uv12vib
 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.

Three year period ending December 31, 2006

FORM U-12(I)-B (THREE-YEAR STATEMENT)

STATEMENT PURSUANT TO SECTION 12(i) OF PUBLIC UTILITY HOLDING COMPANY ACT OF
1935 BY A PERSON REGULARLY EMPLOYED OR RETAINED BY A REGISTERED HOLDING
COMPANY OR A SUBSIDIARY THEREOF AND WHOSE EMPLOYMENT CONTEMPLATES
ONLY ROUTINE EXPENSES AS SPECIFIED IN RULE 71(b)

           1. Name and business address of person filing statement.

See attached Exhibit A.

           2. Names and business addresses of any persons through whom the undersigned proposes to act in matters included within the exemption provided by paragraph (b) of Rule U-71.

Not applicable.

           3. Registered holding companies and subsidiary companies by which the undersigned is regularly employed or retained.

Xcel Energy Inc. and its subsidiaries, including Xcel Energy Services Inc. (See Exhibits).

           4. Position or relationship in which the undersigned is employed or retained by each of the companies named in item 3, and brief description of nature of services to be rendered in each such position or relationship.

                See attached Exhibit B.

                In such capacities, the undersigned may participate in presenting, advocating, or opposing matters before the legislative bodies, regulatory commissions and officials specified in Section 12(i) of PUHCA, but the exact nature of such services or the relative time to be devoted thereto cannot presently be forecast with any degree of precision.

           5.(a) Compensation received during the current year and estimated to be received over the next two calendar years by the undersigned or others, directly or indirectly, for services rendered by the undersigned, from each of the companies designated in item 3. (Use column (a) as supplementary statement only.)

                See attached Exhibit C (filed confidentially pursuant to Rule 104(b))

                A portion thereof may be attributable to activities within the scope of Section 12 (i). During the calendar years 2004, 2005 and 2006, it is estimated that the undersigned will receive compensation comparable to that in 2003. The exact amount can not presently be forecasted with any degree of precision.

  (b)   Basis for compensation if other than salary.
 
      See attached Exhibit C (filed confidentially pursuant to Rule 104(b)).

 

 

           6. (TO BE ANSWERED IN SUPPLEMENTARY STATEMENT ONLY. SEE INSTRUCTIONS.) Expenses incurred by the undersigned or any person named in item 2, above, during the calendar year in connection with the activities described in item 4, above, and the source or sources of reimbursement for same.

  (a)   Total amount of routine expenses charged to client: $                     
 
  (b)   Itemized list of all other expenses:
 
      No other expenses

(Signed)

     
Date: May 10, 2004   /s/ Wayne H. Brunetti
Wayne H. Brunetti
Date: May 10, 2004   /s/ Richard C. Kelly
Richard C. Kelly
Date: May 10, 2004   /s/ Gary R. Johnson
Gary R. Johnson
Date: May 10, 2004   /s/ Benjamin G.S. Fowke, III
Benjamin G.S. Fowke III
Date: May 10, 2004   /s/ Teresa S. Madden
Teresa S. Madden
Date: May 10, 2004   /s/ Michael C. Connelly
Michael C. Connelly
Date: May 10, 2004   /s/ Dave Sparby
Dave Sparby
Date: May 10, 2004   /s/ Scott Wilensky
Scott Wilensky
Date: May 10, 2004   /s/ James P. Johnson
James P. Johnson

 

 

     
Date: May 10, 2004   /s/ Scott Weatherby
Scott Weatherby
Date: May 10, 2004   /s/ James Weidner
James Weidner
Date: May 10, 2004   /s/ Frank Prager
Frank Prager
Date: May 10, 2004   /s/ Olon Plunk
Olon Plunk
Date: May 10, 2004   /s/ Richard L. Evans
Richard L. Evans
Date: May 10, 2004   /s/ Robert Roy Palmer
Robert Roy Palmer
Date: May 10, 2004   /s/ George Tyson II
George Tyson II
Date: May 10, 2004   /s/ James Albright
James Albright

 

 

EXHIBIT A

Names and business addresses of individuals who may act during 2004, 2005 and 2006 in matters included within the exemption provided by paragraph (b) of Rule 71.

     
Name(s)
   Business Address
Wayne H. Brunetti
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Richard C. Kelly
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Gary R. Johnson
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Benjamin G.S. Fowke III
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Teresa S. Madden
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Michael C. Connelly
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Dave Sparby
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Scott Wilensky
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
James P. Johnson
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Scott Weatherby
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
James Weidner
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402

 

 

     
Name(s)
   Business Address
Frank Prager
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Olon Plunk
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Richard L. Evans
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
Roy Robert Palmer
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
George Tyson II
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402
 
    
James Albright
  Xcel Energy Inc.
  800 Nicollet Mall
  Minneapolis, Minnesota 55402

 

 

EXHIBIT B

The following persons are employed by Xcel Energy Services Inc.

     
Name(s)
   Position
Wayne H. Brunetti
  Director, Chairman of the Board and Chief Executive Officer of XEI, XES, NSP-M and PSCo; Director and Chairman of the Board of NSP-W and SPS
 
    
Richard C. Kelly
  President and Chief Operating Officer of XEI; Director, President and Chief Operating Officer of XES, NSP-M and PSCo; Director and Vice President of SPS and NSP-W
 
    
Gary R. Johnson
  Vice President and General Counsel of XEI; Director, Vice President and General Counsel of XES, NSP-M, NSP-W, PSCo and SPS
 
    
Benjamin G.S. Fowke III
  Vice President, Chief Financial Officer and Treasurer of XEI, XES, NSP-M, NSP-W, SPS and PSCo
 
    
Teresa S. Madden
  Vice President and Controller of XEI, XES, NSP-M, NSP-W, SPS and PSCo
 
    
Michael C. Connelly
  Vice President and Deputy General Counsel
 
    
Dave Sparby
  Vice President of XES
 
    
Scott Wilensky
  Managing Director, State Public Affairs
 
    
James P. Johnson
  Assistant General Counsel
 
    
Scott Weatherby
  Assistant Controller of XEI
 
    
James Weidner
  Executive Financial Consultant
 
    
Frank Prager
  Managing Director, Environmental Policy
 
    
Olon Plunk
  Vice President, Environmental Services
 
    
Richard L. Evans
  Manager, State Public Affairs
 
    
Roy Robert Palmer
  Director, State Public Affairs
 
    
George E. Tyson II
  Assistant Treasurer of XEI, XES, NSP-M, NSP-W, SPS and PSCo
 
    
James Albright
  Assistant General Counsel

 

 

     
XEI:
  Xcel Energy Inc.
XES:
  Xcel Energy Services Inc.
NSP-M:
  Northern States Power Company, a Minnesota corporation
NSP-W:
  Northern States Power Company, a Wisconsin corporation
PSCo:
  Public Service Company of Colorado
SPS:
  Southwestern Public Service Company

     In addition to the foregoing positions, the undersigned may be employed in the same position or other positions with other of the companies in the Xcel Energy system.