For For
CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2010.
--------------------------------------------------------------------------------
MARSH & MCLENNAN COMPANIES, INC.
SECURITY 571748102 MEETING TYPE Annual
TICKER SYMBOL MMC MEETING DATE 20-May-2010
ISIN US5717481023 AGENDA 933225472 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LESLIE M. BAKER Management For For
1B ELECTION OF DIRECTOR: ZACHARY W. CARTER Management For For
1C ELECTION OF DIRECTOR: BRIAN DUPERREAULT Management For For
1D ELECTION OF DIRECTOR: OSCAR FANJUL Management For For
1E ELECTION OF DIRECTOR: H. EDWARD HANWAY Management For For
1F ELECTION OF DIRECTOR: GWENDOLYN S. KING Management For For
1G ELECTION OF DIRECTOR: BRUCE P. NOLOP Management For For
1H ELECTION OF DIRECTOR: MARC D. OKEN Management For For
02 RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED Management For For
PUBLIC ACCOUNTING FIRM
03 STOCKHOLDER PROPOSAL: SHAREHOLDER ACTION BY WRITTEN Shareholder Against For
CONSENT
--------------------------------------------------------------------------------
FPL GROUP, INC.
SECURITY 302571104 MEETING TYPE Annual
TICKER SYMBOL FPL MEETING DATE 21-May-2010
ISIN US3025711041 AGENDA 933228062 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 SHERRY S. BARRAT For For
2 ROBERT M. BEALL, II For For
3 J. HYATT BROWN For For
4 JAMES L. CAMAREN For For
5 J. BRIAN FERGUSON For For
6 LEWIS HAY, III For For
7 TONI JENNINGS For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 30
The Gabelli Convertible and Income Securities Fund Inc.
8 OLIVER D. KINGSLEY, JR. For For
9 RUDY E. SCHUPP For For
10 WILLIAM H. SWANSON For For
11 MICHAEL H. THAMAN For For
12 HANSEL E. TOOKES, II For For
02 RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2010.
03 APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED Management For For
ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE
THE COMPANY'S NAME TO NEXTERA ENERGY, INC.
--------------------------------------------------------------------------------
CABLEVISION SYSTEMS CORPORATION
SECURITY 12686C109 MEETING TYPE Annual
TICKER SYMBOL CVC MEETING DATE 21-May-2010
ISIN US12686C1099 AGENDA 933233772 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 ZACHARY W. CARTER For For
2 THOMAS V. REIFENHEISER For For
3 JOHN R. RYAN For For
4 VINCENT TESE For For
5 LEONARD TOW For For
02 PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR FISCAL YEAR 2010.
--------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED
SECURITY 91324P102 MEETING TYPE Annual
TICKER SYMBOL UNH MEETING DATE 24-May-2010
ISIN US91324P1021 AGENDA 933235031 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: WILLIAM C. BALLARD, JR. Management For For
1B ELECTION OF DIRECTOR: RICHARD T. BURKE Management For For
1C ELECTION OF DIRECTOR: ROBERT J. DARRETTA Management For For
1D ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Management For For
1E ELECTION OF DIRECTOR: MICHELE J. HOOPER Management For For
1F ELECTION OF DIRECTOR: DOUGLAS W. LEATHERDALE Management For For
1G ELECTION OF DIRECTOR: GLENN M. RENWICK Management For For
1H ELECTION OF DIRECTOR: KENNETH I. SHINE M.D. Management For For
1I ELECTION OF DIRECTOR: GAIL R. WILENSKY PH.D. Management For For
02 RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2010.
03 SHAREHOLDER PROPOSAL CONCERNING DISCLOSURE OF LOBBYING Shareholder Against For
EXPENSES.
04 SHAREHOLDER PROPOSAL CONCERNING ADVISORY VOTE ON Shareholder Against For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------
MERCK & CO., INC.
SECURITY 58933Y105 MEETING TYPE Annual
TICKER SYMBOL MRK MEETING DATE 25-May-2010
ISIN US58933Y1055 AGENDA 933236920 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: LESLIE A. BRUN Management For For
1B ELECTION OF DIRECTOR: THOMAS R. CECH Management For For
1C ELECTION OF DIRECTOR: RICHARD T. CLARK Management For For
1D ELECTION OF DIRECTOR: THOMAS H. GLOCER Management For For
1E ELECTION OF DIRECTOR: STEVEN F. GOLDSTONE Management For For
1F ELECTION OF DIRECTOR: WILLIAM B. HARRISON, JR. Management For For
1G ELECTION OF DIRECTOR: HARRY R. JACOBSON Management For For
1H ELECTION OF DIRECTOR: WILLIAM N. KELLEY Management For For
1I ELECTION OF DIRECTOR: C. ROBERT KIDDER Management For For
1J ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Management For For
1K ELECTION OF DIRECTOR: CARLOS E. REPRESAS Management For For
1L ELECTION OF DIRECTOR: PATRICIA F. RUSSO Management For For
1M ELECTION OF DIRECTOR: THOMAS E. SHENK Management For For
1N ELECTION OF DIRECTOR: ANNE M. TATLOCK Management For For
1O ELECTION OF DIRECTOR: CRAIG B. THOMPSON Management For For
1P ELECTION OF DIRECTOR: WENDELL P. WEEKS Management For For
1Q ELECTION OF DIRECTOR: PETER C. WENDELL Management For For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 31
The Gabelli Convertible and Income Securities Fund Inc.
02 RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010.
03 PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN. Management For For
04 PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS Management For For
STOCK OPTION PLAN.
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
SECURITY 30231G102 MEETING TYPE Annual
TICKER SYMBOL XOM MEETING DATE 26-May-2010
ISIN US30231G1022 AGENDA 933239267 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 M.J. BOSKIN For For
2 P. BRABECK-LETMATHE For For
3 L.R. FAULKNER For For
4 J.S. FISHMAN For For
5 K.C. FRAZIER For For
6 W.W. GEORGE For For
7 M.C. NELSON For For
8 S.J. PALMISANO For For
9 S.S REINEMUND For For
10 R.W. TILLERSON For For
11 E.E. WHITACRE, JR. For For
02 RATIFICATION OF INDEPENDENT AUDITORS (PAGE 52) Management For For
03 SPECIAL SHAREHOLDER MEETINGS (PAGE 54) Shareholder Against For
04 INCORPORATE IN NORTH DAKOTA (PAGE 55) Shareholder Against For
05 SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
(PAGE 56)
06 AMENDMENT OF EEO POLICY (PAGE 57) Shareholder Against For
07 POLICY ON WATER (PAGE 59) Shareholder Against For
08 WETLANDS RESTORATION POLICY (PAGE 60) Shareholder Against For
09 REPORT ON CANADIAN OIL SANDS (PAGE 62) Shareholder Against For
10 REPORT ON NATURAL GAS PRODUCTION (PAGE 64) Shareholder Against For
11 REPORT ON ENERGY TECHNOLOGY (PAGE 65) Shareholder Against For
12 GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) Shareholder Against For
13 PLANNING ASSUMPTIONS (PAGE 69) Shareholder Against For
--------------------------------------------------------------------------------
CHEVRON CORPORATION
SECURITY 166764100 MEETING TYPE Annual
TICKER SYMBOL CVX MEETING DATE 26-May-2010
ISIN US1667641005 AGENDA 933241743 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: S.H. ARMACOST Management For For
1B ELECTION OF DIRECTOR: L.F. DEILY Management For For
1C ELECTION OF DIRECTOR: R.E. DENHAM Management For For
1D ELECTION OF DIRECTOR: R.J. EATON Management For For
1E ELECTION OF DIRECTOR: C. HAGEL Management For For
1F ELECTION OF DIRECTOR: E. HERNANDEZ Management For For
1G ELECTION OF DIRECTOR: F.G. JENIFER Management For For
1H ELECTION OF DIRECTOR: G.L. KIRKLAND Management For For
1I ELECTION OF DIRECTOR: S. NUNN Management For For
1J ELECTION OF DIRECTOR: D.B. RICE Management For For
1K ELECTION OF DIRECTOR: K.W. SHARER Management For For
1L ELECTION OF DIRECTOR: C.R. SHOEMATE Management For For
1M ELECTION OF DIRECTOR: J.G. STUMPF Management For For
1N ELECTION OF DIRECTOR: R.D. SUGAR Management For For
1O ELECTION OF DIRECTOR: C. WARE Management For For
1P ELECTION OF DIRECTOR: J.S. WATSON Management For For
02 RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE Management For For
PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS
TO CALL FOR SPECIAL MEETINGS
04 APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH Shareholder Against For
ENVIRONMENTAL EXPERTISE
05 HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT Shareholder Against For
06 DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS Shareholder Against For
07 GUIDELINES FOR COUNTRY SELECTION Shareholder Against For
08 FINANCIAL RISKS FROM CLIMATE CHANGE Shareholder Against For
09 HUMAN RIGHTS COMMITTEE Shareholder Against For
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 32
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
TELEKOM AUSTRIA AG
SECURITY A8502A102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 27-May-2010
ISIN AT0000720008 AGENDA 702404827 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF Non-Voting
COMMENT. IF YOU HAVE AL-READY SENT IN YOUR VOTES,
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU
DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
1. Approve the presentation of the adopted financial Management For For
statements and the Management report as well as the
consolidated financial statements including the
consolidated Management report and the corporate
governance report, the proposal for utilization of the
net profit and the Supervisory Board report on the FY
2009
2. Approve the allocation of the net income for the FY Management For For
2009
3. Grant discharge to the Members of the Management Board Management For For
for the FY 2009
4. Grant discharge to the Members of the Supervisory Management For For
Board the FY 2009
5. Approve the remuneration to the members of the Management For For
supervisory Board for the FY 2009
6. Election of the Auditors for the FY 2010 Management For For
7. Election of the member to the supervisory Board Management For For
8. Receive the Management report on share buy-back Management For For
effected, number of treasury shares held and use of
treasury shares
9. Amend the Articles of Association in particular for Management For For
adaptation according to the Stock Corporation
Amendment Act 2009 [AktienrechtsAnderungsgesetz 2009]
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN Non-Voting
TEXT OF RESOLUTIONS. IF Y-OU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S
YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 27-May-2010
ISIN DE0005140008 AGENDA 933274172 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2009 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2009 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, Management For For
INTERIM ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE Management For For
WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS
08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF Management For For
PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT
09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT Management For For
BOARD MEMBERS
10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE Management For For
WITH THE ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS
DIRECTIVE
11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For
WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS
WITH WARRANTS AND CONVERTIBLE BONDS, CREATION OF
CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF
ASSOCIATION
12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENTS AS WELL AS OF PROFIT AND LOSS
TRANSFER AGREEMENTS
13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT Management For For
AND LOSS TRANSFER AGREEMENTS WITH DEUTSCHE BANK
AKTIENGESELLSCHAFT
CM1 COUNTER MOTION 1 Management
CM2 COUNTER MOTION 2 Management
CM3 COUNTER MOTION 3 Management
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 33
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
DEUTSCHE BANK AG
SECURITY D18190898 MEETING TYPE Annual
TICKER SYMBOL DB MEETING DATE 27-May-2010
ISIN DE0005140008 AGENDA 933285529 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
02 APPROPRIATION OF DISTRIBUTABLE PROFIT Management For For
03 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
MANAGEMENT BOARD FOR THE 2009 FINANCIAL YEAR
04 RATIFICATION OF THE ACTS OF MANAGEMENT OF THE Management For For
SUPERVISORY BOARD FOR THE 2009 FINANCIAL YEAR
05 ELECTION OF THE AUDITOR FOR THE 2010 FINANCIAL YEAR, Management For For
INTERIM ACCOUNTS
06 AUTHORIZATION TO ACQUIRE OWN SHARES FOR TRADING Management For For
PURPOSES (SECTION 71 (1) NO. 7 STOCK CORPORATION ACT)
07 AUTHORIZATION TO ACQUIRE OWN SHARES AND FOR THEIR USE Management For For
WITH THE POSSIBLE EXCLUSION OF PRE- EMPTIVE RIGHTS
08 AUTHORIZATION TO USE DERIVATIVES WITHIN FRAMEWORK OF Management For For
PURCHASE OF OWN SHARES, ALL AS MORE FULLY DESCRIBED IN
THE PROXY STATEMENT
09 APPROVAL OF THE COMPENSATION SYSTEM FOR THE MANAGEMENT Management For For
BOARD MEMBERS
10 AMENDMENT TO THE ARTICLES OF ASSOCIATION IN ACCORDANCE Management For For
WITH THE ACT IMPLEMENTING THE SHAREHOLDER'S RIGHTS
DIRECTIVE
11 AUTHORIZATION TO ISSUE PARTICIPATORY NOTES WITH Management For For
WARRANTS AND/OR CONVERTIBLE PARTICIPATORY NOTES, BONDS
WITH WARRANTS AND CONVERTIBLE BONDS, CREATION OF
CONDITIONAL CAPITAL AND AMENDMENT TO THE ARTICLES OF
ASSOCIATION
12 APPROVAL OF THE CHANGE OF CONTROL AND PROFIT AND LOSS Management For For
TRANSFER AGREEMENTS AS WELL AS OF PROFIT AND LOSS
TRANSFER AGREEMENTS
13 APPROVAL OF THE NEW CONCLUSION OF CONTROL AND PROFIT Management For For
AND LOSS TRANSFER AGREEMENTS WITH DEUTSCHE BANK
AKTIENGESELLSCHAFT
CM1 COUNTER MOTION 1 Management
CM2 COUNTER MOTION 2 Management
CM3 COUNTER MOTION 3 Management
--------------------------------------------------------------------------------
HSBC HOLDINGS PLC
SECURITY 404280406 MEETING TYPE Annual
TICKER SYMBOL HBC MEETING DATE 28-May-2010
ISIN US4042804066 AGENDA 933238506 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 TO RECEIVE THE REPORT AND ACCOUNTS FOR 2009 Management For For
02 TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2009 Management For For
3A TO RE-ELECT R A FAIRHEAD A DIRECTOR Management For For
3B TO RE-ELECT M F GEOGHEGAN A DIRECTOR Management For For
3C TO RE-ELECT S K GREEN A DIRECTOR Management For For
3D TO RE-ELECT G MORGAN A DIRECTOR Management For For
3E TO RE-ELECT N R N MURTHY A DIRECTOR Management For For
3F TO RE-ELECT S M ROBERTSON A DIRECTOR Management For For
3G TO RE-ELECT J L THORNTON A DIRECTOR Management For For
3H TO RE-ELECT SIR BRIAN WILLIAMSON A DIRECTOR Management For For
04 TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE Management For For
DETERMINED BY THE GROUP AUDIT COMMITTEE
05 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Management For For
S6 TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) Management For For
S7 TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL Management For For
RESOLUTION)
08 TO APPROVE THE EXTENSION OF THE TERM OF THE SHARE Management For For
INCENTIVE PLAN AND THE ESTABLISHMENT OF NEW SHARE
OWNERSHIP PLANS
S9 TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL Management For For
MEETINGS) BEING CALLED ON A MINIMUM OF 14 CLEAR DAYS'
NOTICE (SPECIAL RESOLUTION)
--------------------------------------------------------------------------------
FURMANITE CORPORATION
SECURITY 361086101 MEETING TYPE Annual
TICKER SYMBOL FRM MEETING DATE 28-May-2010
ISIN US3610861011 AGENDA 933247000 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 CHARLES R. COX For For
2 SANGWOO AHN For For
3 HANS KESSLER For For
4 KEVIN R. JOST For For
02 THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON Management For For
LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2010.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 34
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
MILLIPORE CORPORATION
SECURITY 601073109 MEETING TYPE Special
TICKER SYMBOL MIL MEETING DATE 03-Jun-2010
ISIN US6010731098 AGENDA 933270249 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 APPROVE THE AGREEMENT AND PLAN OF SHARE EXCHANGE, (THE Management For For
"EXCHANGE AGREEMENT"), BY AND AMONG MILLIPORE
CORPORATION, MERCK KGAA AND CONCORD INVESTMENTS CORP.,
PURSUANT TO WHICH EACH OUTSTANDING SHARE OF COMMON
STOCK WILL BE TRANSFERRED BY OPERATION OF LAW TO
CONCORD INVESTMENTS CORP. IN EXCHANGE FOR THE RIGHT TO
RECEIVE $107.00 PER SHARE IN CASH, WITHOUT INTEREST.
02 APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL Management For For
MEETING TO A LATER DATE OR TIME, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF
THE APPROVAL OF THE EXCHANGE AGREEMENT.
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
SECURITY 931142103 MEETING TYPE Annual
TICKER SYMBOL WMT MEETING DATE 04-Jun-2010
ISIN US9311421039 AGENDA 933249939 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
1A ELECTION OF DIRECTOR: AIDA M. ALVAREZ Management For For
1B ELECTION OF DIRECTOR: JAMES W. BREYER Management For For
1C ELECTION OF DIRECTOR: M. MICHELE BURNS Management For For
1D ELECTION OF DIRECTOR: JAMES I. CASH, JR. Management For For
1E ELECTION OF DIRECTOR: ROGER C. CORBETT Management For For
1F ELECTION OF DIRECTOR: DOUGLAS N. DAFT Management For For
1G ELECTION OF DIRECTOR: MICHAEL T. DUKE Management For For
1H ELECTION OF DIRECTOR: GREGORY B. PENNER Management For For
1I ELECTION OF DIRECTOR: STEVEN S REINEMUND Management For For
1J ELECTION OF DIRECTOR: H. LEE SCOTT, JR. Management For For
1K ELECTION OF DIRECTOR: ARNE M. SORENSON Management For For
1L ELECTION OF DIRECTOR: JIM C. WALTON Management For For
1M ELECTION OF DIRECTOR: S. ROBSON WALTON Management For For
1N ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS Management For For
1O ELECTION OF DIRECTOR: LINDA S. WOLF Management For For
02 RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
ACCOUNTANTS
03 APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE Management For For
PLAN OF 2010
04 APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS Management For For
AMENDED
05 GENDER IDENTITY NON-DISCRIMINATION POLICY Shareholder Against For
06 ADVISORY VOTE ON EXECUTIVE COMPENSATION Shareholder Against For
07 POLITICAL CONTRIBUTIONS REPORT Shareholder Against For
08 SPECIAL SHAREOWNER MEETINGS Shareholder Against For
09 POULTRY SLAUGHTER Shareholder Against For
10 LOBBYING PRIORITIES REPORT Shareholder Against For
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY 718252604 MEETING TYPE Annual
TICKER SYMBOL PHI MEETING DATE 08-Jun-2010
ISIN US7182526043 AGENDA 933279615 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 APPROVAL OF THE AUDITED FINANCIAL STATEMENTS FOR THE Management For For
FISCAL YEAR ENDING 31 DECEMBER 2009 CONTAINED IN THE
COMPANY'S 2009 ANNUAL REPORT.
ProxyEdge Report Date: 07/06/2010
Meeting Date Range: 07/01/2009 to 06/30/2010 35
The Gabelli Convertible and Income Securities Fund Inc.
--------------------------------------------------------------------------------
PHILIPPINE LONG DISTANCE TELEPHONE CO.
SECURITY 718252604 MEETING TYPE Annual
TICKER SYMBOL PHI MEETING DATE 08-Jun-2010
ISIN US7182526043 AGENDA 933283703 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
2A ELECTION OF INDEPENDENT DIRECTOR: REV. FR. BIENVENIDO Management For
F. NEBRES, S.J.
2B ELECTION OF INDEPENDENT DIRECTOR: MR. OSCAR S. REYES Management For
2C ELECTION OF INDEPENDENT DIRECTOR: MR. PEDRO E. ROXAS Management For
2D ELECTION OF INDEPENDENT DIRECTOR: MR. ALFRED V. TY Management For
2E ELECTION OF DIRECTOR: MR. DONALD G. DEE Management For
2F ELECTION OF DIRECTOR: MS. HELEN Y. DEE Management For
2G ELECTION OF DIRECTOR: ATTY. RAY C. ESPINOSA Management For
2H ELECTION OF DIRECTOR: MR. TATSU KONO Management For
2I ELECTION OF DIRECTOR: MR. TAKASHI OOI Management For
2J ELECTION OF DIRECTOR: MR. NAPOLEON L. NAZARENO Management For
2K ELECTION OF DIRECTOR: MR. MANUEL V. PANGILINAN Management For
2L ELECTION OF DIRECTOR: MR. ALBERT F. DEL ROSARIO Management For
2M ELECTION OF DIRECTOR: MR. TONY TAN CAKTIONG Management For
--------------------------------------------------------------------------------
DEVON ENERGY CORPORATION
SECURITY 25179M103 MEETING TYPE Annual
TICKER SYMBOL DVN MEETING DATE 09-Jun-2010
ISIN US25179M1036 AGENDA 933260185 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 DIRECTOR Management
1 JOHN RICHELS For For
02 RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT Management For For
AUDITORS FOR 2010.
03 ADOPT SIMPLE MAJORITY VOTE. Shareholder Against For
--------------------------------------------------------------------------------
ALLIANCEBERNSTEIN HLDG, L.P.
SECURITY 01881G106 MEETING TYPE Special
TICKER SYMBOL AB MEETING DATE 30-Jun-2010
ISIN US01881G1067 AGENDA 933289832 - Management
ITEM PROPOSAL TYPE VOTE FOR/AGAINST MANAGEMENT
------- ------------------------------------------------------ ----------- --------- ----------------------
01 LONG TERM INCENTIVE PLAN Management Against Against
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Convertible and Income Securities Fund Inc.
By (Signature and Title)* /s/ Bruce N. Alpert
--------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 27, 2010
* Print the name and title of each signing officer under his or her
signature.