UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 15
CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g)
OF THE SECURITIES
EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER
SECTIONS 13 AND 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934.
Commission File Number 001-04717
Kansas City Southern Railway Company Union 401(k) Plan*
Midsouth Rail Union 401(k) Plan*
(Exact name of registrant as specified in its charter)
Kansas City Southern
427 West 12th Street
Kansas City, Missouri 64105-1804
(816) 983-1303
(Address, including zip code, and telephone number, including area code, of registrants principal executive offices)
Plan Interests in the Kansas City Southern Railway Company Union 401(k) Plan
Plan Interests in the Midsouth Rail Union 401(k) Plan
(Title of each class of securities covered by this Form)
Plan Interests in the Gateway Western Railway Union 401(k) Plan,
the Kansas City Southern 401(k) and Profit Sharing Plan,
Preferred Stock, 4% Noncumulative, par value $25 per share, and
Common Stock, par value $0.01 per share
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)
Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to
terminate or suspend the duty to file reports:
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Rule 12g-4(a)(1)
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o |
Rule 12g-4(a)(2)
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o |
Rule 12h-3(b)(1)(i)
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o |
Rule 12g-4(a)(2)(ii)
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o |
Rule 12h-3(b)(1)(ii)
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o |
Rule 15d-6
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x |
Approximate number of holders of record as of the certification or notice date: None
* Effective January 1, 2008, each of the Kansas City Southern Railway Company Union 401(k) Plan
(the KCSR Union Plan) and the Midsouth Rail Union 401(k) Plan (the Midsouth Union Plan) was
merged into the Kansas City Southern 401(k) and Profit Sharing Plan (the KCS Plan). As a result,
each of the KCSR Union Plan and the Midsouth Union Plan has ceased to exist and the interests in
the KCSR Union Plan and the Midsouth Union Plan no longer exist. Pursuant to Rule 15d-6, the KCS
Plan is filing this Form 15 as successor in interest to each of the KCSR Union Plan and the
Midsouth Union Plan to reflect the suspension of each such plans duty to file reports under
Section 15(d) of the Securities Exchange Act of 1934, as amended. The KCS Plan files annual and other reports under commission file No. 333-51854.
Pursuant to the requirements of the Securities Exchange Act of 1934, Kansas City Southern has
caused this certification/notice to be signed on its behalf by the undersigned duly authorized
person.
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KANSAS CITY SOUTHERN
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May 29, 2009 |
By: |
/s/ John E. Derry
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John E. Derry |
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Senior Vice President Human Resources |
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Instruction: This form is required by Rules 12g-4, 12h-3 and 15d-6 of the General Rules and
Regulations under the Securities Exchange Act of 1934. The registrant shall file with the
Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an
officer of the registrant, by counsel or by any other duly authorized person. The name and title of
the person signing the form shall be typed or printed under the signature.
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SEC 2069 (02-08) |
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Persons who respond to the collection of information
contained in this form are not required to respond unless
the form displays a currently valid OMB control number. |