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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (3) | $ 8.74 | 10/01/2010 | M | 17,500 | (4) | 03/01/2015 | Class A Common Stock | 17,500 | $ 0 | 0 | D | ||||
Stock Option (3) | $ 11.34 | 10/01/2010 | M | 32,500 | (5) | 03/01/2016 | Class A Common Stock | 32,500 | $ 0 | 0 | D | ||||
Stock Option (3) | $ 15.1 | 10/01/2010 | M | 27,500 | (6) | 03/01/2017 | Class A Common Stock | 27,500 | $ 0 | 13,750 | D | ||||
Stock Option (3) | $ 17.24 | 10/01/2010 | M | 27,500 | (7) | 03/01/2018 | Class A Common Stock | 27,500 | $ 0 | 27,500 | D | ||||
Stock Option (3) | $ 16.1 | 10/01/2010 | M | 15,000 | (8) | 04/01/2019 | Class A Common Stock | 15,000 | $ 0 | 45,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BANFIELD CAROLE J C/O VERISK ANALYTICS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY, NJ 07310 |
EVP-Info Svc and GovtRelations |
/s/ Kenneth E. Thompson, Attorney-in-Fact | 10/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale in the Issuer's public offering. |
(2) | Public offering price. |
(3) | Stock Options outstanding under the Issuer's 1996 Incentive Plan. |
(4) | Immediately. |
(5) | 16,250 shares of Class A Common Stock underlying the Stock Option were immediately exercisable. The remaining 16,250 shares underlying the Stock Option became exercisable on 3/1/2010. |
(6) | 13,750 shares of Class A Common Stock underlying the Stock Option were immediately exercisable and 13,750 shares of Class A Common Stock underlying the Stock Option became exercisable on 3/1/2010. The remaining 13,750 shares underlying the Stock Option will become exercisable on 3/1/2011. |
(7) | 13,750 shares of Class A Common Stock underlying the Stock Option were immediately exercisable and 13,750 shares of Class A Common Stock underlying the Stock Option became exercisable on 3/1/2010. The remaining 27,500 shares underlying the Stock Option will become exercisable as follows: 13,750 shares on 3/1/2011, and 13,750 shares on 3/1/2012. |
(8) | 15,000 shares of Class A Common Stock underlying the Stock Option became exercisable on 4/1/2010. The remaining 45,000 shares underlying the Stock Option will become exercisable as follows: 15,000 shares on 4/1/2011, 15,000 shares on 4/1/2012, and 15,000 shares on 4/1/2013. |