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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (6) | $ 30.125 | 11/17/2005 | M | 24,000 | 12/08/1996 | 12/08/2005 | Common Stock | 24,000 | $ 30.125 | 0 | D | ||||
Employee Stock Option (6) | $ 55.875 | 12/15/2000 | A | 60,000 | 12/15/2001 | 12/15/2010 | Common Stock | 60,000 | $ 55.875 | 60,000 | D | ||||
Employee Stock Option (6) | $ 62.25 | 12/14/2001 | A | 50,000 | 12/14/2002 | 12/14/2011 | Common Stock | 50,000 | $ 62.25 | 50,000 | D | ||||
Employee Stock Option (6) | $ 94.26 | 12/10/2004 | A | 40,000 | 12/10/2005 | 12/10/2014 | Common Stock | 40,000 | $ 94.26 | 40,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
ZENTMYER HUGH J 3600 W. LAKE AVENUE GLENVIEW, IL 60026-1215 |
Executive Vice President |
Hugh J. Zentmyer by James H. Wooten, Jr., V.P., Gen. Counsel & Secretary Attorney-In-Fact POA on File | 12/22/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes grant of restricted stock vesting over 3 year period: 12/16/2003, 12/16/2004, 12/16/2005. |
(2) | Includes grant of restricted stock vesting over 3 year period: 12/16/2004, 12/16/2005, 12/18/2006 |
(3) | These shares, previously reported as directly owned by the reporting person, were transferred to a trust established by the reporting person's spouse. |
(4) | Includes 7,875 shares allocated to my account in the Illinois Tool Works Inc. Savings & Investment Plan as of 9/30/2005. These shares were previously reported as directly owned. |
(5) | Includes 325 shares held in a trust of which I am the Trustee and in which a member of my immediate family has a pecuniary interest. These shares were previously reported as directly owned. |
(6) | Options vest in four equal annual installments beginning one year from date of grant. |
(7) | Shares previously reported as directly owned and subsequently transferred to the Hugh J. Zentmyer Revocable Trust - Hugh J. Zentmyer Trustee. |