UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 5)*
Patriot National Bancorp, Inc.
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(Name of Issuer)
Common Stock, $2.00 Par Value
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(Title of Class of Securities)
70336F104
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(CUSIP Number)
December 31, 2008
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|X| Rule 13d-1(c)
|_| Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 70336F104 13G
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Lewis
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [_]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
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5 SOLE VOTING POWER
Number of 473,100 shares
Shares ----- ---------------------------------------------------------
Beneficially
Owned By 6 SHARED VOTING POWER
Each 0 shares
Reporting ----- ---------------------------------------------------------
Person
With 7 SOLE DISPOSITIVE POWER
473,100 shares
----- ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
473,100 shares
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[_]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.97%
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12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
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Page 2 of 7
CUSIP No. 70336F104 13G
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1 NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
Barry Lewis Revocable Living Trust
--------- ---------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) [_]
(b) [_]
--------- ---------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- ---------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5 SOLE VOTING POWER
Number of 145,472 shares
Shares ----- ---------------------------------------------------------
Beneficially
Owned By 6 SHARED VOTING POWER
Each 0 shares
Reporting ----- ---------------------------------------------------------
Person
With 7 SOLE DISPOSITIVE POWER
145,472 shares
----- ---------------------------------------------------------
8 SHARED DISPOSITIVE POWER
0 shares
--------- ---------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
145,472 shares
--------- ---------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
[_]
--------- ---------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.07%
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12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
OO
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Page 3 of 7
ITEM 1.
(a) Name of Issuer:
Patriot National Bancorp, Inc.
(b) Address of Issuer's Principal Executive Offices:
900 Bedford Street
Stamford, Connecticut 06901
ITEM 2.
1. (a) Name of Person Filing: Barry Lewis
(b) Address of Principal Business
Office, or, if none,
Residence: 406 Harbor Cove
Piermont, New York 10968
(c) Citizenship: United States
(d) Title of Class of Securities: Common Stock, $2.00 par
value per share
(e) CUSIP Number: 70336F104
2. (a) Name of Person Filing: Barry Lewis Revocable
Living Trust
(b) Address of Principal Business
Office, or, if none,
Residence: 406 Harbor Cove
Piermont, New York 10968
(c) Place of Organization: New York
(d) Title of Class of Securities: Common Stock, $2.00 par
value per share
(e) CUSIP Number: 70336F104
ITEM 3. If this statement is filed pursuant to ss.240.13d-1(b) or
240.13d-2(b) or (c), check whether the person filing is a:
(a) [_] Broker or dealer registered under section 15 of
the Act (15 U.S.C.78o).
(b) [_] Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) [_] Insurance company as defined in section
3(a)(19) of the Act (15 U.S.C. 78c).
(d) [_] Investment company registered under Section 8
of the Investment Company Act of 1940 (15
U.S.C. 80a-8).
(e) [_] An investment adviser in accordance with
ss.240.13d-1(b)(1)(ii)(E).
(f) [_] An employee benefit plan or endowment fund in
accordance with ss.240.13d-1(b)(1)(ii)(F).
(g) [_] A parent holding company or control person in
accordance with ss.240.13d-1(b)(1)(ii)(G).
(h) [_] A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12
U.S.C. 1813).
(i) [_] A church plan that is excluded from the
definition of an investment company under
section 3(c)(14) of the Investment Company Act
of 1940 (15 U.S.C. 80a-3).
(j) [_] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J).
Page 4 of 7
ITEM 4. OWNERSHIP.
The percentages of beneficial ownership shown below are based on
4,745,263 shares of Common Stock outstanding as of October 31, 2008, as reported
in the Issuer's quarterly report on Form 10-Q for the period ended September 30,
2008.
The following includes securities of the Issuer held by the reporting
persons as of December 31, 2008.
1. Barry Lewis:
(a) Amount Beneficially Owned: 473,100(1,2,3) shares.
(b) Percent of Class: 9.97%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 473,100(1,2,3)
shares.
(ii) shared power to vote or to direct the vote: 0 shares.
(iii) sole power to dispose or to direct the disposition
of: 473,100(1,2,3) shares.
(iv) shared power to dispose or to direct the disposition of:
0 shares.
2. Barry Lewis Revocable Living Trust:
(a) Amount Beneficially Owned: 145,472(2) shares.
(b) Percent of Class:3.07%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: 145,472 (2)
shares.
(ii) shared power to vote or to direct the vote: 0 shares.
(iii) sole power to dispose or to direct the disposition
of: 145,472 (2) shares.
(iv) shared power to dispose or to direct the disposition of:
0 shares.
Exhibit A, a Joint Filing Agreement, was previously filed with a
Schedule 13G, dated October 13, 2004.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check
the following. [_]
INSTRUCTION: Dissolution of a group requires a response to this item.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not Applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY.
Not Applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not Applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not Applicable.
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(1) Includes 327,628 shares of Common Stock held in Barry Lewis IRA Rollover
Accounts.
(2) Includes 145,472 shares of Common Stock held in the Barry Lewis Revocable
Living Trust, for which Mr. Lewis serves as sole trustee.
(3) The reporting person disclaims beneficial ownership of these securities
except to the extent of his equity interest therein.
Page 5 of 7
ITEM 10. CERTIFICATION.
By signing below each party certifies that, to the best of his/its
knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or
effect.
Page 6 of 7
SIGNATURE
After reasonable inquiry and to the best of their knowledge and belief,
each of the undersigned hereby certifies that the information set forth in
this statement is true, complete and correct.
Dated: January 24, 2009
/s/ Barry Lewis
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Barry Lewis
Barry Lewis Revocable Living Trust
By: /s/ Barry Lewis
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Barry Lewis, Trustee
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001)
Page 7 of 7