¨ | Rule 13d-1(b) |
x | Rule 13d-1(c) |
¨ | Rule 13d-1(d) |
1. | Names of Reporting Persons: |
2. | Check the Appropriate Box if a Member of a Group |
3. | SEC Use Only |
4. | Citizenship or Place of Organization: |
5. | Sole Voting Power: | 392,259 | |||
6. | Shared Voting Power: | 0 | |||
7. | Sole Dispositive Power: | 392,259 | |||
8. | Shared Dispositive Power: | 0 |
9. | Aggregate Amount Beneficially Owned by Each Reporting Person: |
10. | Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: |
11. | Percent of Class Represented by Amount in Row (9): |
12. | Type of Reporting Person: |
Item 1(a) | Name of Issuer: | ||||
Union Bankshares, Inc. | |||||
Item 1 (b) | Address of Issuer's Principal Executive Offices: | ||||
20 Main Street | |||||
PO Box 667 | |||||
Morrisville, VT 05661-0667 |
Item 2(a) | Name of Person Filing: | ||||
Susan F. Hovey Mercia | |||||
Item 2(b) | Address of Principal Business Office, or if none, Residence: | ||||
Mailing Address: | Residence: | ||||
924 Pond Road | 637 Lakescene Drive | ||||
PO Box 357 | |||||
Hinesburg, VT 05461-9183 | Venice, FL 34293 | ||||
Item 2(c) | Citizenship: | ||||
United States | |||||
Item 2(d) | Title of Class of Securities: | ||||
Common Stock, $2.00 par value | |||||
Item 2(e) | CUSIP Number: | ||||
905400 10 7 | |||||
Item 3. | Not applicable | ||||
Item 4. | Ownership | ||||
(a) | Amount beneficially owned: 392,259 | ||||
Total reflects the distribution on January 14, 2015 of 211,454 shares previously held by the Genevieve L. Hovey Trust, of which Ms. Mercia served as Sole Trustee. Prior to the distribution of the shares Ms. Mercia had disclaimed any pecuniary interest in the shares. | |||||
(b) | Percent of Class: 8.80% | ||||
(c) | Number of shares as to which the person has: | ||||
(i) | Sole power to vote or to direct the vote: 392,259 | ||||
(ii) | Shared power to vote or to direct the vote: 0 | ||||
(iii) | Sole power to dispose or to direct the disposition of: 392,259 | ||||
(iv) | Shared power to dispose or to direct the disposition of: 0 | ||||
Item 5. | Ownership of Five Percent or Less of a Class | ||||
Not applicable | |||||
Item 6. | Ownership of More than Five Percent on Behalf of Another Person | ||||
See response to Item 4. | |||||
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company | ||||
Not applicable | |||||
Item 8. | Identification and Classification of Members of the Group | ||||
Not applicable |
Item 9. | Notice of Dissolution of Group | ||||
Not applicable | |||||
Item 10. | Certification | ||||
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
December 11, 2015 | |
/s/ Susan F. Hovey Mercia | |
Signature | |
Susan F. Hovey Mercia | |
Name |