ý | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended June 30, 2017 OR | |
o | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Maryland | 43-2048643 |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
10 East 40th Street, 42nd Floor | |
New York, New York | 10016 |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code: (212) 448-0702 |
Title of each class | Name of each exchange on which registered |
Common Stock, par value $0.001 per share | NASDAQ Global Select Market |
Large accelerated filer ý | Accelerated filer o | Non-accelerated filer o | Smaller reporting company o |
(Do not check if a smaller reporting company) |
1. | Financial Statements – See the Index to Consolidated Financial Statements in Item 8 of this report. |
2. | Financial Statement Schedules – The financial statements of First Tower Finance Company LLC required by Rule 3-09 of Regulation S-X will be provided as Exhibit 99.4 to this report. |
3. | Exhibits – The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits previously filed with the SEC (according to the number assigned to them in Item 601 of Regulation S-K): |
Exhibit No. | |
3.1 | |
3.2 | |
4.1 | |
4.2 | |
4.3 | |
4.4 | |
4.5 | |
4.6 | |
4.7 | |
4.8 | |
4.9 | |
4.10 | |
4.11 | |
4.12 | |
4.13 | |
4.14 | |
4.15 | |
4.16 | |
4.17 | |
4.18 | |
4.19 | |
4.20 |
Exhibit No. | |
4.21 | |
4.22 | |
4.23 | |
4.24 | |
4.25 | |
4.26 | |
4.27 | |
4.28 | |
4.29 | |
4.30 | |
4.31 | |
4.32 | |
4.33 | |
4.34 | |
4.35 | |
4.36 | |
4.37 | |
4.38 | |
4.39 | |
4.40 | |
4.41 | |
4.42 | |
4.43 | |
4.44 | |
4.45 | |
4.46 |
Exhibit No. | |
4.47 | |
4.48 | |
4.49 | |
4.50 | |
4.51 | |
4.52 | |
4.53 | |
4.54 | |
4.55 | |
4.56 | |
4.57 | |
4.58 | |
4.59 | |
4.60 | |
4.61 | |
4.62 | |
4.63 | |
4.64 | |
4.65 | |
4.66 | |
4.67 | |
4.68 | |
4.69 | |
4.70 | |
4.71 | |
4.72 | |
4.73 | |
4.74 |
Exhibit No. | |
4.75 | |
4.76 | |
4.77 | |
4.78 | |
4.79 | |
4.80 | |
4.81 | |
4.82 | |
4.83 | |
4.84 | |
4.85 | |
4.86 | |
4.87 | |
4.88 | |
4.89 | |
4.90 | |
4.91 | |
4.92 | |
4.93 | |
4.94 | |
4.95 | |
4.96 | |
4.97 | |
4.98 | |
4.99 | |
4.100 | |
4.101 |
Exhibit No. | |
4.102 | |
4.103 | |
4.104 | |
4.105 | |
4.106 | |
4.107 | |
4.108 | |
4.109 | |
4.110 | |
4.111 | |
4.112 | |
4.113 | |
4.114 | |
4.115 | |
4.116 | |
4.117 | |
4.118 | |
4.119 | |
4.120 | |
4.121 | |
4.122 | |
4.123 | |
4.124 | |
4.125 | |
4.126 | |
4.127 | |
4.128 |
Exhibit No. | |
4.129 | |
4.130 | |
4.131 | |
4.132 | |
4.133 | |
4.134 | |
4.135 | |
4.136 | |
4.137 | |
4.138 | |
4.139 | |
4.140 | |
4.141 | |
4.142 | |
4.143 | |
4.144 | |
4.145 | |
4.146 | |
4.147 | |
4.148 | |
4.149 | |
4.150 | |
4.151 | |
4.152 | |
4.153 | |
4.154 | |
4.155 |
Exhibit No. | |
4.156 | |
4.157 | |
4.158 | |
4.159 | |
4.160 | |
4.161 | |
4.162 | |
4.163 | |
4.164 | |
4.165 | |
4.166 | |
4.167 | |
4.168 | |
4.169 | |
4.170 | |
4.171 | |
4.172 | |
4.173 | |
4.174 | |
4.175 | |
4.176 | |
4.177 | |
4.178 | |
4.179 | |
4.180 | |
4.181 | |
4.182 |
Exhibit No. | |
4.183 | |
4.184 | |
4.185 | |
4.186 | |
4.187 | |
4.188 | |
4.189 | |
4.190 | |
4.191 | |
4.192 | |
4.193 | |
4.194 | |
4.195 | |
4.196 | |
4.197 | |
4.198 | |
4.199 | |
4.200 | |
4.201 | |
4.202 | |
4.203 | |
4.204 | |
4.205 | |
4.206 | |
4.207 | |
4.208 | |
4.209 |
Exhibit No. | |
4.210 | |
4.211 | |
4.212 | |
4.213 | |
4.214 | |
4.215 | |
4.216 | |
4.217 | |
4.218 | |
4.219 | |
4.220 | |
4.221 | |
4.222 | |
4.223 | |
4.224 | |
4.225 | |
4.226 | |
4.227 | |
4.228 | |
4.229 | |
4.230 | |
4.231 | |
4.232 | |
4.233 | |
4.234 | |
4.235 | |
4.236 |
Exhibit No. | |
4.237 | |
4.238 | |
4.239 | |
4.240 | |
4.241 | |
4.242 | |
4.243 | |
4.244 | |
4.245 | |
4.246 | |
4.247 | |
4.248 | |
4.249 | |
4.250 | |
4.251 | |
4.252 | |
4.253 | |
4.254 | |
4.255 | |
4.256 | |
4.257 | |
4.258 | |
4.259 | |
4.260 | |
4.261 | |
4.262 | |
4.263 |
Exhibit No. | |
4.264 | |
4.265 | |
4.266 | |
4.267 | |
4.268 | |
4.269 | |
4.270 | |
4.271 | |
4.272 | |
4.273 | |
4.274 | |
4.275 | |
4.276 | |
4.277 | |
4.278 | |
4.279 | |
4.280 | |
4.281 | |
4.282 | |
4.283 | |
4.284 | |
4.285 | |
4.286 | |
4.287 | |
4.288 | |
4.289 | |
4.290 |
Exhibit No. | |
4.291 | |
4.292 | |
4.293 | |
4.294 | |
4.295 | |
4.296 | |
4.297 | |
4.298 | |
4.299 | |
4.300 | |
4.301 | |
4.302 | |
4.303 | |
4.304 | |
4.305 | |
4.306 | |
4.307 | |
4.308 | |
4.309 | |
4.310 | |
4.311 | |
4.312 | |
4.313 | |
4.314 | |
4.315 | |
4.316 | |
4.317 |
Exhibit No. | |
4.318 | |
4.319 | |
4.320 | |
4.321 | |
4.322 | |
4.323 | |
4.324 | |
4.325 | |
4.326 | |
4.327 | |
4.328 | |
4.329 | |
4.330 | |
4.331 | |
4.332 | |
4.333 | |
4.334 | |
4.335 | |
4.336 | |
4.337 | |
4.338 | |
4.339 | |
4.340 | |
4.341 | |
4.342 | |
4.343 | |
4.344 |
Exhibit No. | |
4.345 | |
4.346 | |
4.347 | |
4.348 | |
4.349 | |
4.350 | |
4.351 | |
4.352 | |
4.353 | |
4.354 | |
4.355 | |
4.356 | |
4.357 | |
4.358 | |
4.359 | |
4.360 | |
4.361 | |
4.362 | |
4.363 | |
4.364 | |
4.365 | |
4.366 | |
4.367 | |
4.368 | |
4.369 | |
4.370 | |
4.371 |
Exhibit No. | |
4.372 | |
4.373 | |
4.374 | |
4.375 | |
4.376 | |
4.377 | |
4.378 | |
4.379 | |
4.380 | |
4.381 | |
4.382 | |
4.383 | |
4.384 | |
4.385 | |
4.386 | |
4.387 | |
4.388 | |
4.389 | |
4.390 | |
4.391 | |
4.392 | |
4.393 | |
4.394 | |
4.395 | |
4.396 | |
4.397 | |
4.398 |
Exhibit No. | |
4.399 | |
4.400 | |
4.401 | |
4.402 | |
4.403 | |
4.404 | |
4.405 | |
4.406 | |
4.407 | |
4.408 | |
4.409 | |
4.410 | |
4.411 | |
4.412 | |
4.413 | |
4.414 | |
4.415 | |
4.416 | |
4.417 | |
4.418 | |
4.419 | |
4.420 | |
4.421 | |
4.422 | |
4.423 | |
4.424 | |
4.425 |
Exhibit No. | |
4.426 | |
4.427 | |
4.428 | |
4.429 | |
4.430 | |
4.431 | |
4.432 | |
4.433 | |
4.434 | |
4.435 | |
4.436 | |
4.437 | |
4.438 | |
4.439 | |
4.440 | |
4.441 | |
4.442 | |
4.443 | |
4.444 | |
4.445 | |
4.446 | |
4.447 | |
4.448 | |
4.449 | |
4.450 | |
4.451 | |
4.452 |
Exhibit No. | |
4.453 | |
4.454 | |
4.455 | |
4.456 | |
4.457 | |
4.458 | |
4.459 | |
4.460 | |
4.461 | |
4.462 | |
4.463 | |
4.464 | |
4.465 | |
4.466 | |
4.467 | |
4.468 | |
4.469 | |
4.470 | |
4.471 | |
4.472 | |
4.473 | |
4.474 | |
4.475 | |
4.476 | |
4.477 | |
4.478 | |
4.479 |
Exhibit No. | |
4.480 | |
4.481 | |
4.482 | |
4.483 | |
4.484 | |
4.485 | |
4.486 | |
4.487 | |
4.488 | |
4.489 | |
4.490 | |
4.491 | |
4.492 | |
4.493 | |
4.494 | |
4.495 | |
4.496 | |
4.497 | |
4.498 | |
4.499 | |
4.500 | |
4.501 | |
4.502 | |
4.503 | |
4.504 | |
4.505 | |
4.506 |
Exhibit No. | |
4.507 | |
4.508 | |
4.509 | |
4.510 | |
4.511 | |
4.512 | |
4.513 | |
4.514 | |
4.515 | |
4.516 | |
4.517 | |
4.518 | |
4.519 | |
4.520 | |
4.521 | |
4.522 | |
4.523 | |
4.524 | |
4.525 | |
4.526 | |
4.527 | |
4.528 | |
4.529 | |
4.530 | |
4.531 | |
4.532 | |
4.533 |
Exhibit No. | |
4.534 | |
4.535 | |
4.536 | |
4.537 | |
4.538 | |
4.539 | |
4.540 | |
4.541 | |
4.542 | |
4.543 | |
4.544 | |
4.545 | |
4.546 | |
4.547 | |
4.548 | |
4.549 | |
4.550 | |
4.551 | |
4.552 | |
4.553 | |
4.554 | |
4.555 | |
4.556 | |
4.557 | |
4.558 | |
4.559 | |
4.560 |
Exhibit No. | |
4.561 | |
4.562 | |
4.563 | |
4.564 | |
4.565 | |
4.566 | |
4.567 | |
4.568 | |
4.569 | |
4.570 | |
4.571 | |
4.572 | |
4.573 | |
4.574 | |
4.575 | |
4.576 | |
10.1 | |
10.2 | |
10.3 | |
10.4 | |
10.5 | |
10.6 | |
10.7 | |
10.8 | |
10.9 | |
10.10 | |
10.11 | |
10.12 | |
10.13 | |
10.14 |
Exhibit No. | |
10.15 | |
10.16 | |
11 | |
12 | |
14 | |
21 | |
22.1 | |
22.2 | |
23.1 | |
23.2 | |
31.1 | |
31.2 | |
32.1 | |
32.2 | |
99.1 | |
99.2 | |
99.3 | |
99.4 |
* | Filed herewith. |
(1) | Incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K, filed on May 9, 2014. |
(2) | Incorporated by reference from the Registrant’s Pre-effective Amendment No. 2 to the Registration Statement on Form N-2, filed on July 6, 2004. |
(3) | Incorporated by reference to Exhibit 3.1 of the Registrant’s Form 8-K, filed on December 11, 2015. |
(4) | Incorporated by reference from the Registrant’s Pre-effective Amendment No. 3 to the Registration Statement on Form N-2, filed on July 23, 2004. |
(5) | Incorporated by reference to Exhibit 10.258 of the Registrant’s Form 10-K filed on August 21, 2013. |
(6) | Incorporated by reference to Exhibit 4.2 of the Registrant’s Form 8-K, filed on February 18, 2011. |
(7) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on December 21, 2010. |
(8) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on February 18, 2011. |
(9) | Incorporated by reference from the Registrant’s Registration Statement on Form N-2, filed on September 1, 2011. |
(10) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on March 1, 2012. |
(11) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on March 8, 2012. |
(12) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on March 14, 2012. |
(13) | Incorporated by reference to Exhibit 10.1 of the Registrant's Form 8-K, filed on September 2, 2014. |
(14) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on April 5, 2012. |
(15) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on April 12, 2012. |
(16) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on April 16, 2012. |
(17) | Incorporated by reference to Exhibit 4.2 of the Registrant’s Form 8-K, filed on April 16, 2012. |
(18) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on April 26, 2012. |
(19) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on August 14, 2012. |
(20) | Incorporated by reference to Exhibit 4.2 of the Registrant’s Form 8-K, filed on August 14, 2012. |
(21) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on September 27, 2012. |
(22) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on October 4, 2012. |
(23) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 23, 2012. |
(24) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on November 29, 2012. |
(25) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on December 6, 2012. |
(26) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on December 13, 2012. |
(27) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on December 20, 2012. |
(28) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on December 21, 2012. |
(29) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on December 28, 2012. |
(30) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on January 4, 2013. |
(31) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on January 10, 2013. |
(32) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on January 17, 2013. |
(33) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on January 25, 2013. |
(34) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on January 31, 2013. |
(35) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on February 7, 2013. |
(36) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on February 22, 2013. |
(37) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on February 28, 2013. |
(38) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on March 7, 2013. |
(39) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on March 14, 2013. |
(40) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on March 15, 2013. |
(41) | Reserved |
(42) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on March 21, 2013. |
(43) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on March 28, 2013. |
(44) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on April 4, 2013. |
(45) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on April 11, 2013. |
(46) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on April 18, 2013. |
(47) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on April 25, 2013. |
(48) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on May 2, 2013. |
(49) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on May 9, 2013. |
(50) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on May 23, 2013. |
(51) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on May 31, 2013. |
(52) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on June 6, 2013. |
(53) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on June 13, 2013. |
(54) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on June 20, 2013. |
(55) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on June 27, 2013. |
(56) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on July 5, 2013. |
(57) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on July 11, 2013. |
(58) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 38 to the Registration Statement on Form N-2, filed on July 18, 2013. |
(59) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on July 25, 2013. |
(60) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on August 1, 2013. |
(61) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 41 to the Registration Statement on Form N-2, filed on August 8, 2013. |
(62) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on August 15, 2013. |
(63) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on August 22, 2013. |
(64) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 45 to the Registration Statement on Form N-2, filed on September 6, 2013. |
(65) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 46 to the Registration Statement on Form N-2, filed on September 12, 2013. |
(66) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 47 to the Registration Statement on Form N-2, filed on September 19, 2013. |
(67) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 48 to the Registration Statement on Form N-2, filed on September 26, 2013. |
(68) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 49 to the Registration Statement on Form N-2, filed on October 3, 2013. |
(69) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 50 to the Registration Statement on Form N-2, filed on October 10, 2013. |
(70) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 51 to the Registration Statement on Form N-2, filed on October 18, 2013. |
(71) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on October 24, 2013. |
(72) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on October 31, 2013. |
(73) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on November 7, 2013. |
(74) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on November 15, 2013. |
(75) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on November 21, 2013. |
(76) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on November 29, 2013. |
(77) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on December 5, 2013. |
(78) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on December 12, 2013. |
(79) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on December 19, 2013. |
(80) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on December 27, 2013. |
(81) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on January 3, 2014. |
(82) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on January 9, 2014. |
(83) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on January 16, 2014. |
(84) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on January 24, 2014. |
(85) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on January 30, 2014. |
(86) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on February 6, 2014. |
(87) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 20 to the Registration Statement on Form N-2, filed on February 13, 2014. |
(88) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on February 19, 2014. |
(89) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on February 21, 2014. |
(90) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on February 27, 2014. |
(91) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on March 6, 2014. |
(92) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on March 11, 2014. |
(93) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on March 13, 2014. |
(94) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on March 20, 2014. |
(95) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 28 to the Registration Statement on Form N-2, filed on March 27, 2014. |
(96) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on April 3, 2014. |
(97) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on April 7, 2014. |
(98) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on April 10, 2014. |
(99) | Incorporated by reference to Exhibit 4.1 of the Registrant’s Form 8-K, filed on April 16, 2014. |
(100) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on April 17, 2014. |
(101) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on April 24, 2014. |
(102) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on May 1, 2014. |
(103) | Incorporated by reference from the Registrant’s Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on May 8, 2014. |
(104) | Incorporated by reference to Exhibit 10.12 of the Registrant’s Form 10-K, filed on August 25, 2014. |
(105) | Incorporated by reference to Exhibit 10.13 of the Registrant’s Form 10-K, filed on August 25, 2014. |
(106) | Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on October 14, 2014. |
(107) | Incorporated by reference to Exhibit 99.1 of the Registrant's Form 10-K/A, filed on November 3, 2014. |
(108) | Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 3, 2014. |
(109) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on November 3, 2014. |
(110) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 20, 2014. |
(111) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on November 28, 2014. |
(112) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on December 4, 2014. |
(113) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on December 11, 2014. |
(114) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on December 18, 2014. |
(115) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on December 29, 2014. |
(116) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on January 5, 2015. |
(117) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on January 8, 2015. |
(118) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on January 15, 2015. |
(119) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on January 23, 2015. |
(120) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on January 29, 2015. |
(121) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on February 5, 2015. |
(122) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on February 20, 2015. |
(123) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on February 26, 2015. |
(124) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on March 5, 2015. |
(125) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on March 12, 2015. |
(126) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on March 19, 2015. |
(127) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on March 26, 2015. |
(128) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 20 to the Registration Statement on Form N-2, filed on April 2, 2015. |
(129) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on April 9, 2015. |
(130) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on April 16, 2015. |
(131) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on April 23, 2015. |
(132) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on April 29, 2015. |
(133) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on May 7, 2015. |
(134) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on May 21, 2015. |
(135) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on May 29, 2015. |
(136) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 28 to the Registration Statement on Form N-2, filed on June 4, 2015. |
(137) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on June 11, 2015. |
(138) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on June 18, 2015. |
(139) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on June 25, 2015. |
(140) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on July 2, 2015. |
(141) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on July 9, 2015. |
(142) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on July 16, 2015. |
(143) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on July 23, 2015. |
(144) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on July 30, 2015. |
(145) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on August 6, 2015. |
(146) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 38 to the Registration Statement on Form N-2, filed on August 13, 2015. |
(147) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on August 20, 2015. |
(148) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on August 27, 2015. |
(149) | Incorporated by reference to Exhibit 14 of the Registrant’s Form 10-K, filed on August 26, 2015. |
(150) | Incorporated by reference from the Registrant's Pre-Effective Registration Statement on Form N-2, filed on August 31, 2015. |
(151) | Incorporated by reference to Exhibit 99.1 of the Registrant’s Form 10-K/A, filed on September 11, 2015. |
(152) | Incorporated by reference to Exhibit 99.2 of the Registrant’s Form 10-K/A, filed on September 11, 2015. |
(153) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on September 16, 2015. |
(154) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on September 17, 2015. |
(155) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 44 to the Registration Statement on Form N-2, filed on September 24, 2015. |
(156) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 45 to the Registration Statement on Form N-2, filed on October 1, 2015. |
(157) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 46 to the Registration Statement on Form N-2, filed on October 8, 2015. |
(158) | Incorporated by reference from the Registrant's Pre-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on October 9, 2015. |
(159) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 47 to the Registration Statement on Form N-2, filed on October 16, 2015. |
(160) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 48 to the Registration Statement on Form N-2, filed on October 22, 2015. |
(161) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 49 to the Registration Statement on Form N-2, filed on October 29, 2015. |
(162) | Incorporated by reference from the Registrant's Pre-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 2, 2015. |
(163) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 50 to the Registration Statement on Form N-2, filed on November 4, 2015. |
(164) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on November 19, 2015. |
(165) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on November 27, 2015. |
(166) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on December 3, 2015. |
(167) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on December 10, 2015. |
(168) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on December 17, 2015. |
(169) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on December 24, 2015. |
(170) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on December 31, 2015. |
(171) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on January 7, 2016. |
(172) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on January 14, 2016. |
(173) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on January 22, 2016. |
(174) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on February 12, 2016. |
(175) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on March 3, 2016. |
(176) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on March 10, 2016. |
(177) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on March 17, 2016. |
(178) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on March 24, 2016. |
(179) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on March 31, 2016. |
(180) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on April 7, 2016. |
(181) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on April 14, 2016. |
(182) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on April 21, 2016. |
(183) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 20 to the Registration Statement on Form N-2, filed on April 28, 2016. |
(184) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on May 5, 2016. |
(185) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on May 12, 2016. |
(186) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on May 26, 2016. |
(187) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on June 3, 2016. |
(188) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on June 9, 2016. |
(189) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on June 16, 2016. |
(190) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on June 23, 2016. |
(191) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 28 to the Registration Statement on Form N-2, filed on June 30, 2016. |
(192) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on July 8, 2016. |
(193) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on July 14, 2016. |
(194) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on July 21, 2016. |
(195) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on July 28, 2016. |
(196) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on August 4, 2016. |
(197) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on August 11, 2016. |
(198) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on August 18, 2016. |
(199) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on August 25, 2016. |
(200) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on July 8, 2016. |
(201) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on July 14, 2016. |
(202) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on July 21, 2016. |
(203) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on July 28, 2016. |
(204) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on August 4, 2016. |
(205) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on August 11, 2016. |
(206) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on August 18, 2016. |
(207) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on August 25, 2016. |
(208) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on September 1, 2016. |
(209) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 38 to the Registration Statement on Form N-2, filed on September 15, 2016. |
(210) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 39 to the Registration Statement on Form N-2, filed on September 22, 2016. |
(211) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 40 to the Registration Statement on Form N-2, filed on September 29, 2016. |
(212) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 41 to the Registration Statement on Form N-2, filed on October 6, 2016. |
(213) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 42 to the Registration Statement on Form N-2, filed on October 14, 2016. |
(214) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 43 to the Registration Statement on Form N-2, filed on October 20, 2016. |
(215) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 44 to the Registration Statement on Form N-2, filed on October 27, 2016. |
(216) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 45 to the Registration Statement on Form N-2, filed on November 3, 2016. |
(217) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 1 to the Registration Statement on Form N-2, filed on November 25, 2016. |
(218) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 2 to the Registration Statement on Form N-2, filed on December 1, 2016. |
(219) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 3 to the Registration Statement on Form N-2, filed on December 8, 2016. |
(220) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 4 to the Registration Statement on Form N-2, filed on December 15, 2016. |
(221) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 5 to the Registration Statement on Form N-2, filed on December 22, 2016. |
(222) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 6 to the Registration Statement on Form N-2, filed on December 30, 2016. |
(223) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 7 to the Registration Statement on Form N-2, filed on January 6, 2017. |
(224) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 8 to the Registration Statement on Form N-2, filed on January 12, 2017. |
(225) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 9 to the Registration Statement on Form N-2, filed on January 20, 2017. |
(226) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 10 to the Registration Statement on Form N-2, filed on January 26, 2017. |
(227) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 11 to the Registration Statement on Form N-2, filed on February 2, 2017. |
(228) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 12 to the Registration Statement on Form N-2, filed on February 9, 2017. |
(229) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 13 to the Registration Statement on Form N-2, filed on February 24, 2017. |
(230) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 14 to the Registration Statement on Form N-2, filed on March 2, 2017. |
(231) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 15 to the Registration Statement on Form N-2, filed on March 9, 2017. |
(232) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 16 to the Registration Statement on Form N-2, filed on March 16, 2017. |
(233) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 17 to the Registration Statement on Form N-2, filed on March 23, 2017. |
(234) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 18 to the Registration Statement on Form N-2, filed on March 30, 2017. |
(235) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 19 to the Registration Statement on Form N-2, filed on April 6, 2017. |
(236) | Incorporated by reference to Exhibit 4.1 of the Registrant's Form 8-K, filed on April 11, 2017. |
(237) | Incorporated by reference to Exhibit 1.1 of the Registrant's Form 8-K, filed on April 11, 2017. |
(238) | Incorporated by reference to Exhibit 5.1 of the Registrant's Form 8-K, filed on April 11, 2017. |
(239) | Incorporated by reference to Exhibit 5.2 of the Registrant's Form 8-K, filed on April 11, 2017. |
(240) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 21 to the Registration Statement on Form N-2, filed on April 20, 2017. |
(241) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 22 to the Registration Statement on Form N-2, filed on April 27, 2017. |
(242) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 23 to the Registration Statement on Form N-2, filed on May 4, 2017. |
(243) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 24 to the Registration Statement on Form N-2, filed on May 11, 2017. |
(244) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 25 to the Registration Statement on Form N-2, filed on May 25, 2017. |
(245) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 26 to the Registration Statement on Form N-2, filed on June 2, 2017. |
(246) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 27 to the Registration Statement on Form N-2, filed on June 8, 2017. |
(247) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 28 to the Registration Statement on Form N-2, filed on June 15, 2017. |
(248) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 29 to the Registration Statement on Form N-2, filed on June 22, 2017. |
(249) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 30 to the Registration Statement on Form N-2, filed on June 29, 2017. |
(250) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 31 to the Registration Statement on Form N-2, filed on July 7, 2017. |
(251) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 32 to the Registration Statement on Form N-2, filed on July 13, 2017. |
(252) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 33 to the Registration Statement on Form N-2, filed on July 20, 2017. |
(253) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 34 to the Registration Statement on Form N-2, filed on July 27, 2017. |
(254) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 35 to the Registration Statement on Form N-2, filed on August 3, 2017. |
(255) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 36 to the Registration Statement on Form N-2, filed on August 10, 2017. |
(256) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 37 to the Registration Statement on Form N-2, filed on August 17, 2017. |
(257) | Incorporated by reference from the Registrant's Post-Effective Amendment No. 38 to the Registration Statement on Form N-2, filed on August 24, 2017. |
(258) | Incorporated by reference to Exhibit 14 of the Registrant's Form 10-K/A, filed on October 20, 2016. |
(259) | Incorporated by reference from the Registrant's Proxy Statement, filed on September 12, 2016. |
(260) | Incorporated by reference from the Registrant’s Form 8-K, filed on December 6, 2016. |
(261) | Incorporated by reference to Exhibit 99.1 of the Registrant's Form 10-K, filed on August 28, 2017. |
(262) | Incorporated by reference to Exhibit 99.2 of the Registrant's Form 10-K, filed on August 28, 2017. |
(263) | Incorporated by reference to Exhibit 99.3 of the Registrant's Form 10-K, filed on August 28, 2017. |
(264) | Incorporated by reference to Exhibit 23.1 of the Registrant's Form 10-K, filed on August 28, 2017. |
(265) | Incorporated by reference from the Registrant’s Form 10-K, filed on August 28, 2017. |
PROSPECT CAPITAL CORPORATION | |
By: | /s/ JOHN F. BARRY III |
John F. Barry III | |
Chairman of the Board and Chief Executive Officer |
/s/ JOHN F. BARRY III | /s/ ANDREW C. COOPER | |
John F. Barry III | Andrew C. Cooper | |
Chairman of the Board, Chief Executive Officer and Director | Director | |
October 20, 2017 | October 20, 2017 | |
/s/ BRIAN H. OSWALD | /s/ WILLIAM J. GREMP | |
Brian H. Oswald | William J. Gremp | |
Chief Financial Officer | Director | |
October 20, 2017 | October 20, 2017 | |
/s/ M. GRIER ELIASEK | /s/ EUGENE S. STARK | |
M. Grier Eliasek | Eugene S. Stark | |
President, Chief Operating Officer and Director | Director | |
October 20, 2017 | October 20, 2017 |