UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
(Rule 13d-102)
Information To Be Included In Statements
Filed Pursuant
To § 240.13d-1(b), (c), and (d) and Amendments Thereto Filed
Pursuant To § 240.13d-2
Under the Securities Exchange Act of
1934
(Amendment No. 1)*
FS BANCORP, INC.
(Name of Issuer)
Common Stock, $0.01 par value per
share
(Title of Class of Securities)
30263Y104
(CUSIP Number)
December 31, 2013
(Date of Event Which Requires Filing of This Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
x Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
| CUSIP No. 30263Y104 | SCHEDULE 13G | Page 2 of 5 Pages |
| 1 |
NAMES OF REPORTING PERSONS
Joel S. Lawson IV | ||
| 2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) o | ||
| 3 |
SEC USE ONLY
| ||
| 4 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States | ||
|
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE VOTING POWER*
175,000 | |
| 6 |
SHARED VOTING POWER
0 | ||
| 7 |
SOLE DISPOSITIVE POWER
175,000 | ||
| 8 |
SHARED DISPOSITIVE POWER
0 | ||
| 9 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
175,000 | ||
| 10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) o
| ||
| 11 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9**
5.4% | ||
| 12 |
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN | ||
| * | All share numbers reported herein are as of December 31, 2013, unless otherwise indicated. |
| ** | All ownership percentages reported herein are based on 3,240,125 outstanding shares of the Issuer’s common stock as of November 8, 2013, based on the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 8, 2013. |
| CUSIP No. 30263Y104 | SCHEDULE 13G | Page 3 of 5 Pages |
| Item 1(a) |
Name of Issuer:
FS Bancorp, Inc.
|
| Item 1(b) |
Address of Issuer’s Principal Executive Offices:
6920 220th Street SW
|
| Item 2(a) |
Name of Person Filing:
Joel S. Lawson IV
|
| Item 2(b) |
Address of Principal Business Office or, if none, Residence:
2040 Grubbs Mill Road
|
| Item 2(c) |
Citizenship:
United States
|
| Item 2(d) |
Title of Class of Securities:
Common Stock, $0.01 par value per share
|
| Item 2(e) |
CUSIP Number:
30263Y104
|
| Item 3 | Not applicable. |
| CUSIP No. 30263Y104 | SCHEDULE 13G | Page 4 of 5 Pages |
| Item 4 |
Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 175,000
(b) Percent of class: 5.4%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 175,000
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 175,000
(iv) Shared power to dispose or to direct the disposition of: 0
|
| Item 5 |
Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o.
|
| Item 6 |
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
|
| Item 7 |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
|
| Item 8 |
Identification and Classification of Members of the Group.
Not applicable.
|
| Item 9 |
Notice of Dissolution of Group.
Not applicable.
|
| Item 10 |
Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
|
| CUSIP No. 30263Y104 | SCHEDULE 13G | Page 5 of 5 Pages |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: January 30, 2014 | /s/ Joel S. Lawson IV Name: Joel S. Lawson IV |