UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) | Â (2) | 03/01/2020 | Common Stock | 9,756 | $ 61.88 | D | Â |
Employee Stock Option (Right to Buy) | Â (3) | 03/03/2021 | Common Stock | 14,830 | $ 89.44 | D | Â |
Employee Stock Option (Right to Buy) | Â (4) | 03/02/2025 | Common Stock | 7,489 | $ 146.93 | D | Â |
Employee Stock Option (Right to Buy) | Â (5) | 08/03/2025 | Common Stock | 5,374 | $ 152.78 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GRIFFIN BRIAN T 120 MONUMENT CIRCLE INDIANAPOLIS, IN 46204 |
 |  |  EVP & President, CSBD |  |
/s/ Kathleen S. Kiefer, Attorney in fact | 09/11/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Restricted shares which vest on various dates between February 1, 2016 and August 3, 2018. |
(2) | The option, representing a right to purchase a total of 9,756 shares, became exercisable in six equal semi-annual installments of 1,626 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted. |
(3) | The option, representing a right to purchase a total of 14,830 shares, became exercisable in two equal semi-annual installments of 2,471 shares each and four semi-annual installments of 2,472 shares beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted. |
(4) | The option, representing a right to purchase a total of 7,489 shares, is exercisable in five equal semi-annual installments of 1,248 shares each and one semi-annual installment of 1,249 shares beginning on September 2, 2014, which is the six-month anniversary of the date on which the option was granted. |
(5) | The option, representing a right to purchase a total of 5,374 shares, is exercisable in two equal semi-annual installments of 895 shares each and four semi-annual installments of 896 shares each beginning on February 3, 2016, which is the six-month anniversary of the date on which the option was granted. |
 Remarks: Exhibit List: Exhibit 24-Power of Attorney |