U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Wooldridge, Raymond E.
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(Last) (First) (Middle)
300 Crescent Court, Suite 1300
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(Street)
Dallas, Texas 75201
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Westwood Holdings Group, Inc. ("WHG")
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
2/7/03
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5. If Amendment, Date of Original (Month/Year)
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) Amount of ship
3. or Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
1. 2. Code ------------------------- Owned at End (D) or Indirect
Title of Transaction (Instr. 8) (A) of Month Indirect Beneficial
Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 2/7/03 P 100 A $13.25 D
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Common Stock 2/10/03 P 4,400 A $13.25 51,903 D
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. 5. 7. Title and Deriv- of
Conver- Number of Amount of ative Deriv- 11.
sion Derivative Underlying Secur- ative Nature
1. or Securities 6. Securities 8. ities Secur- of
Title Exer- 4. Acquired Date (Instr. Price Bene- ity: In-
of cise 3. Trans- (A) or Exercisable and 3 and 4) of ficially Direct direct
Deriv- Price Trans- action Disposed Expiration Date ------------- Deriv- Owned (D) or Bene-
ative of action Code (D) (Month/Day/Year) Amount ative at End In- ficial
Secur- Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
ity ative (Month 8) 4 and 5) Date Expira- Number ity Month (I) ship
(Instr. Secur- /Day/ ------ ---------- Exer- tion of (Instr. (Instr. (Instr. (Instr.
3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Explanation of Responses:
/s/ William R. Hardcastle, Jr. 2/10/03
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**Signature of Reporting Person Date
as Attorney-in-fact
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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