UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 15)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box. o
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7 for other parties to whom copies are to be sent.
The information required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
1 | NAMES OF REPORTING PERSONS / I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Edward F. Heil |
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2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* |
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(a) o | |||||||||||
(b) o | |||||||||||
3 | SEC USE ONLY | ||||||||||
4 | SOURCE OF FUNDS (SEE INSTRUCTIONS) | ||||||||||
Not Applicable | |||||||||||
5 | CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) | ||||||||||
o | |||||||||||
6 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||||||||
United States of America | |||||||||||
7 | SOLE VOTING POWER | ||||||||||
NUMBER OF | 76,866 | ||||||||||
SHARES | 8 | SHARED VOTING POWER | |||||||||
BENEFICIALLY | |||||||||||
OWNED BY | 0 | ||||||||||
EACH | 9 | SOLE DISPOSITIVE POWER | |||||||||
REPORTING | |||||||||||
PERSON | 76,866 | ||||||||||
WITH | 10 | SHARED DISPOSITIVE POWER | |||||||||
0 | |||||||||||
11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||||||||
76,866 | |||||||||||
12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||||||||
o | |||||||||||
13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) | ||||||||||
0.1%1 | |||||||||||
14 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||||||||
IN |
Page 2 of 6 Pages
(a) | The acquisition by any person of additional securities of US Ecology, or the disposition of securities of US Ecology; | ||
(b) | An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving US Ecology or any of its subsidiaries; | ||
(c) | A sale or transfer of a material amount of assets of US Ecology or any of its subsidiaries; |
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(d) | Any change in the present board of directors or management of US Ecology, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; | ||
(e) | Any material change in the present capitalization or dividend policy of US Ecology; | ||
(f) | Any other material change in US Ecologys business or corporate structure; | ||
(g) | Changes in US Ecologys charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of US Ecology by any person; | ||
(h) | Causing a class of securities of US Ecology to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; | ||
(i) | A class of equity securities of US Ecology becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Act; or | ||
(j) | Any action similar to any of those enumerated above. |
(a) | The aggregate number and percentage of the class of securities identified pursuant to Item 1 beneficially owned by the individual named in Item 2 is as follows: |
Number of | ||||||||
Shares of | ||||||||
Name | Common Stock | Percentage | ||||||
Edward F. Heil |
76,866 | 0.1 | % |
The percentage reported above is calculated based upon 18,306,000 shares of Common Stock of US Ecology outstanding as of September 30, 2010, as set forth in US Ecologys Form 10-Q filed on October 28, 2010 for the period ended September 30, 2010. | |||
(b) | Mr. Heil has the sole power to vote or direct the vote of 76,866 shares of the Common Stock and has sole dispositive power over 76,866 shares of the Common Stock. | ||
(c) | Not applicable. | ||
(d) | No person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, securities beneficially owned by Mr. Heil. |
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(e) | Mr. Heil ceased to be a beneficial holder of more than 5% of US Ecologys Common Stock on November 2, 2010 through the sale of 1,000,000 shares of Common Stock of US Ecology. |
Page 5 of 6 Pages
EDWARD F. HEIL |
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By: | /s/ Edward F. Heil | |||
Edward F. Heil |
Page 6 of 6 Pages