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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Units | (1) | 05/29/2008 | M | 1,516 | (1) | 05/22/2017 | Common Stock | 1,516 | $ 0 | 0 | D | ||||
| Restricted Stock Units | (2) | 05/29/2008 | A | 2,702 | (2) | 05/29/2018 | Common Stock | 2,702 | $ 0 | 2,702 | D | ||||
| Restricted Stock Units | (3) | 05/29/2008 | A | 6,740 | (3) | 05/29/2018 | Common Stock | 6,740 | $ 0 | 6,740 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| ROLLANS JAMES O C/O ADVANCED MEDICAL OPTICS, INC. 1700 E ST. ANDREW PLACE SANTA ANA, CA 92705 |
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| James O. Rollans by Aimee S. Weisner, as Attorney in Fact | 05/30/2008 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Settlement of restricted stock units that vested as to 100% of the shares on the date of the Issuer's 2008 Annual Meeting of Stockholders, May 29, 2008. Such restricted stock units had been awarded to the reporting person in exchange for his election to forego his 2007 annual retainer for service on the Issuer's Board of Directors, computed on the basis of the closing price of the Issuer's common stock on the date of the Issuer's 2007 Annual Meeting of Stockholders. |
| (2) | Exempt grant of restricted stock units issued to the reporting person under the Issuer's 2004 Stock Incentive Plan in exchange for the reporting person's 2008 election to forego his annual retainer for service on the Issuer's Board of Directors, computed on the basis of the closing price of the Issuer's common stock on May 29, 2008. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest as to 100% of the units on the date of the Issuer's 2009 Annual Meeting of Stockholders, provided that certain conditions are met. |
| (3) | Exempt grant of restricted stock units issued to the reporting person under the Issuer's 2004 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units will vest as to 100% of the shares on the date of the Issuer's 2011 Annual Meeting of Stockholders, provided that certain conditions are met. |