Edgar Filing: NACCO INDUSTRIES INC

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

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(Print or Type Responses)

1. Name and Address of Reporting Person ^*

TAPLIN BEATRICE B

2. Issuer Name and Ticker or Trading Symbol
NACCO INDUSTRIES INC [NC]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	_____ 10% Owner
_____ Officer (give title below)	__X__ Other (specify below)
Member of a group

(Last)

(First)

(Middle)

NACCO INDUSTRIES, INC., 5875 LANDERBROOK DRIVE, STE. 220

3. Date of Earliest Transaction (Month/Day/Year)
03/14/2014

(Street)

MAYFIELD HEIGHTS, OH 44124

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	02/11/2014		J⁽¹⁾	V	10,650	A	⁽²⁾	174,493	I	BBT/Wells Fargo Trust ⁽³⁾
Class A Common Stock	02/11/2014		J⁽¹⁾	V	10,650	D	⁽²⁾	20,850	I	Shares held in Trust: 2012 Taplin Annuity Trust #2
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	91,540	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.23	91,340	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.28	91,240	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	91,140	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	91,040	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.28	90,940	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	90,840	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.23	90,640	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.23	90,440	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.28	90,240	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.33	90,040	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		200	D	$ 51.23	89,840	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	89,740	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock	03/14/2014		S		100	D	$ 51.23	89,640	I	By Marital Trust/PNC ⁽⁴⁾
Class A Common Stock								29,550	I	Taplin Annuity Trust#1 ⁽⁵⁾
Class A Common Stock								5,250	I	By Trust/GC#5 ⁽⁶⁾
Class A Common Stock								5,250	I	By Trust/GC#4 ⁽⁶⁾
Class A Common Stock								5,250	I	By Trust/GC#1 ⁽⁶⁾
Class A Common Stock								5,250	I	By Trust/GC#2 ⁽⁶⁾
Class A Common Stock								5,250	I	By Trust/GC#3 ⁽⁶⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Class B Common Stock

$ 0

⁽²⁾

Class A Common Stock

310,000

By Marital Trust ⁽⁴⁾

Class B Common Stock

$ 0

⁽²⁾

Class A Common Stock

27,310

By Trust ⁽³⁾

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
TAPLIN BEATRICE B NACCO INDUSTRIES, INC. 5875 LANDERBROOK DRIVE, STE. 220 MAYFIELD HEIGHTS, OH 44124				Member of a group

Signatures

/s/ Jesse L. Adkins, attorney-in-fact		03/17/2014
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	Transfer from one trust to another
(2)	N/A
(3)	Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
(4)	Shares represent the Thomas E. Taplin Marital Trust FBO Beatrice B. Taplin under Agreement dated 1/21/1966 as amended and restated between Thomas E. Taplin and National City Bank. National City Bank and Beatrice B. Taplin, Trustees.
(5)	Shares held in Trust: 2011 Taplin Annuity Trust #1.
(6)	Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficially ownership of all such shares.
Remarks: "Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.

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