1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
09/14/2001(2)
|
09/14/2010 |
Common Stock $.05 pv
|
10,000
|
$
13.813
|
D
|
Â
|
Stock Option (Right to Buy)
|
09/21/2002(3)
|
09/21/2011 |
Common Stock $.05 pv
|
10,000
|
$
7.06
|
D
|
Â
|
Stock Option (Right to Buy)
|
09/10/2005(4)
|
09/10/2014 |
Common Stock $.05 pv
|
4,115
|
$
7.75
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/19/2006(5)
|
10/19/2015 |
Common Stock $.05 pv
|
2,358
|
$
8.35
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/17/2007(6)
|
10/17/2016 |
Common Stock $.05 pv
|
2,000
|
$
8.58
|
D
|
Â
|
Stock Option (Right to Buy)
|
09/22/1999(7)
|
09/22/2008 |
Common Stock $.05 pv
|
1,000
|
$
7
|
D
|
Â
|
Stock Option (Right to Buy)
|
10/27/2000(8)
|
12/06/2009 |
Common Stock $.05 pv
|
1,050
|
$
6.75
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 509 shares of stock fully vested on May 31, 2005. Does not include 4,101 shares allocated to the account of the reporting person under the Richardson Electronics, Ltd. Employees Stock Ownership Plan and Trust ("ESOP") to which shares beneficial ownership disclaimed. |
(2) |
Option fully vested as of 9/14/2005. |
(3) |
Option fully vested as of 9/21/2006. |
(4) |
Option granted to reporting person, which is exercisable in 823 share increments on 9/10 of each succeeding year, beginning 9/10/2005. |
(5) |
Option granted to reporting person, which is exercisable in 472 share increments on 10/19 of each succeeding year, beginning 10/19/2006. |
(6) |
Option granted to reporting person, which is exercisable in 400 share increments on 10/17 of each succeeding year, beginning 10/17/2007. |
(7) |
Option fully vested as of 9/22/2003. |
(8) |
Option fully vested as of 10/27/2004. |