UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)
OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE
REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-08527
A.G. EDWARDS, INC.
(Exact name of registrant as specified in its charter)
One North Jefferson
St. Louis, Missouri 63103
(314) 955-3000
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)
Common Stock, par value $1.00 per share
(Title of each class of securities covered by this Form)
None
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied
upon to terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)(i)
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x
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Rule 12h-3(b)(1)(i)
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x |
Rule 12g-4(a)(1)(ii)
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¨
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Rule 12h-3(b)(1)(ii)
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Rule 12g-4(a)(2)(i)
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¨
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Rule 12h-3(b)(2)(i)
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Rule 12g-4(a)(2)(ii)
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Rule 12h-3(b)(2)(ii)
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Rule 15d-6
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Approximate number of holders of record as of the certification or notice date: 0
Effective October 1, 2007, A.G. Edwards, Inc. was merged with and into White Bird Holdings,
Inc., a Delaware corporation and a wholly owned subsidiary of Wachovia Corporation, a North
Carolina corporation.
Pursuant to the requirements of the Securities Exchange Act of 1934, White Bird Holdings, Inc.
has caused this certification/notice to be signed on its behalf by the undersigned duly authorized
person.
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Date:
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October 1, 2007
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By:
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/s/ Ross E. Jeffries, Jr. |
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Name: Ross E. Jeffries, Jr.
Title: Senior Vice President |