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OMB Number: 3235-0101 |
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Expires: August 31, 2003 |
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SEC USE ONLY |
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DOCUMENT SEQUENCE NO. |
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CUSIP NUMBER |
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WORK LOCATION |
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ATTENTION: | Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. |
1(a) NAME OF ISSUER
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(b) IRS IDENT. NO. | (c) S.E.C. F ILE NO. | ||||||||||||||||||||
Eaton Corporation
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34-0196300 | 1-1396 | ||||||||||||||||||||
1(d) ADDRESS OF ISSUER
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STREET | (e) TELEPHONE NO. | ||||||||||||||||||||
Eaton Center 1111 Superior Avenue | CITY | STATE | ZIP CODE | AREA CODE AND NUMBER | ||||||||||||||||||
Cleveland | OH | 44114 | 216 | 523-5000 | ||||||||||||||||||
2(a) NAME OF PERSON
FOR WHOSE ACCOUNT
THE SECURITIES ARE TO BE SOLD |
(b) IRS IDENT. NO. |
(c) RELATIONSHIP TO ISSUER |
(d) ADDRESS | CITY | STATE | ZIP CODE | ||||||||||||||||
John R. Miller
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Director | 29325 Chagrin Blvd., Suite 301 | Pepper Pike | OH | 44112 | |||||||||||||||||
SEC USE | |||||||||||||||||||||||||||||
3(a) | (b) | ONLY | (c) | (d) | (e) | (f) | (g) | ||||||||||||||||||||||
Name and Address of Each Broker | Number of Shares or | Number of Shares | Approximate Date | Name of Each | |||||||||||||||||||||||||
Through Whom the Securities are to be | Other Units To Be | Aggregate | or Other Units | of Sale | Securities | ||||||||||||||||||||||||
Title of the Class of Securities | Offered or Each Market Maker who is | Broker-Dealer | Sold | Market Value | Outstanding | (See instr. 3(f)) | Exchange | ||||||||||||||||||||||
To Be Sold | Acquiring the Securities | File Number | (See instr. 3(c)) | (See instr. 3(d)) | (See instr. 3(e)) | (M0. DAY YR.) | (See instr. 3(g)) | ||||||||||||||||||||||
Common Shares
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Fidelity Brokerage Services | 2,324 | $ | 156,636.92 | 150,000,000 | 09/07/2006 | NYSE | ||||||||||||||||||||||
100 Summer Street Boston, MA 02110 |
1. | ||
(a) | Name of issuer. | |
(b) | Issuers IRS Identification Number. | |
(c) | Issuers SEC file number, if any. | |
(d) | Issuers address, including zip code. | |
(e) | Issuers telephone number, including area code. | |
2. | ||
(a) | Name of person for whose account the securities are to be sold. | |
(b) | Such persons or I.R.S. Identification number, if such a person is an entity. | |
(c) | Such persons relationship to the issuer (e.g., officer, director, 10 percent stockholder, or member of immediate family of any of the foregoing). | |
(d) | Such persons address, including zip code. | |
3. | ||
(a) | Title of the class of securities to be sold. | |
(b) | Name and address of each broker through whom the securities are intended to be sold. | |
(c) | Number of shares or other units to be sold (if debt securities, give the aggregate face amount). | |
(d) | Aggregate market value of the securities to be sold as of a specified date within 10 days prior to the filing of this notice. | |
(e) | Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown by the most recent report or statement published by the issuer. | |
(f) | Approximate date on which the securities are to be sold. | |
(g) | Name of each securities exchange, if any, on which the securities are intended to be sold. |
Name of Person from | ||||||||||||||
Date you | Whom Acquired | Amount of | ||||||||||||
Title of the Class | Acquired | Nature of Acquisition Transaction | (If gift, also give date donor acquired) | Securities Acquired | Date of Payment | Nature of Payment | ||||||||
Common Shares
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09/07/2006 | Option Exercise and Sale | Eaton Corportion | 2,324 | 09/07/2006 | Cash |
INSTRUCTIONS: | 1. If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid. | |
2. If within two years after the acquisition of the securities the person for whose account they are to be sold had any short positions, put or other option to dispose of securities referred to in paragraph (d)(3) of Rule 144, furnish full information with respect thereto. |
Amount of | ||||||||
Name and Address of Seller | Title of Securities Sold | Date of Sale | Securities Sold | Gross Proceeds | ||||