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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (4) | $ 30.1089 | 08/01/2006 | J | 2,172 | 08/01/2006 | 01/22/2012 | Common Stock | 2,172 | $ 0 | 2,172 | D | ||||
Stock Options | $ 54.2316 | 08/01/2006 | J | 2,606 | 08/01/2006 | 01/27/2008 | Common Stock | 2,606 | $ 0 | 2,606 | D | ||||
Stock Options | $ 30.1089 | 08/01/2006 | J | 4,343 | 08/01/2006 | 01/22/2012 | Common Stock | 4,343 | $ 0 | 4,343 | D | ||||
Stock Option | $ 34.9295 | 08/01/2006 | J | 9,121 | 08/01/2006 | 01/13/2010 | Common Stock | 9,121 | $ 0 | 9,121 | D | ||||
Stock Option | $ 32.2031 | 08/01/2006 | J | 13,031 | 08/01/2006 | 12/09/2008 | Common Stock | 13,031 | $ 0 | 13,031 | D | ||||
Stock Options | $ 14.8767 | 08/01/2006 | J | 13,031 | 08/01/2006 | 01/03/2011 | Common Stock | 13,031 | $ 0 | 13,031 | D | ||||
Stock Options | $ 49.5888 | 08/01/2006 | J | 31,274 | 08/01/2006 | 12/17/2007 | Common Stock | 31,274 | $ 0 | 31,274 | D | ||||
Stock Options | $ 48.0162 | 08/01/2006 | J | 125,260 | 08/01/2006 | 10/29/2006 | Common Stock | 125,620 | $ 0 | 125,260 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PITTMAN ROBERT W 1 CAMPUS DRIVE PARSIPPANY, NJ 07054 |
X |
/s/ Seth Truwit as attorney-in-fact for Robert W. Pittman | 08/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Received shares as part of the pro rata distribution of Realogy Corporation by Cendant Corporation to its stockholders ("the Distribution"). |
(2) | Consists of deferred stock units issued under Realogy Corporation's 2006 Equity and Incentive Plan to satisfy obligations under Realogy Corporation's Non-Employee Directors Deferred Compensation Plan with respect to the equitable adjustment of awards issued under Cendant Corporation's equity plans in connection with the Distribution. Each deferred stock unit entitles the reporting person to receive one share of common stock following his retirement or termination of service from the Board of Directors for any reason. The reporting person may not sell or receive value from any deferred stock unit prior to such termination of service. |
(3) | Consists of deferred stock units issued under our 2006 Equity and Incentive Plan to satisfy obligations under our Non-Employee Directors Deferred Compensation Plan with respect to a New Director Equity Grant issuable to the reporting person. Each deferred stock unit entitles the reporting person to receive one share of common stock following his retirement or termination of service from the Board of Directors for any reason. The reporting person may not sell or receive value from any deferred stock unit prior to such termination of service. |
(4) | All stock options listed in Table II were issued under the Realogy Corporation 2006 Equity and Incentive Plan pursuant to the equitable adjustment of awards made under Cendant Corporation's equity plans in connection with the Distribution. All options listed in Table II are fully exercisable. |