CUSIP No. |
1 | NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Dr. Hasso Plattner |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
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(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Federal Republic of Germany | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 24,100 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 128,963,882* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 24,100 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
128,963,882* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
128,987,982* | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
10.350% | |||||
12 | TYPE OF REPORTING PERSON | ||||
IN |
* | Includes 113,718,960 ordinary shares owned by Hasso Plattner GmbH & Co. Beteiligungs-KG and 15,244,922 ordinary shares owned by Hasso Plattner Förderstiftung gGmbH. Dr. Plattner exercises voting and dispositive power of the ordinary shares held by such entities. |
2 -
CUSIP No. |
1 | NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Hasso Plattner GmbH & Co. Beteiligungs-KG |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Federal Republic of Germany | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 113,718,960 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | -0- | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 113,718,960 | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
-0- | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
113,718,960 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
9.1248% | |||||
12 | TYPE OF REPORTING PERSON | ||||
PN |
3 -
CUSIP No. |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Hasso Plattner Verwaltungs-GmbH |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
||||
(a) o | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Federal Republic of Germany | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | -0- | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 113,718,960* | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | -0- | ||||
WITH | 8 | SHARED DISPOSITIVE POWER | |||
113,718,960* | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
113,718,960 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 | ||||
9.1248% | |||||
12 | TYPE OF REPORTING PERSON | ||||
CO |
* | Includes 113,718,960 ordinary shares owned by Hasso Plattner GmbH & Co. Beteiligungs-KG. Hasso Plattner Verwaltungs-GmbH exercises voting and dispositive power of the ordinary shares held by such entity. |
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5 -
(a)
|
o | Broker or dealer registered under Section 15 of the Act, | ||
(b)
|
o | Bank as defined in Section 3(a)(6) of the Act, | ||
(c)
|
o | Insurance Company as defined in Section 3(a)(19) of the Act, | ||
(d)
|
o | Investment Company registered under Section 8 of the Investment Company Act of 1940, | ||
(e)
|
o | Investment Adviser in accordance with Rule 13d-1 (b)(1)(ii)(E), | ||
(f)
|
o | Employee Benefit Plan or Endowment Fund in accordance with 13d-1 (b)(1)(ii)(F), | ||
(g)
|
o | Parent Holding Company or control person in accordance with Rule 13d-1 (b)(1)(ii)(G), | ||
(h)
|
o | Savings Association as defined in Section 3(b) of the Federal Deposit Insurance Act, | ||
(i)
|
o | Church Plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940, | ||
(j)
|
o | Group, in accordance with Rule 13d-1(b)(1)(ii)(J). |
A. | DR. HASSO PLATTNER | ||
(a) | Amount beneficially owned: 128,987,982 | ||
(b) | Percent of class: 10.350% |
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(c)
|
(i) Sole power to vote or direct the vote: 24,100 | |
(ii) Shared power to vote or direct the vote: 128,963,882 | ||
(iii) Sole power to dispose or direct the disposition: 24,100 | ||
(iv) Shared power to dispose or direct the disposition: 128,963,882 | ||
B.
|
HASSO PLATTNER GMBH & CO. BETEILIGUNGS-KG | |
(a)
|
Amount beneficially owned: 113,718,960 | |
(b)
|
Percent of class: 9.1248% | |
(c)
|
(i) Sole power to vote or direct the vote: 113,718,960 | |
(ii) Shared power to vote or direct the vote: 0 | ||
(iii) Sole power to dispose or direct the disposition: 113,718,960 | ||
(iv) Shared power to dispose or direct the disposition: 0 | ||
C.
|
HASSO PLATTNER VERWALTUNGS-GMBH | |
(a)
|
Amount beneficially owned: 113,718,960 | |
(b)
|
Percent of class: 9.1248% | |
(c)
|
(i) Sole power to vote or direct the vote: 0 | |
(ii) Shared power to vote or direct the vote: 113,718,960 | ||
(iii) Sole power to dispose or direct the disposition: 0 | ||
(iv) Shared power to dispose or direct the disposition: 113,718,960 |
7 -
ITEM 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. |
ITEM 8. | Identification and Classification of Members of the Group. |
ITEM 9. | Notice of Dissolution of Group. |
ITEM 10. | Certification. |
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/s/ Dr. Hasso Plattner | ||||||
Dr. Hasso Plattner | ||||||
Hasso Plattner GmbH & Co. | ||||||
Beteiligungs-KG | ||||||
By: | Hasso Plattner Verwaltungs-GmbH, as sole general partner |
By: | /s/ Dr. Hasso Plattner | |||
Name: | Dr. Hasso Plattner | |||
Title: | Managing Director | |||
Hasso Plattner Verwaltungs-GmbH |
||||
By: | /s/ Dr. Hasso Plattner | |||
Name: | Dr. Hasso Plattner | |||
Title: | Managing Director |
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EXHIBIT NO. | EXHIBIT DESCRIPTION | |
99.1
|
Joint Filing Agreement |
10 -
/s/ Dr. Hasso Plattner | ||||||
Dr. Hasso Plattner | ||||||
Hasso Plattner GmbH & Co. | ||||||
Beteiligungs-KG | ||||||
By: | Hasso Plattner Verwaltungs-GmbH, as sole general partner |
By: | /s/ Dr. Hasso Plattner | |||
Name: | Dr. Hasso Plattner | |||
Title: | Managing Director | |||
Hasso Plattner Verwaltungs-GmbH |
||||
By: | /s/ Dr. Hasso Plattner | |||
Name: | Dr. Hasso Plattner | |||
Title: | Managing Director | |||
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