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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Serena Software, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.001 per share
--------------------------------------------------------------------------------
(Title of Class of Securities)
817492101
--------------------------------------------------------------------------------
(CUSIP Number)
Mark C. Wehrly
Farallon Capital Management, L.L.C.
One Maritime Plaza, Suite 1325
San Francisco, California 94111
(415) 421-2132
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
March 10, 2006
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 13d-1(f) or 240.13d-1(g), check the
following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Asset Management, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 2 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday G.P. (U.S.), L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
OO
------------====================================================================
Page 3 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Capital, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
OO
------------====================================================================
Page 4 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
David I. Cohen
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 5 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Saurabh K. Mittal
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
India
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 6 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Capital Partners, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
OO
------------====================================================================
Page 7 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 8 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 9 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners II, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
California
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 10 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners III, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 11 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tinicum Partners, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
New York
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 12 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Offshore Investors II, L.P.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, is a beneficial owner only of the securities
reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
WC, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Cayman Islands
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
PN
------------====================================================================
Page 13 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Management, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IA, OO
------------====================================================================
Page 14 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Partners, L.L.C.
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
OO
------------====================================================================
Page 15 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Chun R. Ding
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 16 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Duhamel
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 17 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Charles E. Ellwein
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 18 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Richard B. Fried
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 19 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Monica R. Landry
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 20 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Mellin
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 21 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Stephen L. Millham
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 22 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Jason E. Moment
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 23 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Rajiv A. Patel
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 24 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Derek C. Schrier
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 25 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas F. Steyer
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 26 of 42 Pages
13D
===================
CUSIP No. 817492101
===================
------------====================================================================
NAMES OF REPORTING PERSONS
1 I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mark C. Wehrly
------------====================================================================
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
(a) [ ]
(b) [ X ]**
2
** The reporting persons making this filing hold an
aggregate of 0 Shares, which is 0.0% of the class of
securities. The reporting person on this cover page,
however, may be deemed a beneficial owner only of the
securities reported by it on this cover page.
------------====================================================================
3 SEC USE ONLY
------------====================================================================
SOURCE OF FUNDS (See Instructions)
4
AF, OO
------------====================================================================
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
5 TO ITEMS 2(d) OR 2(e)
[ ]
------------====================================================================
CITIZENSHIP OR PLACE OF ORGANIZATION
6
United States
------------====================================================================
SOLE VOTING POWER
7
NUMBER OF -0-
------------=============================================
SHARES SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY -0-
------------=============================================
EACH SOLE DISPOSITIVE POWER
9
REPORTING -0-
PERSON WITH ------------=============================================
SHARED DISPOSITIVE POWER
10
-0-
------------====================================================================
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
-0-
------------====================================================================
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
12 CERTAIN SHARES (See Instructions) [ ]
------------====================================================================
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
0.0%
------------====================================================================
TYPE OF REPORTING PERSON (See Instructions)
14
IN
------------====================================================================
Page 27 of 42 Pages
This Amendment No. 1 to Schedule 13D amends the Schedule 13D initially
filed on January 19, 2006 (collectively, with all amendments thereto, the
"Schedule 13D")
Preliminary Note: As reported by the Company in its Form 8-K filed on
March 16, 2006 with the Securities and Exchange Commission, on March 10, 2006,
Spyglass Merger Corp. ("Spyglass") was merged with and into Serena Software,
Inc. (the "Company") pursuant to the Agreement and Plan of Merger by and between
the Company and Spyglass (the "Merger Agreement"), dated as of November 11,
2005. Pursuant to the terms of the Merger Agreement, all existing shares of the
Company's common stock (the "Shares") were converted into the right to receive
$24.00 in cash.
Item 3. Source And Amount Of Funds And Other Consideration
------ --------------------------------------------------
Item 3 of the Schedule 13D is amended and supplemented as follows:
The net investment cost (including commissions) for the Shares acquired
by each of the Funds and the Managed Accounts since the filing of the prior
Schedule 13D is set forth below:
Entity Shares Acquired Approximate Net Investment Cost
------ --------------- -------------------------------
Noonday Fund 4,500 $106,300
FCP 105,300 $2,487,472
FCIP 48,000 $1,133,891
FCIP II 4,500 $106,298
FCIP III 2,600 $61,420
Tinicum 2,600 $61,420
FCOI II 69,700 $1,646,505
Managed Accounts 157,000 $3,708,772
Item 5. Interest In Securities Of The Issuer
------ -------------------------------------
Item 5 of the Schedule 13D is amended and restated in its entirety as
follows:
(a) The Funds
---------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Fund is incorporated
herein by reference for each such Fund.
(c) The trade dates, number of Shares purchased, sold or
disposed of and the price per Share (including
commissions) for all purchases, sales and
dispositions of the Shares by the Funds in the past
60 days are set forth on Schedules A-G hereto and are
incorporated herein by reference. All such
Page 28 of 42 Pages
purchases were open market purchases and all of such
dispositions were effected pursuant to the Merger
Agreement.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser and the Farallon General Partner
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Funds as reported herein. The Noonday General Partner
is the general partner of the Second Noonday
Sub-adviser. The Noonday Individual Reporting Persons
are managing members of both the First Noonday
Sub-adviser and the Noonday General Partner. The
Farallon Individual Reporting Persons are managing
members of the Farallon General Partner.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
(b) The Noonday Sub-adviser Entities
--------------------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Noonday Sub-adviser Entity
is incorporated herein by reference for each such
Noonday Sub-adviser Entity.
(c) None.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser, and the Farallon General Partner
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Funds as reported herein. Each of the First Noonday
Sub-adviser, the Second Noonday Sub-adviser and the
Management Company has the power to direct the
receipt of dividends relating to, or the disposition
of the proceeds of the sale of, all or certain of the
Shares held by the Managed Accounts as reported
herein. The Noonday General Partner is the general
partner of the Second Noonday Sub-adviser. The
Noonday Individual Reporting Persons are managing
members of both the First Noonday Sub-adviser and the
Noonday General Partner. The Farallon Individual
Reporting Persons are managing members of both the
Farallon General Partner and the Management Company.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
Page 29 of 42 Pages
(c) The Noonday Individual Reporting Persons
----------------------------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Noonday Individual
Reporting Person is incorporated herein by reference
for each such Noonday Individual Reporting Person.
(c) None.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser and the Farallon General Partner
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Funds. Each of the First Noonday Sub-adviser, the
Second Noonday Sub-adviser and the Management Company
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Managed Accounts. The Noonday General Partner is the
general partner of the Second Noonday Sub-adviser.
The Noonday Individual Reporting Persons are managing
members of both the First Noonday Sub-adviser and the
Noonday General Partner. The Farallon Individual
Reporting Persons are managing members of both the
Farallon General Partner and the Management Company.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
(d) The Management Company
----------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for the Management Company is
incorporated herein by reference.
(c) The trade dates, number of Shares purchased, sold or
disposed of and the price per Share (including
commissions) for all purchases, sales and
dispositions of the Shares by the Management Company
on behalf of the Managed Accounts in the past 60 days
are set forth on Schedule H hereto and are
incorporated herein by reference. All such purchases
were open market purchases and all of such
dispositions were effected pursuant to the Merger
Agreement.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser and the Management Company has
the power to direct the receipt of dividends relating
to, or the disposition of the proceeds of the sale
of, all or certain of the Shares held by the Managed
Accounts as reported herein. The Noonday General
Partner is the general partner of the Second Noonday
Sub-adviser. The Noonday Individual Reporting Persons
are managing members of both the First Noonday
Sub-adviser and the Noonday General Partner. The
Page 30 of 42 Pages
Farallon Individual Reporting Persons are managing
members of the Management Company.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
(e) The Farallon General Partner
----------------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for the Farallon General Partner is
incorporated herein by reference.
(c) None.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser and the Farallon General Partner
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Funds as reported herein. The Noonday General Partner
is the general partner of the Second Noonday
Sub-adviser. The Noonday Individual Reporting Persons
are managing members of both the First Noonday
Sub-adviser and the Noonday General Partner. The
Farallon Individual Reporting Persons are managing
members of the Farallon General Partner.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
(f) The Farallon Individual Reporting Persons
-----------------------------------------
(a),(b) The information set forth in Rows 7 through 13 of the
cover page hereto for each Farallon Individual
Reporting Person is incorporated herein by reference
for each such Farallon Individual Reporting Person.
(c) None.
(d) Each of the First Noonday Sub-adviser, the Second
Noonday Sub-adviser and the Farallon General Partner
has the power to direct the receipt of dividends
relating to, or the disposition of the proceeds of
the sale of, all or certain of the Shares held by the
Funds as reported herein. Each of the First Noonday
Sub-adviser, the Second Noonday Sub-adviser and the
Management Company has the power to direct the
receipt of dividends relating to, or the disposition
of the proceeds of the sale of, all or certain of the
Shares held by the Managed Accounts as reported
herein. The Noonday General Partner is the general
partner of the Second Noonday Sub-adviser. The
Noonday Individual Reporting Persons are managing
members of both the First Noonday Sub-adviser and the
Noonday General Partner. The
Page 31 of 42 Pages
Farallon Individual Reporting Persons are managing
members of both the Farallon General Partner and the
Management Company.
(e) As of March 10, 2006, the Reporting Persons are not
the beneficial owners of any Shares.
The Shares reported hereby for the Funds are owned directly by the
Funds and those reported by the Management Company on behalf of the Managed
Accounts are owned directly by the Managed Accounts. The First Noonday
Sub-adviser and the Second Noonday Sub-adviser, as sub-investment advisers to
the Funds and the Managed Accounts, may be deemed to be the beneficial owners of
all such Shares owned by the Noonday Fund and certain of such Shares owned by
the Farallon Funds and the Managed Accounts. The Noonday General Partner, as
general partner to the Second Noonday Sub-adviser, may be deemed to be the
beneficial owner of all such Shares owned by the Noonday Fund and certain of
such Shares owned by the Farallon Funds and the Managed Accounts. The Noonday
Individual Reporting Persons, as managing members of both the First Noonday
Sub-adviser and the Noonday General Partner, may each be deemed to be the
beneficial owner of all such Shares owned by the Noonday Fund and certain of
such Shares owned by the Farallon Funds and the Managed Accounts. The Management
Company, as investment adviser to the Managed Accounts, may be deemed to be the
beneficial owner of all such Shares owned by the Funds and the Managed Accounts.
The Farallon General Partner, as general partner to the Farallon Funds and
managing member of the Noonday Fund, may be deemed to be the beneficial owner of
all such Shares owned by the Funds. The Farallon Individual Reporting Persons,
as managing members of both the Management Company and the Farallon General
Partner with the power to exercise investment discretion, may each be deemed to
be the beneficial owner of all such Shares owned by the Funds and the Managed
Accounts. Each of the Noonday Sub-adviser Entities, the Farallon General
Partner, the Management Company and the Individual Reporting Persons hereby
disclaims any beneficial ownership of any such Shares.
Page 32 of 42 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of our knowledge and belief,
the undersigned certify that the information set forth in this statement is
true, complete and correct.
Dated: March 20, 2006
/s/ Monica R. Landry
----------------------------------------
NOONDAY CAPITAL, L.L.C.,
On its own behalf
and as the General Partner of
NOONDAY ASSET MANAGEMENT, L.P.
By Monica R. Landry,
Attorney-in-fact
/s/ Monica R. Landry
-----------------------------------
NOONDAY G.P. (U.S.), L.L.C.
By Monica R. Landry,
Attorney-in-fact
/s/ Monica R. Landry
----------------------------------------
FARALLON PARTNERS, L.L.C.,
On its own behalf,
as the General Partner of
FARALLON CAPITAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
TINICUM PARTNERS, L.P. and
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P.
and as the Managing Member of
NOONDAY CAPITAL PARTNERS, L.L.C.
By Monica R. Landry,
Managing Member
/s/ Monica R. Landry
----------------------------------------
FARALLON CAPITAL MANAGEMENT, L.L.C.
By Monica R. Landry,
Managing Member
Page 33 of 42 Pages
/s/ Monica R. Landry
---------------------------------------
Monica R. Landry, individually and as attorney-in-fact for
each of David I. Cohen, Chun R. Ding, William F. Duhamel,
Charles E. Ellwein, Richard B. Fried, William F. Mellin,
Stephen L. Millham, Saurabh K. Mittal, Jason E. Moment,
Rajiv A. Patel, Derek C. Schrier, Thomas F. Steyer and
Mark C. Wehrly
The Powers of Attorney executed by Duhamel, Fried, Mellin, Millham,
Steyer and Wehrly authorizing Landry to sign and file this Schedule 13D on each
person's behalf, which were filed with Amendment No. 2 to the Schedule 13D filed
with the Securities and Exchange Commission on July 16, 2003, by such Reporting
Persons with respect to the Common Stock of New World Restaurant Group, Inc.,
are hereby incorporated by reference. The Powers of Attorney executed by Ding
and Schrier authorizing Landry to sign and file this Schedule 13D on each
person's behalf, which were filed with Amendment No. 1 to the Schedule 13D filed
with the Securities and Exchange Commission on July 2, 2003, by such Reporting
Persons with respect to the Common Stock of Salix Pharmaceuticals, Ltd., are
hereby incorporated by reference. The Powers of Attorney executed by Ellwein and
Patel authorizing Landry to sign and file this Schedule 13D on each person's
behalf, which were filed with Amendment No. 4 to the Schedule 13G filed with the
Securities and Exchange Commission on January 8, 2004, by such Reporting Persons
with respect to the Common Stock of Catalytica Energy Systems, Inc., are hereby
incorporated by reference. The Powers of Attorney executed by Noonday G.P.
(U.S.), L.L.C., Noonday Asset Management, L.P., Noonday Capital, L.L.C. and
Cohen authorizing Landry to sign and file this Schedule 13D on each person's
behalf, which were filed with Amendment No. 5 to the Schedule 13G filed with the
Securities and Exchange Commission on January 10, 2005, by such Reporting
Persons with respect to the Common Stock of Catalytica Energy Systems, Inc., are
hereby incorporated by reference. The Power of Attorney executed by Mittal
authorizing Landry to sign and file this Schedule 13D on his behalf, which was
filed with Amendment No. 6 to the Schedule 13G filed with the Securities and
Exchange Commission on October 5, 2005, by such Reporting Person with respect to
the Common Stock of Catalytica Energy Systems, Inc., is hereby incorporated by
reference. The Power of Attorney executed by Moment authorizing Landry to sign
and file this Schedule 13D on his behalf, which was filed with the Schedule 13D
filed with the Securities and Exchange Commission on January 9, 2006, by such
Reporting Person with respect to the Common Stock of Vintage Petroleum, Inc., is
hereby incorporated by reference.
Page 34 of 42 Pages
SCHEDULE A
----------
NOONDAY CAPITAL PARTNERS, L.L.C.
--------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 800 (P) $23.61
1/19/2006 1,100 (P) $23.62
1/19/2006 500 (P) $23.61
1/20/2006 100 (P) $23.57
1/20/2006 2,000 (P) $23.63
3/10/2006 44,000 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 35 of 42 Pages
SCHEDULE B
----------
FARALLON CAPITAL PARTNERS, L.P.
-------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 30,800 (P) $23.61
1/19/2006 12,800 (P) $23.62
1/19/2006 14,000 (P) $23.62
1/20/2006 600 (P) $23.57
1/20/2006 700 (P) $23.57
1/20/2006 22,300 (P) $23.63
1/20/2006 24,100 (P) $23.63
3/10/2006 881,800 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 36 of 42 Pages
SCHEDULE C
----------
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.
---------------------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 14,000 (P) $23.61
1/19/2006 6,300 (P) $23.62
1/19/2006 5,900 (P) $23.62
1/20/2006 300 (P) $23.57
1/20/2006 300 (P) $23.57
1/20/2006 10,300 (P) $23.63
1/20/2006 10,900 (P) $23.63
3/10/2006 480,500 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 37 of 42 Pages
SCHEDULE D
----------
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.
------------------------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 1,700 (P) $23.61
1/19/2006 600 (P) $23.62
1/19/2006 800 (P) $23.62
1/20/2006 700 (P) $23.63
1/20/2006 700 (P) $23.63
3/10/2006 88,000 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 38 of 42 Pages
SCHEDULE E
----------
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.
-------------------------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 1,000 (P) $23.61
1/20/2006 700 (P) $23.63
1/20/2006 900 (P) $23.63
3/10/2006 56,900 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 39 of 42 Pages
SCHEDULE F
----------
TINICUM PARTNERS, L.P.
----------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 100 (P) $23.61
1/19/2006 300 (P) $23.62
1/19/2006 200 (P) $23.61
1/19/2006 200 (P) $23.61
1/19/2006 300 (P) $23.61
1/19/2006 400 (P) $23.62
1/20/2006 400 (P) $23.63
1/20/2006 700 (P) $23.63
3/10/2006 27,000 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 40 of 42 Pages
SCHEDULE G
----------
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P.
--------------------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 20,200 (P) $23.61
1/19/2006 8,400 (P) $23.62
1/19/2006 9,100 (P) $23.62
1/20/2006 400 (P) $23.57
1/20/2006 500 (P) $23.57
1/20/2006 14,900 (P) $23.63
1/20/2006 16,200 (P) $23.63
3/10/2006 818,422 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 41 of 42 Pages
SCHEDULE H
----------
FARALLON CAPITAL MANAGEMENT, L.L.C.
-----------------------------------
NO. OF SHARES
PURCHASED (P) PRICE
TRADE DATE OR DISPOSED (D) PER SHARE ($)
------------ ------------------- ---------------
1/19/2006 41,700 (P) $23.61
1/19/2006 17,500 (P) $23.62
1/19/2006 19,000 (P) $23.62
1/20/2006 1,000 (P) $23.57
1/20/2006 1,000 (P) $23.57
1/20/2006 31,400 (P) $23.63
1/20/2006 34,000 (P) $23.63
3/10/2006 1,291,671 (D) $24.00*
1/19/2006 2,300 (P) $23.61
1/19/2006 1,200 (P) $23.61
1/19/2006 3,000 (P) $23.62
1/20/2006 4,800 (P) $23.63
1/20/2006 100 (P) $23.57
3/10/2006 95,000 (D) $24.00*
*Pursuant to the terms of the Merger Agreement (as described in the Preliminary
Note), all existing Shares of the Company's common stock were converted into the
right to receive $24.00 in cash.
Page 42 of 42 Pages