Delaware | 2873 | 20-4075963 | ||
(State or Other Jurisdiction of Incorporation or Organization) |
(Primary Standard Industrial Classification Code Number) |
(I.R.S. Employer Identification No.) |
Mark A. von Bergen Jason H. Barker Holland & Knight LLP 2300 US Bancorp Tower 111 SW Fifth Avenue Portland, OR 97204 (503) 243-2300 |
Thomas P. Palmer Tonkon Torp LLP 1600 Pioneer Tower 888 SW Fifth Avenue Portland, OR 97204 (503) 221-1440 |
Item 27. | Exhibits. |
Exhibit | ||||
No. | Description | |||
1 | .1 | Underwriting Agreement | ||
3 | .1 | Certificate of Incorporation** | ||
3 | .2 | Bylaws** | ||
4 | .1 | Form of common stock certificate** | ||
4 | .2 | Class A warrant (included in Exhibit 4.5) | ||
4 | .3 | Class B warrant (included in Exhibit 4.5) | ||
4 | .4 | Unit certificate | ||
4 | .5 | Warrant Agreement between the Registrant and Computershare Shareholder Services, Inc. | ||
4 | .6 | Form of Representatives Purchase Warrant** | ||
5 | .1 | Opinion of Holland & Knight LLP** | ||
10 | .1 | Form of bridge loan documents dated March 2, 2006** | ||
10 | .1A | Form of bridge loan documents dated April 11, 2006** | ||
10 | .1B | Form of amendment to bridge loan dated October 16, 2006** | ||
10 | .1C | Form of amendment to bridge loan dated January 19, 2007** | ||
10 | .1D | Loan Extension and Modification Letter from High Capital Funding, LLC dated February 7, 2007** | ||
10 | .1E | Note Extensions Letter from David A. Rapaport dated February 7, 2007** | ||
10 | .2 | 2006 Stock Option Plan and Form of Stock Option Agreement** | ||
10 | .3 | Service Agreement with ECAP, LLC** | ||
10 | .4 | Lease Agreement with Recycling Technology Development, LLC** | ||
10 | .4A | First Amendment to Lease Agreement with Recycling Technology Development, LLC** | ||
10 | .5 | Employment Agreement with Edward J. Gildea** | ||
10 | .6 | Employment Agreement with Thomas R. Buchanan** | ||
10 | .7 | Employment Agreement with John A. Walsdorf** | ||
10 | .8 | Employment Agreement with John P. Weigold** | ||
10 | .9 | Agreement with Weston Solutions, Inc. dated May 29, 2003 and modification dated October 6, 2004** | ||
10 | .10 | IBR Plant License Agreement dated July 15, 2003CTR** | ||
10 | .11 | Revision dated February 9, 2006 to IBR Plant License Agreement dated July 15, 2003** | ||
10 | .12 | Engagement Letter with Ferris, Baker, Watts, Inc. dated October 2, 2006** | ||
10 | .13 | Standard Form of Agreement Between Owner and Architect between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .14 | Standard Form of Agreement Between Owner and Contractor between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .15 | Standard Form of Agreement Between Owner and Construction Manager between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .16 | Rider and Supplementary Conditions to Armistead Mechanical, Inc. Proposal Letter dated November 13, 2006 to Converted Organics of Woodbridge, LLC and the Standard Form of Agreement Between Owner and Contractor dated November 30, 2006 between Armistead Mechanical, Inc. and Converted Organics of Woodbridge, LLC** |
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Exhibit | ||||
No. | Description | |||
10 | .17 | Standard Form of Agreement Between Owner and Contractor between Converted Organics of Woodbridge, LLC and Hatzel and Buehler, Inc. dated December 19, 2006** | ||
10 | .18 | Promissory Note to Paulson Investment Company, Inc. dated October 27, 2006** | ||
10 | .19 | Promissory Note to High Capital Funding, LLC dated October 30, 2006** | ||
10 | .20 | Promissory Note to Paulson Investment Company, Inc. dated December 29, 2006** | ||
10 | .21 | Promissory Note to High Capital Funding, LLC dated January 3, 2007** | ||
23 | .1 | Consent of Carlin, Charron & Rosen, LLP** | ||
23 | .2 | Consent of Holland & Knight LLP (included in Exhibit 5.1) | ||
24 | Power of Attorney. Reference is made to the signature page of this registration statement |
** | Previously filed. |
CTR | Portions of this exhibit have been omitted pursuant to a request for confidential treatment. |
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Converted Organics Inc. |
By: | /s/ Edward J. Gildea |
|
|
Edward J. Gildea, Chairman, President and Chief Executive Officer |
Signature | Title | Date | ||||
/s/ Edward J. Gildea |
Chairman, President and Chief Executive Officer, (Principal Executive Officer) |
February 20, 2007 | ||||
/s/ Thomas R. Buchanan* |
Vice President and Chief Financial Officer (Principal Accounting and Financial Officer) |
February 20, 2007 | ||||
/s/ William A. Gildea* |
Director | February 20, 2007 | ||||
/s/ David R. Allen* |
Director | February 20, 2007 | ||||
/s/ Robert E. Cell* |
Director | February 20, 2007 | ||||
/s/ John P. DeVillars* |
Director | February 20, 2007 | ||||
*By: /s/ Edward J. Gildea |
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Exhibit | ||||
No. | Description | |||
1 | .1 | Underwriting Agreement | ||
3 | .1 | Certificate of Incorporation** | ||
3 | .2 | Bylaws** | ||
4 | .1 | Form of common stock certificate** | ||
4 | .2 | Class A warrant (included in Exhibit 4.5) | ||
4 | .3 | Class B warrant (included in Exhibit 4.5) | ||
4 | .4 | Unit certificate | ||
4 | .5 | Warrant Agreement between the Registrant and Computershare Shareholder Services, Inc. | ||
4 | .6 | Form of Representatives Purchase Warrant** | ||
5 | .1 | Opinion of Holland & Knight LLP** | ||
10 | .1 | Form of bridge loan documents dated March 2, 2006** | ||
10 | .1A | Form of bridge loan documents dated April 11, 2006** | ||
10 | .1B | Form of amendment to bridge loan dated October 16, 2006** | ||
10 | .1C | Form of amendment to bridge loan dated January 19, 2007** | ||
10 | .1D | Loan Extension and Modification Letter from High Capital Funding, LLC dated February 7, 2007** | ||
10 | .1E | Note Extensions Letter from David A. Rapaport dated February 7, 2007** | ||
10 | .2 | 2006 Stock Option Plan and Form of Stock Option Agreement** | ||
10 | .3 | Service Agreement with ECAP, LLC** | ||
10 | .4 | Lease Agreement with Recycling Technology Development, LLC** | ||
10 | .4A | First Amendment to Lease Agreement with Recycling Technology Development, LLC** | ||
10 | .5 | Employment Agreement with Edward J. Gildea** | ||
10 | .6 | Employment Agreement with Thomas R. Buchanan** | ||
10 | .7 | Employment Agreement with John A. Walsdorf** | ||
10 | .8 | Employment Agreement with John P. Weigold** | ||
10 | .9 | Agreement with Weston Solutions, Inc. dated May 29, 2003 and modification dated October 6, 2004** | ||
10 | .10 | IBR Plant License Agreement dated July 15, 2003CTR** | ||
10 | .11 | Revision dated February 9, 2006 to IBR Plant License Agreement dated July 15, 2003** | ||
10 | .12 | Engagement Letter with Ferris, Baker, Watts, Inc. dated October 2, 2006** | ||
10 | .13 | Standard Form of Agreement Between Owner and Architect between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .14 | Standard Form of Agreement Between Owner and Contractor between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .15 | Standard Form of Agreement Between Owner and Construction Manager between Converted Organics of Woodbridge, LLC and The Construction Partnership, Inc., dated December 19, 2006** | ||
10 | .16 | Rider and Supplementary Conditions to Armistead Mechanical, Inc. Proposal Letter dated November 13, 2006 to Converted Organics of Woodbridge, LLC and the Standard Form of Agreement Between Owner and Contractor dated November 30, 2006 between Armistead Mechanical, Inc. and Converted Organics of Woodbridge, LLC** | ||
10 | .17 | Standard Form of Agreement Between Owner and Contractor between Converted Organics of Woodbridge, LLC and Hatzel and Buehler, Inc. dated December 19, 2006** | ||
10 | .18 | Promissory Note to Paulson Investment Company, Inc. dated October 27, 2006** | ||
10 | .19 | Promissory Note to High Capital Funding, LLC dated October 30, 2006** | ||
10 | .20 | Promissory Note to Paulson Investment Company, Inc. dated December 29, 2006** | ||
10 | .21 | Promissory Note to High Capital Funding, LLC dated January 3, 2007** | ||
23 | .1 | Consent of Carlin, Charron & Rosen, LLP** | ||
23 | .2 | Consent of Holland & Knight LLP (included in Exhibit 5.1) | ||
24 | Power of Attorney. Reference is made to the signature page of this registration statement |
** | Previously filed. |
CTR | Portions of this exhibit have been omitted pursuant to a request for confidential treatment. |
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