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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | $ 0 (1) | 01/29/2012 | M | 30,514 | (1) | (1) | Common Stock | 30,514 | $ 0 | 61,028 | D | ||||
Restricted Stock Units | $ 0 (2) | 01/28/2012 | M | 25,632 | (2) | (2) | Common Stock | 25,632 | $ 0 | 76,896 | D | ||||
Restricted Stock Units | $ 0 (3) | 01/28/2012 | M | 12,816 | (3) | (3) | Common Stock | 12,816 | $ 0 | 38,448 | D | ||||
Restricted Stock Units | $ 0 (4) | 01/29/2012 | M | 20,343 | (4) | (4) | Common Stock | 20,343 | $ 0 | 40,686 | D | ||||
Restricted Stock Units | $ 0 (5) | 01/30/2012 | M | 46,250 | (5) | (5) | Common Stock | 46,250 | $ 0 | 46,250 | D | ||||
Non-qualified Stock Option (Right to Buy) | $ 16.95 | 01/27/2012 | A | 64,650 | 01/27/2013(6) | 01/27/2019 | Common Stock | 64,650 | $ 0 | 64,650 | D | ||||
Restricted Stock Units | $ 0 (7) | 01/27/2012 | A | 52,254 | (8) | (8) | Common Stock | 52,254 | $ 0 | 52,254 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRADLEY MICHAEL A TERADYNE, INC. 600 RIVERPARK DRIVE NORTH READING, MA 01864 |
X | CEO and President |
/s/ Ryan E. Driscoll, Deputy General Counsel, by power of attorney | 01/31/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Indicates conversion upon vesting of 25% of the performance-based Restricted Stock Units (RSU's) granted on January 29, 2010. The remaining portion will vest in two equal installments annually on the anniversary of the grant. |
(2) | Indicates conversion upon vesting of 25% of the performance-based Restricted Stock Units (RSU's) granted on January 28, 2011. The remaining portion will vest in three equal installments annually on the anniversary of the grant. |
(3) | Indicates conversion upon vesting of 25% of the time-based Restricted Stock Units (RSU's) granted on January 28, 2011. The remaining portion will vest in three equal installments annually on the anniversary of the grant. |
(4) | Indicates conversion upon vesting of 25% of the time-based Restricted Stock Units (RSU's) granted on January 29, 2010. The remaining portion will vest in two equal installments annually on the anniversary of the grant. |
(5) | Indicates conversion upon vesting of 25% of the time-based Restricted Stock Units (RSU's) granted on January 30, 2009. The remaining portion of the time-based RSU's will vest on January 30, 2013. |
(6) | This option is granted under Teradyne's 2006 Equity and Cash Compensation Incentive Plan, and is exerciseable at the rate of 25% per year, commencing on the date of the first anniversary of the grant, January 27, 2013. |
(7) | Each RSU represents the right to receive one share of Teradyne, Inc. common stock. |
(8) | These RSU's were issued under Teradyne's 2006 Equity and Cash Compensation Incentive Plan, are time-based, and will vest in four equal installments beginning on January 27, 2013. |