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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) |
| 1. | Name and Address of Reporting Person* (Last, First, Middle) |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
|||||||
|
Mortensen, Peter
|
F.N.B. Corporation (FBAN)
|
161-28-9808
|
||||||||||
|
7015 Greentree Drive
|
4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
|
12/31/2002
|
|
|||||||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) |
||||||||
|
Naples, FL 34108
(City) (State) (Zip) |
x | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
| o | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
|
|
||||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
Page 1 of 2
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2a. | Deemed Execution Date, if any. (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||||||||
| COMMON | 05/02/2002 | S | 10000.000 | D | 31.55 | SEE BELOW | ||||||||||||||||||
| 05/10/2002 | G | 140.000 | D | N/A | 100252.439 (1) | I | BY LIMITED PARTNER- SHIP | |||||||||||||||||
| COMMON | 393.845 (2) | I | BY WIFE | |||||||||||||||||||||
| COMMON | 24173.373 (3) | I | BY TRUST (DEFERRED PLAN) | |||||||||||||||||||||
Page 2
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3a. | Deemed Execution Date, if any (Month/Day/Year) | 4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
|||||||
| Code | V | (A) | (D) | |||||||||||||||
| STOCK OPTIONS (GRANTED 01/26/1993) | 6.75 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/03/1994) | 9.67 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/1995) | 9.98 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/30/1996) | 15.19 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/26/1997) | 17.72 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/18/1998) | 27.28 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/24/1999) | 21.03 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 04/29/1999) | 19.80 | (4) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/23/2000) | 20.22 | (4) | ||||||||||||||||
Page 3
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| IMMED | 01/26/2003 | COMMON STOCK | 9768 | 9768 | D | ||||||||||||
| IMMED | 01/03/2004 | COMMON STOCK | 9303 | 9303 | D | ||||||||||||
| IMMED | 01/20/2005 | COMMON STOCK | 11818 | 11818 | D | ||||||||||||
| IMMED | 01/30/2006 | COMMON STOCK | 22513 | 22513 | D | ||||||||||||
| IMMED | 01/26/2007 | COMMON STOCK | 30043 | 30043 | D | ||||||||||||
| IMMED | 01/18/2008 | COMMON STOCK | 28868 | 28868 | D | ||||||||||||
| IMMED | 01/24/2009 | COMMON STOCK | 89802 | 89802 | D | ||||||||||||
| 04/30/2000 | 04/29/2009 | COMMON STOCK | 408 | 408 | D | ||||||||||||
| IMMED | 01/23/2010 | COMMON STOCK | 96934 | 96934 | D | ||||||||||||
Explanation of Responses:
(1) Includes 4773.926 shares acquired as a result of a 5% stock dividend on 05/31/2002.
(2) Includes 18.337 shares acquired as a result of a 5% stock dividend on 05/31/2002 and 8.769 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(3) Includes 1125.485 shares acquired as a result of a 5% stock dividend on 05/31/2002 and 538.185 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
(4) Represents change in exercise price and number of shares obtainable upon exercise due to a 5% stock dividend on 05/31/2002.
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
Page 4
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| OMB Number: 3235-0287 |
| Expires: January 31, 2005 |
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940
| o | Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b) |
| 1. | Name and Address of Reporting Person* (Last, First, Middle) |
2. | Issuer Name and Ticker or Trading Symbol |
3. | I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) |
|||||||
|
Mortensen, Peter
|
F.N.B. Corporation (FBAN)
|
161-28-9808
|
||||||||||
|
7015 Greentree Drive
|
4. | Statement for (Month/Day/Year) | 5. | If Amendment, Date of Original (Month/Day/Year) | ||||||||
|
12/31/2002
|
|
|||||||||||
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | 7. | Individual or Joint/Group Filing (Check Applicable Line) |
||||||||
|
Naples, FL 34108
(City) (State) (Zip) |
x | Director | o | 10% Owner | x | Form filed by One Reporting Person | ||||||
| o | Officer (give title below) | o | Form filed by More than One Reporting Person | |||||||||
| o | Other (specify below) | |||||||||||
|
|
||||||||||||
| Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). | |
Page 2 of 2
| Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||||||||||||||||
| 1. | Title of Security (Instr. 3) |
2. | Transaction Date (Month/Day/Year) |
2a. | Deemed Execution Date, if any. (Month/Day/Year) |
3. | Transaction Code (Instr. 8) |
4. | Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. | Amount of Securities Beneficially Owned Following Reported Transactions(s) (Instr. 3 and 4) |
6. | Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. | Nature of Indirect Beneficial Ownership (Instr. 4) |
|||||||||
| Code | V | Amount | (A) or (D) |
Price | ||||||||||||||||||||
Page 2
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
||||||||||||||||||
| 1. | Title of Derivative Security (Instr. 3) |
2. | Conversion or Exercise Price of Derivative Security |
3. | Transaction Date (Month/Day/Year) |
3a. | Deemed Execution Date, if any (Month/Day/Year) | 4. | Transaction Code (Instr. 8) |
5. | Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
|||||||
| Code | V | (A) | (D) | |||||||||||||||
| STOCK OPTIONS (GRANTED 01/23/2000) | 20.22 | (1) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/22/2001) | 20.66 | (1) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/22/2001) | 20.66 | (1) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2002) | 25.62 | (1) | ||||||||||||||||
| STOCK OPTIONS (GRANTED 01/20/2002) | 25.62 | (1) | ||||||||||||||||
| COMMON STOCK EQUIVALENT (2) | ||||||||||||||||||
Page 3
| Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued (e.g., puts, calls, warrants, options, convertible securities) |
|||||||||||||||||
| 6. | Date Exercisable and Expiration Date (Month/Day/Year) |
7. | Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. | Price of Derivative Security (Instr. 5) |
9. | Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. | Nature of Indirect Beneficial Ownership (Instr. 4) |
||||||
| Date Exercisable |
Expiration Date |
Title | Amount or Number of Shares |
||||||||||||||
| 01/24/2001 | 01/23/2010 | COMMON STOCK | 1334 | 1334 | D | ||||||||||||
| IMMED | 01/22/2011 | COMMON STOCK | 94853 | 94853 | D | ||||||||||||
| 01/23/2002 | 01/22/2011 | COMMON STOCK | 1472 | 1472 | D | ||||||||||||
| IMMED | 01/20/2012 | COMMON STOCK | 164640 | 164640 | D | ||||||||||||
| 01/21/2003 | 01/20/2012 | COMMON STOCK | 1433 | 1433 | D | ||||||||||||
| (3) | COMMON STOCK | 7341 | 7341 (4) | I | INTEREST IN PLAN | ||||||||||||
Explanation of Responses:
(1) Represents change in exercise price and number of shares obtainable upon exercise due to a 5% stock dividend on 05/31/2002.
(2) Represents credit under a supplemental retirement plan for employer matching stock contributions which reporting person was prevented from receiving under exempt 401(k) plan.
(3) Upon entitlement to amounts under exempt 401(k) plan.
(4) This account was understated by 565.6835 shares as of the last Form-4 filed and is shown in the above corrected balance. Includes 341.7824 shares acquired as a result of a 5% stock dividend on 05/31/2002 and 209.2122 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
| /s/ Peter Mortensen | 12/31/2002 | |
**Signature of Reporting Person |
Date |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
| Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | |
Page 4