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UNITED STATES |
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SECURITIES AND EXCHANGE COMMISSION |
OMB Number: 3235-0582 |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-5399
The New America High Income Fund, Inc. | ||
(Exact name of registrant as specified in charter) | ||
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33 Broad Street Boston, MA |
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02109 |
(Address of principal executive offices) |
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(Zip code) |
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Ellen E. Terry, President | ||
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The New America High Income Fund, Inc. | ||
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33 Broad Street, Boston MA 02109 | ||
(Name and address of agent for service) |
Registrants telephone number, including area code: |
617-263-6400 |
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Date of fiscal year end: |
12/31 |
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Date of reporting period: |
7/1/12 6/30/13 |
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Item 1. Proxy Voting Record.
Note 1. In its role as the Funds investment adviser, T. Rowe Price Associates votes all proxies with respect to securities held in the Funds portfolio.
Company Name |
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Security ID |
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Meeting Date |
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Meeting Type |
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Sponsor |
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Proposal |
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Management Recommendation |
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Vote Cast |
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BE Aerospace Inc 8.5% Notes due July 1, 2018 |
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055381AQ0 |
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7/10/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive the Total Consideration which includes the consent payment of USD 20.00 per USD 1,000 P/A. Holders will also receive accrued and unpaid interest up to but not including the early payment date. |
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N/A |
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Yes |
Frac Tech SVCS Company Guar 8.125% notes due November 15, 2018 |
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35168XAA9 |
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7/10/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 20.00 USD per 1,000.00 USD P/A of Notes held if the requisite consent is met. |
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N/A |
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No |
Universal Hospital Service 8.5% notes due June 1, 2015 |
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91359PAF7 |
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7/24/2012 |
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CONSENT AND TENDER |
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N/A |
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Tender and Consent prior to early tender deadline |
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N/A |
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Yes |
Cequel Communications 8.625% due November 15, 2017 |
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15672WAA2 |
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7/26/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 5.00 USD per 1,000.00 USD P/A of Notes held if the requisite consent is met. |
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N/A |
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Yes |
Steel Dynamics Inc. 7.75% notes due April 15, 2016 |
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858119AN0 |
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8/7/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive the Total Consideration of USD 1,041.75 per USD 1,000 P/A which includes the early tender payment of USD 30.00 per USD 1,000 P/A. |
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N/A |
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Yes |
Hub Intl Holdings 10.25% notes due June 15, 2015 |
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44332LAC4 |
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9/5/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive Total Consideration of USD 1,030.63 per USD 1,000 P/A which includes early tender payment of USD 50.00 per USD 1,000 P/A. |
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N/A |
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Yes |
Hub Intl Holdings 9.0% notes due December 15, 2014 |
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44332LAB6 |
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9/5/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive the Total Consideration of USD 1,026.25 per USD 1,000 P/A which includes the early tender payment of USD 50.00 per USD 1,000 P/A. |
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N/A |
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Yes |
Nuveen Investments Inc, 10.5% notes due November 15, 2015 |
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67090FAD8 |
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9/6/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive the Total Consideration of USD 1,042.45 per USD 1,000 P/A which includes the early tender payment of USD 20.00 per USD 1,000 P/A. |
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N/A |
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Yes |
Ryerson Holding Corp Notes due February 1, 2015 |
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783754AB0 |
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9/27/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive Total Consideration of USD 714.18 per USD 1,000 P/A which includes the early tender payment of USD 30.00 per USD 1,000 P/A. Holders will also receive accrued and unpaid interest up to but not including the early settlement date. |
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N/A |
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Yes |
Viasat Inc 8.875% Notes due September 15, 2016 |
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92552VAC4 |
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9/27/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive Total Consideration of USD 1,071.56 per USD 1,000 P/A which includes early tender payment of USD 10.00 per USD 1,000 P/A. Holders will also receive accrued and unpaid interest up to but not including the early settlement date. |
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N/A |
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Yes |
Delta Air Lines 12.25% 144A Notes due March 15, 2015 |
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247361ZE1 |
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10/3/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive Total Consideration of 1,095.00 per USD 1,000 P/A which includes consent payment of USD 30.00 per USD 1,000 P/A. Holders will also receive accrued and unpaid interest up to but not including the settlement date. |
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N/A |
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Yes |
Delta Air Lines Secured 9.5% 144A Notes due September 15, 2014 |
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247361ZC5 |
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10/3/2012 |
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CONSENT AND TENDER |
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N/A |
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Holders will receive Total Consideration of USD 1,052.50 for 9.5 percent Notes, which includes Early Tender Payment of USD 30.00 per USD 1,000.00 principal amount of Notes. |
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N/A |
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Yes |
Garda World Security 9.75% notes due March 15, 2017 |
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36485MAA7 |
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10/4/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 2.50 USD per 1,000.00 USD P/A of Notes |
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N/A |
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Yes |
BWAY Holdings 10% Notes due June 15, 2018 |
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12429TAB0 |
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10/9/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 2.50 USD per 1,000.00 USD P/A. |
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N/A |
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No |
Sprint Nextel Corp 11.5% Notes due November 15, 2021 |
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852061AM2 |
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11/14/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A. |
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N/A |
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Yes |
Sprint Nextel Corp 7.00% Notes due August 15, 2020 |
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852061AR1 |
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11/14/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A. |
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N/A |
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Yes |
Sprint Nextel Corp 9.00% Notes due November 15, 2018 |
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852061AK6 |
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11/14/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A. |
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N/A |
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Yes |
Sprint Nextel Corp 9.125% Notes due March 1, 2017 |
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852061AP5 |
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11/14/2012 |
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CONSENT |
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N/A |
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Holders will receive the Consent Payment of 1.00 USD per 1,000.00 USD P/A. |
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N/A |
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Yes |
WMG Acquisition Corp 11.50% notes due October 1, 2018 |
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92933BAC8 |
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2/22/2013 |
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CONSENT |
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N/A |
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Consent to the proposed Amendments and Waivers in order to receive 1.25 USD per 1,000.00 USD P/A |
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N/A |
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Yes |
WMG Acquisition Corp 6.00% notes (144A) due January 15, 2021 |
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92933BAE4 |
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2/22/2013 |
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CONSENT |
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N/A |
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Consent to the proposed Amendments and Waivers in order to receive 1.25 USD per 1,000.00 USD P/A |
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N/A |
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Yes |
Ameristar Casinos Inc. 7.5% Notes due April 15, 2021 |
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03070QAN1 |
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3/18/2013 |
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CONSENT |
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N/A |
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Consent in favor of the proposed amendments to receive 19.00 USD per 1,000.00 USD P/A |
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N/A |
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Yes |
Jarden Corp 8.00% Notes due May 1, 2016 |
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471109AC2 |
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3/18/2013 |
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CONSENT AND TENDER |
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N/A |
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Tender prior to the Early Tender Date in order to receive the Total Consideration of 1,046.75 per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held. |
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N/A |
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Yes |
Kansas City Southern De Mexico SA 6.625% Notes due December 15, 2020 |
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485161AK9 |
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4/12/2013 |
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CONSENT AND TENDER |
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N/A |
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Tender and Consent prior to the Early Tender Date in order to receive the Total Consideration of TBD USD per 1,000 USD P/A, which includes the Early Tender Premium of 30.00 USD per 1,000 USD P/A held. |
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N/A |
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Yes |
Goodman Network Inc 12.125% notes due July 1, 2018 |
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38239HAA3 |
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5/3/2013 |
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CONSENT |
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N/A |
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Vote AGAINST the Proposed Amendments. All Holders will receive the Consent Fee, regardless of their vote, IF the Requisite Consent is received. |
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N/A |
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Yes |
R & R Ice Cream Plc (144A) 8.375% notes due November 15, 2017 |
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7491799B5 |
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5/9/2013 |
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CONSENT |
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N/A |
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Consent in favor of the proposed amendments to receive 5.00 EUR per EUR 1,000.00 P/A |
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N/A |
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Yes |
Inergy Mid. LP Fin. Corp. 6.00% notes due December 15, 2013 |
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45671XAA8 |
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5/14/2013 |
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CONSENT |
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N/A |
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Consent to the proposed Amendments in order to receive 1.00 USD per 1,000.00 USD P/A |
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N/A |
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Yes |
Tenet Healthcare Corp. 8.875% notes due July 1, 2019 |
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88033GBJ8 |
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5/17/2013 |
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CONSENT |
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N/A |
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Tender and Consent prior to the Consent payment Deadline to receive the Total Consideration of 1,133.18 USD per 1,000 USD P/A, which includes the Consent Payment of 30.00 USD per 1,000 USD P/A held. |
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N/A |
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Yes |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) |
The New America High Income Fund, Inc. | ||
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By (Signature and Title)* |
/s/ Ellen E. Terry President and Principal Executive Officer | ||
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Date |
August 23, 2013 | ||
* Print the name and title of each signing officer under his or her signature.