U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U5B
JOINT REGISTRATION STATEMENT
Filed Under Section 5 of
The Public Utility Holding Company Act of 1935
E.ON AG
E.ON US Verwaltungs GmbH
E.ON UK Verwaltungs GmbH
E.ON UK plc
(Name of Registrants)
(Name, title and address of officer to whom notices and correspondence
concerning this statement should be addressed)
Ulrich Hueppe
General Counsel, Executive Vice President
Dr. Guntram Wuerzberg
Vice President General Legal Affairs
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
The responses of Registrants to the Items and Exhibit requirements of Form U5B
included in this Joint Registration Statement have been modified from the
requirements of Form U5B in accordance with a memorandum from E.ON AG to the
Staff of the Securities and Exchange Commission, dated July 12, 2002 (the "Form
U5B Memo"). Unless otherwise noted, the information provided in response to the
Items and Exhibit requirements of this Form will be as of December 31, 2001.
1 of 56 pages
REGISTRATION STATEMENT
The undersigned holding companies hereby submit this Joint Registration
Statement to the Securities and Exchange Commission pursuant to Section 5 of the
Public Utility Holding Act of 1935.
ITEM 1: NAME OF REGISTRANTS
(a) E.ON AG
(b) E.ON US Verwaltungs GmbH
(c) E.ON UK Verwaltungs GmbH
(d) E.ON UK plc
ITEM 2: ADDRESS OF PRINCIPAL EXECUTIVE OFFICES
E.ON AG, E.ON US Verwaltungs GmbH and E.ON UK Verwaltungs GmbH are located
at:
E.ON Platz 1
40479 Dusseldorf
Germany.
E.ON UK plc is located at:
City Point
1 Ropemaker Street
London EC2Y 9HT
Great Britain.
ITEM 3: NAME AND ADDRESS OF CHIEF ACCOUNTING OFFICER
Michael C. Wilhelm
Senior Vice President, Accounting
E.ON AG
E.ON-Platz 1
40479 Dusseldorf
Germany
ITEM 4: CERTAIN INFORMATION AS TO THE REGISTRANT AND EACH SUBSIDIARY
COMPANY THEREOF
See Exhibit I hereto.
ITEM 5: BUSINESS
In response to Item 5, Registrants incorporate by reference the Application
of E.ON AG ("E.ON") on Form U-1A, SEC File No. 70-9961 (filed June 11,
2002) (summarizing business activities of E.ON and its subsidiaries) and
Exhibits G-1, G-2.2 and G-2.3, thereto.
2 of 56 pages
ITEM 6: PROPERTY
In response to Item 6, Registrants incorporate by reference the following
information:
o Item 4 of the Annual Report of E.ON AG filed on Form 20-F (filed March
21, 2002) (describing E.ON's principal plants, properties and assets),
attached hereto as Exhibit F pp. 7-67.
o The Application of E.ON AG filed on Form U-1A, SEC File No. 70-9961
(filed June 11, 2002) (describing E.ON's principal business units).
o The Notification of Foreign Utility Company Status of E.ON Energie
filed on Form U-57, SEC File No. 073-00236 (filed June 27, 2002)
(describing E.ON Energie's operations and assets).
o Item 6 of the Registration Statement of Powergen plc filed on Form
U5B, SEC File No. 001-13620 (filed March 9, 2001).
o Items 2 and 9 of the Annual Report of Powergen plc filed on Form U5S,
SEC File No. 030-00346 (filed May 1, 2002).
ITEM 7: INTERSTATE TRANSACTIONS
In response to Item 7, Registrants incorporate by reference the following
information:
o Item 7 of the Registration Statement of Powergen plc filed on Form
U5B, SEC File No. 001-13620 (filed March 9, 2001).
Registrants also refer to Exhibit G hereto, FERC Form 1 filed by Kentucky
Utilities Company for the year ended December 31, 2001 and FERC Forms 1 and
2 filed by Louisville Gas & Electric Company for the year ended December
31, 2001.
ITEM 8: SECURITIES OUTSTANDING
In response to Item 8, with respect to Powergen plc and its direct and
indirect subsidiary companies (the "Powergen Group"), Registrants
incorporate by reference the following information:
o Item 8 of the Registration Statement of Powergen plc filed on Form
U5B, SEC File No. 001-13620 (filed March 9, 2001).
o Items 1, 3 and 4 of the Annual Report of Powergen plc filed on Form
U5S, SEC File No. 030-00346 (filed May 1, 2002).
In response to Item 8, with respect to E.ON and its direct and indirect
subsidiary companies (the "E.ON Group"), but excluding the Powergen Group,
E.ON has provided information about:
i. The Registrants;
ii. E.ON's first-tier subsidiaries (excludes any such first tier
subsidiaries to be divested by E.ON and for which a definitive
sale agreement has been signed on the date of this form); and
3 of 56 pages
iii. the most significant (material) second-tier subsidiaries which
E.ON is not otherwise required to divest, ranked according to
Internal Operating Profit (excludes those which E.ON will divest
and for which a definitive sale agreement has been signed on the
date of this form).
Collectively, the companies listed in i, ii and iii are the "Reporting
Companies."
4 of 56 pages
ITEM 8(a): Funded Debt
------------------------------------------------------------------------------------------------------------------------------------
(A) (B) (C) (D) (E) (F) (G)
------------------------------------------------------------------------------------------------------------------------------------
Name of Obligor Title of Issue Amount Authorized Amount Issued Less Retired
as of 12/31/2001
------------------------------------------------------------------------------------------------------------------------------------
EUR US $* EUR US $*
------------------------------------------------------------------------------------------------------------------------------------
* Amount in US $ is calculated
with the reference rate of the
ECB as of 12/28/2001 (0.88130/(euro))
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan HVB Real Estate Bank AG 50,036,251 44,096,948 44,402,182 39,131,643
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hypo Vereinsbank AG 679,182 598,563 268,694 236,800
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Eurohypo AG 1,374,557 1,211,397 144,145 127,035
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan WestLB 55,906,977 49,270,819 13,660,316 12,038,836
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Aareal Bank AG 6,770,422 5,966,773 690,339 608,396
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Rhein.Hypobank AG 90,395,568 79,665,614 41,865,751 36,896,286
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Allgemeine 1,923,173 1,694,893 255,690 225,340
HypothekenBank AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan HVB Real Estate Bank AG 23,123,891 20,379,085 15,427,385 13,596,155
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Rhein.Hypobank AG 1,848,320 1,628,925 128,197 112,980
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan L-Bank 8,180,670 7,209,625 7,788,778 6,864,250
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Sparkasse Bochum 130,816 115,288 71,070 62,634
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Eurohypo AG 2,972,245 2,619,439 511,651 450,918
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Dtsch Genossensch Hyp-Bk 255,646 225,301 6,792 5,986
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Hypothekenbank 7,212,038 6,355,969 2,381,198 2,098,550
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Hypothekenbank 4,027,037 3,549,028 580,384 511,492
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Wohnungsbau 548,750 483,614 185,613 163,580
Forderungsanstalt NRW
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hypo Vereinsbank AG 35,325,569 31,132,424 26,148,442 23,044,622
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Eurohypo AG 860,504 758,362 91,407 80,557
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Muenchener Hypoth.-Bank 426,417 375,802 50,195 44,237
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan HVB Real Estate Bank AG 56,979,937 50,216,419 42,106,860 37,108,776
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Bausparkasse 1,775,823 1,565,033 626,123 551,803
Badenia AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutscher Ring 1,413,818 1,245,997 603,822 532,149
Bausparkasse AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Wohn-Bauf-Anst NRW Rhld 67,279,936 59,293,808 49,062,833 43,239,075
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Wohn-Bauf-Anst NRW Westf 291,521,903 256,918,253 215,721,986 190,115,786
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Westd Landesbk Treuh St 130,271,004 114,807,836 102,227,199 90,092,830
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Westd Landesbk Treuh St 1,372,512 1,209,595 27,511 24,245
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Westd.Gen.-Zentralbank eG 207,636 182,989 10,883 9,592
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Allianz Dresdner Bauspar 3,030,726 2,670,979 1,665,590 1,467,884
AG
------------------------------------------------------------------------------------------------------------------------------------
5 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Allgem Hypothekenbank AG 43,901,362 38,690,270 42,413,458 37,378,981
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Westfaelische Hypo-Bank 1,378,954 1,215,272 127,356 112,239
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan SEB AG 1,934,418 1,704,802 383,400 337,891
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Westfalenbank AG 122,710 108,144 47,492 41,854
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan DGZ-DekaBank 169,749 149,600 32,805 28,911
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Landestreuhandstelle 5,767,495 5,082,893 5,767,495 5,082,893
Hannover
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Allianz Lebensvers AG 26,038,255 22,947,514 9,859,183 8,688,898
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hannoversche Lebensvers. 214,231 188,802 46,737 41,189
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Volksfuersorge AG 1,116,303 983,797 8,440 7,438
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadt Bochum 96,634 85,164 90,836 80,054
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadt Essen 536,294 472,636 241,332 212,686
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtverwaltung 122,710 108,144 95,611 84,262
Gelsenkirchen
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtverwaltung 119,351 105,184 119,351 105,184
Castrop-Rauxel
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtverwaltung 122,710 108,144 117,802 103,819
Dusseldorf
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtverwaltung Herne 233,119 205,448 99,176 87,404
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtverwaltung Schwerte 119,642 105,441 48,548 42,786
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Victoria Lebensvers AG 1,933,604 1,704,085 267,884 236,086
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan ThyssenKrupp Wohnimmob. 7,482,044 6,593,926 3,999,717 3,524,950
GmbH
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadtkammerei 20 5,930,837 5,226,846 3,726,924 3,284,538
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Provinzial Feuervers. 105,979 93,399 7,389 6,512
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hamburg Mannheimer Vers. 20,345,210 17,930,234 6,158,012 5,427,056
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadt Velbert 237,356 209,182 43,725 38,534
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Volkswohl Bund 168,726 148,699 83,334 73,443
Lebensvers. AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Dortmunder Stadtwerke AG 49,084 43,258 25,473 22,449
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Karlsruher Lebensvers.AG 1,536,483 1,354,103 343,729 302,928
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan IDUNA Vereinigte 3,578,532 3,153,760 1,957,501 1,725,145
Lebensversicherung AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Versorgungsanstalt 3,200,432 2,820,540 1,454,854 1,282,163
d.Bundes
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stuebbecke 5,113 4,506 5,113 4,506
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Scheidemantel,Ehel. 5,113 4,506 5,113 4,506
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Marschner,Ehel. 5,113 4,506 5,113 4,506
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hamborner AG 250,738 220,975 6,268 5,524
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Mannesmannroehren 721,461 635,824 496,508 437,573
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan FPB Holding GmbH & Co. 27,840 24,535 5,062 4,461
KG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Krupp Hoesch Stahl AG 266,620 234,973 188,461 166,091
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Saint-Gobain PAM GmbH & 1,497,213 1,319,494 651,938 574,553
Co. KG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan ThyssenKrupp Automotive 345,071 304,111 211,688 186,561
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Rheinkalk GmbH & Co. KG 131,571 115,954 7,895 6,958
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Kueppersbusch AG 41,415 36,499 20,293 17,884
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Steinkohle AG 5,299,131 4,670,124 3,567,318 3,143,878
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Krupp Hoesch Stahl AG 11,341,711 9,995,450 6,740,351 5,940,271
------------------------------------------------------------------------------------------------------------------------------------
6 of 56 pages
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Viterra AG Mortgage Loan Krupp Hoesch Stahl AG 639,982 564,016 322,448 284,174
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan BAYERNOIL 194,342 171,274 80,187 70,669
Raffineriegesellschaft
mbH
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Thyssen Draht AG 51,129 45,060 27,098 23,882
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Ruhrgas AG 115,552 101,836 73,622 64,883
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Thyssen Krupp Wohnimmob 598,723 527,654 264,458 233,067
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Fr. u. H. Luling GmbH & 46,016 40,554 28,070 24,738
Co. KG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Schreck-Mieves KG 12,271 10,814 1,473 1,298
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hoesch Hohenlimburg GmbH 1,112,020 980,023 592,599 522,258
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Hoesch Rothe Erde GmbH 250,380 220,660 136,334 120,151
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Nedschroef Altena GmbH 190,712 168,074 102,580 90,404
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Thyssen Krupp Wohnimmob 3,568,821 3,145,202 1,628,516 1,435,211
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Steinkohle AG 11,158,945 9,834,379 7,871,256 6,936,938
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Steinkohle AG 756,712 666,890 608,156 535,968
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stahlwerke Bremen GmbH 555,135 489,241 40,539 35,727
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Ruetgerswerke AG 502,191 442,581 141,447 124,657
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Schering AG 1,260,437 1,110,823 399,269 351,875
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan RWE Net AG 99,191 87,417 12,302 10,841
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan RBZ Freiburg 198,853 175,249 117,373 103,441
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Deutsche Steinkohle AG 1,935,547 1,705,797 243,503 214,599
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Krupp Uhde GmbH 42,949 37,851 23,388 20,611
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Kloeckner Werke AG 2,432,691 2,143,931 401,870 354,168
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Dtmder Actien-Brauerei 16,873 14,870 6,551 5,773
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Siemens AG, PGI 1,631,812 1,438,116 455,501 401,433
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Guano-Werke GmbH 12,066 10,634 5,872 5,175
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Kreiskirchenkasse Dtmd. 3,579 3,154 931 820
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Thyssen-Krupp Industries 71,581 63,084 25,912 22,836
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Landschverb.W.Lippe 29,144 25,684 11,297 9,956
Liegensch.
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Stadt Kamen 11,504 10,139 1,219 1,074
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Demag Cranes & 190,456 167,849 47,171 41,571
Components GmbH
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Cierlitzki 7,669 6,759 7,669 6,759
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Greitschuss 2,642 2,329 544 479
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Schulte-Naehring 372,933 328,666 291,619 257,004
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Thyssen Schachtbau 2,743 2,417 789 696
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG Mortgage Loan Vereinigte Kirchenkreise 7,158 6,308 4,187 3,690
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH West LB Abw-Beh. Datten 1,799,747 1,586,117 821,135 723,666
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH West LB Abw-Beh. Knepper 1,073,713 946,263 489,882 431,733
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH West LB Abw-Beh. Shamrock 1,073,713 946,263 489,882 431,733
------------------------------------------------------------------------------------------------------------------------------------
7 of 56 pages
ITEM 8(b): Capital Stock
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
(A) (B) (C) (D) (E) (F) (G) (H)
------------------- ----------------- ---------------- --------------- --------------- ---------------------------------------------
Name of Issuer Title of Issue Amount Amount Additional Amount Issued
Authorized by Reserved for Amount
Charter Options, Unissued
Warrants,
Conversions
and Other
Rights
-------------- --------------- --------------
Shares EURO US $
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON AG Common Stock 2,384,592,201 510,392,201 75,000,000 EUR 692,000,000 1,799,200,000 1,585,634,960
EUR EUR
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
AV Packaging GmbH Stated share 102,000 EUR - - 13 102,000 89,893
capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
CCA Holding Inc. Common Stock, 3,000 US $ - 2,700 US $ 300 340 300
$1.00 stated
value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
CC Metals & Common Stock, 1,000 US $ - - 1,000 113,468 100,000
Alloys Inc. $100 par value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Chemie-Verwaltungs Registered Stock 230,081,347 EUR - - 4,500,000 230,081,347 202,770,691
AG
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Funfte Stated 35,000 EUR - - 2 35,000 30,846
Verwaltungs- share capital
Gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Registered 1,100,000 EUR - 900,000 EUR 200 200,000 176,260
International Stock, EUR 100
Finance B.V. par value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Montan GmbH Established in - - - - - -
2002
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Neunte Established in - - - - - -
Vermogens- 2002
verwaltungs-
gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON North Common stock, 20,000 US $ - 15,600 4,400 49,926 44,000
America Inc. $10.00 stated
value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Fidelia Common stock, 1,000 US $ - 900 US $ 100 113 100
Corporation $1.00 par value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
8 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Electronics Common Shares, 1,000 US $ - - 1,000 1 1
LLC $0.001
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Risk Stated share 716,000 EUR - - 5 716,000 631,011
Consulting GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
EAVV Energie Stated share 51,129 EUR - - 3 51,129 45,060
Assekuranz capital
Versicherungs
Vermittlungs GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Hamburger Hof Registered 1,022,584 EUR - - 2,000 1,022,584 901,203
Versicherungs- stock, EUR
Aktien- 511.29 par value
gesellschaft
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Junge & Co. Stated share 204,517 EUR - - 4 204,517 180,241
Versicherungs- capital
makler GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Montan GmbH Stated share 184,150 EUR - - 7 184,150 162,291
Assekuranz Makler capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON UK Stated share 25,000 EUR - - 1 25,000 22,033
Verwaltungs GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON UK plc Common stock, 1 1,000,000,000 - - 1,000,000,000 1,643,367,752 1,448,300,000
GBP par value GBP
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON US Stated share 25,000 EUR - - 1 25,000 22,033
Verwaltungs GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Venture Stated share 30,000 EUR - - 1 30,000 30,640,904
Partners GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Venture 1. Stated share 25,000 EUR - - 1 25,000 22,033
Verwaltungs- capital
gesellschaft
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
9 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Vermogens- Stated share 34,767,848 EUR - - 3 34,767,848 30,640,904
anlage GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Zehnte Stated share 25,000 EUR - - 1 25,000 22,033
Verwaltungs- capital
gesellschaft mbH,
former VAGO
Funfte Vermogens-
verwaltungs GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
EBV Verwaltungs Stated share 26,038,500 EUR - - 7 26,038,500 22,947,730
GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
ERKA Vermogens- Stated share 6,500,000 DEM - - 1 3,323,397 2,928,909
verwaltungs- capital
gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Gesellschaft fur Stated share 14,575,960 EUR - - 4 14,575,960 12,845,794
Energiebeteiligung capital
mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Gewerkschaft Stated share 219,856 EUR - - 1 219,856 193,759
Morgengluck GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
HIBERNIA Stated share 25,565 EUR - - 1 25,565 22,530
Industriewerte capital
GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Hibernia Capital share 230,081 EUR - - 2 230,081 202,771
Industriewerte
GmbH & Co. KG,
Humboldt-Verwaltungs-
gebaude Mulheim
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Hibernia Capital share 7,158,086 EUR - - 2 7,158,086 6,308,421
Industriewerte
GmbH & Co. oHG
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
ILSE Feldesbesitz Stated share 25,565 EUR - - 2 25,565 22,530
GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
10 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Induboden GmbH Stated share 13,702,662 EUR - - 13 13,702,622 12,076,121
capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Induboden GmbH & Capital share 23,178,889 EUR - - 2 23,178,889 20,427,555
Co. Grundstucks-
gesellschaft
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Induboden GmbH & Capital share 5,505,142 EUR - - 2 5,505,142 4,851,681
Co. Industriewerte
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Indupark Stated share 2,045,168 EUR - - 2 2,045,168 1,802,406
Grundstucks- capital
verwertung GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Initiativkreis Stated share 51,129 EUR - - 3 51,129 45,060
Ruhrgebiet capital
Verwaltungs GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Montan-Verwaltungs- Stated share 51,129 EUR - - 2 51,129 45,060
gesellschaft mbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
NFK Finanzkontor Stated share 50,000 EUR - - 1 50,000 44,065
Beteiligungs GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
RHI AG Common stock 144,764,569 EUR - - 19,920,039 144,764,569 127,581,015
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Start Center Stated share 25,000 EUR - - 2 25,000 22,033
Dusseldorf GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Stinnes Vermogens- Common Stock, 165,300,665 EUR - - 3,233,000 165,300,665 145,679,476
verwaltungs- no par value
Aktiengesellschaft
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VBB Stated share 232,637,806 EUR - - 2 232,637,806 205,023,698
VIAG-Bayernwerk- capital
Beteiligungs-
gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Electronics Stated share 51,129,188 EUR - - 1 51,129,188 45,060,153
GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
11 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Electronics Stated share 66,467,945 EUR - - 1 66,467,945 58,578,200
Beteiligungs GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Investments Share capital 1,000,000,000 - 861,999,999 138,000,001 226,784,751 199,865,401
Ltd. GBP
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Funding Inc. Common Stock, $ 10,000 US $ - - 10,000 11,347 10,000
1.00 par value
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Zweite Stated share 25,565 EUR - - 1 25,565 22,530
Verwaltungs- capital
gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Vereinigung der Partnership - - - - 663,284 584,553
Gesellschafter interest
der Indupark GbR
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Telecom GnbH Nominal capital 128,000,000 EUR - - 2 128,000,000 112,806,400
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
BOUYGUES TELECOM Share capital, 560,679,600 EUR - - 36,790,000 560,679,600 494,126,931
S.A. par value 15.24
EUR
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Telecom Nominal capital 25,565 EUR - - 1 25,565 22,530
Beteiligungs-GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Telecom Stated share 25,565 EUR - - 1 25,565 22,530
Verwaltungs- capital
gesellschaft mbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VR Stated share 61,355 EUR - - 1 61,355 54,027
Telecommunications capital
Geschaftsfuhrungs-
GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VR Telecommun- Stated share 97,452 EUR - - 2 97,452 85,884
ications Holding capital
GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
12 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VEBA Telecom Stated share 25,565 EUR - - 1 25,565 22,530
Management GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VR Telecommun- Stated share 26,000 EUR - - 4 26,000 22,914
ication capital
Beteiligungs-
Verwaltungs
GmbH
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VR Telecommun- Capital share 650,000 EUR - - 2 650,000 22,914
ication
Beteiligungs-
Verwaltungs
GmbH & Co. KG
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VIAG Telecom AG Common stock, 9,050,000 EUR - - 9,050,000 9,050,000 7,975,765
EUR 1.00 par
valus
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VIAG Telecom Stated share 255,646 EUR - - 2 255,646 225,301
Beteiligungs GmbH capital
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
NFK Finanzkontor Capital share 2,000,000 EUR - - - 2,000,000 1,762,600
GmbH & Co.KG
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VIAG Connect Stated share 500,000 ATS - - 2 36,336 32,023
Beteiligungs capital
Ges.m.b.H.
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VIAG Connect Stated share 500,000 ATS - 2 36,336 32,032
Gesellschaft fur capital
Telekommun-
ikation Ges.m.b.H.
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
VIAG Telecom Stated share 8,481,440 ATS - - 2 616,370 543,207
Connect zweite capital
Beteiligungs
Ges.m.b.H.
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Viterra AG Common stock 182,000,000 EUR - - 70,000,000 182,000,000 160,396,600
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
13 of 56 pages
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Energie AG Subscribed 1,321,639,356 - - 1,321,639,356 1,321,639,356 1,164,760,764
capital EUR
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
AVACON
Beteiligungs- Subscribed
gesellschaft capital 25,564,594 EUR - - 500,000 25,564,594 22,530,077
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.DIS
Aktiengesell- Subscribed
schaft capital 200,000,000 EUR - - 175,000,000 200,000,000 176,260,000
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Subscribed
E.ON Bayern AG capital 314,874,921 EUR - - 307,920,907 314,874,921 277,499,268
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Kernkraft Subscribed
GmbH capital 110,000,000 EUR - - 110,000 110,000,000 96,943,000
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Kraftwerke Subscribed
GmbH capital 107,609,050 EUR - - 1,002,010 107,609,050 94,835,856
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Subscribed
E.ON Netz GmbH capital 149,008,950 EUR - - 110,000 149,008,950 131,321,588
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Sales & Subscribed
Trading GmbH capital 11,100,000 EUR - - 111,000 11,100,000 9,782,430
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Scandinavia Subscribed (SEK)
AB capital 10,000,000 SEK - - 10,000 10,000,000 954,100
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
E.ON Wasserkraft Subscribed
GmbH capital 172,882,000 EUR - - 172,882,000 172,882,000 152,360,907
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
Schleswag
Aktiengesell- Subscribed
schaft capital 150,000,000 EUR - - 1,500,000 150,000,000 132,195,000
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
EURO - USD
Exchange Rate 0.8813
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
SEK - USD
Exchange Rate 0.09541
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
USD-GBP Exchange 1.4483
Rate
------------------- ----------------- ---------------- --------------- --------------- -------------- --------------- --------------
14 of 56 pages
ITEM 8(c): Contingent Liabilities
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
(A) (B) (C) (D) (E) (F) (G)
-------------------- --------------------- ----------------- ------------------- ----------------- --------------------------------
Guarantor Subsidiary Date Beneficiary Purpose Amount
---------------- ---------------
EURO US $
(millions) (millions)
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG E.ON Benelux Aug. 1, 2000 ABN AMRO Beheer Loan facility 58.97 51.97
Generation n.v. Beleggingsfondsen
B.V.
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG Stanhope Services Oct. 15, 2001 BHF-Bank Loan facility 63.60 56.05
GmbH Aktiengesellschaft
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG Klockner & Co. Oct. 15, 2001 BHF-Bank Loan facility 63.60 56.05
Aktiengesellschaft
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG VIAG Connect Oct. 22, 2001 WestLB Shareholder 42.00 37.01
Beteiligungs GmbH contribution
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG VIAG Connect Oct. 22, 2001 WestLB Shareholder 84.00 74.03
Gesellschaft fur contribution
Telekommunikation
GmbH
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON AG VIAG Telecom Oct. 22, 2001 WestLB Shareholder 84.42 74.40
Connect zweite contribution
Beteiligungs GmbH
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
Viterra Viterra Baupartner June 23, 1998 Deutsche Bank AG, Letter of 42.64 37.58
AG Frankfurt comfort for a
bank loan
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON Energie AG E.ON Trading GmbH1 Dec. 20, 2000 Deutsche Bank AG Guarantee 1.50 1.32
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
E.ON Energie AG E.ON Trading GmbH March 1, 2001 Deutsche Bank AG pledge of 10.00 8.81
securities
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
EURO - USD 0.8813
Exchange Rate
-------------------- --------------------- ----------------- ------------------- ----------------- ---------------- ---------------
--------
1 E.ON Trading GmbH and E.ON Vertrieb GmbH merged to form E.ON Sales & Trading
GmbH on January 1, .2002.
15 of 56 pages
ITEM 8(d): Other Securities
None.
16 of 56 pages
ITEM 9: INVESTMENTS IN SYSTEM SECURITIES
The response to Item 9 is limited to the Reporting Companies.
------------------------------------------------------------------------------------------------------------------------------------
(A) (B) (C) (D) (E) (F) (G) (H) (I)
------------------------------------------------------------------------------------------------------------------------------------
Acquiring Issuing Type of Number of Principal Par value Original Book Value
Company Company Security Shares or Amount (if (per Cost
Units applicable) unit or
Held by share if
Acquirer applicable)
in %
------------------------------------------------------------------------------------------------------------------------------------
EURO US $
------------------------------------------------------------------------------------------------------------------------------------
E.ON Telecom GmbH
------------------------------------------------------------------------------------------------------------------------------------
BOUYGUES TELECOM S.A. Common Stock 17.50 N.A. N.A. N.A. 378,724,127 333,769,573
------------------------------------------------------------------------------------------------------------------------------------
VEBA Telecom Membership 100.00 N.A. N.A. N.A. 25,565 22,530
Beteiligungs-GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
VEBA Telecom Verwaltungs- Membership 100.00 N.A. N.A. N.A. 25,565 22,530
gesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunications Membership 51.25 N.A. N.A. N.A. 31,444 27,712
Geschaftsfuhrungs-GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunications Membership 50.00 N.A. N.A. N.A. 2,670,672 2,353,663
Holding GmbH (in interest
liquidation)
------------------------------------------------------------------------------------------------------------------------------------
VEBA Telecom Management GmbH
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunication Membership 51.25 N.A. N.A. N.A. 16,072 14,164
Beteiligungs-Verwaltungs Interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunication Partnership 51.25 N.A. N.A. N.A. 7,994,377 7,045,444
Beteiligungs-Verwaltungs interest
GmbH & Co. KG
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunication Beteiligungs-Verwaltungs GmbH & Co. KG
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunications Membership 100.00 N.A. N.A. N.A. 31,821 28,044
International GmbH Interest
------------------------------------------------------------------------------------------------------------------------------------
VR Telecommunications International GmbH
------------------------------------------------------------------------------------------------------------------------------------
VEBACOM Holdings Inc. (in Common Stock 100.00 N.A. N.A. N.A. 0 0
liquidation)
------------------------------------------------------------------------------------------------------------------------------------
17 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
VIAG Telecom Beteiligungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
VIAG Telecom Connect Membership 63.40 N.A. N.A. N.A. 49,765,918 43,858,704
zweite Beteiligungs Interest
Ges.m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
VIAG Connect Ges. fur Membership 100.00 N.A. N.A. N.A. 117,024,165 103,133,397
Telekommunication mbH Interest
------------------------------------------------------------------------------------------------------------------------------------
VIAG Connect Membership 100.00 N.A. N.A. N.A. 36,860,056 32,484,767
Beteiligungsges. mbH Interest
------------------------------------------------------------------------------------------------------------------------------------
VIAG Connect Ges. fur
Telekommunikation m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
VIAG Telecom Connect Membership 36.60 N.A. N.A. N.A. 44,700,363 39,394,430
zweite Beteiligungs Interest
Ges.m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
Connect Austria Membership 20.00 N.A. N.A. N.A. 73,651,192 64,908,796
Gesellschaft fur Interest
Telekommunikation m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
VIAG Telecom Connect zweite Beteiligungs
Ges.m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
Connect Austria Membership 20.10 N.A. N.A. N.A. 72,953,789 64,294,174
Gesellschaft fur Interest
Telekommunikation m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
VIAG Connect Beteiligungsges. mbH
------------------------------------------------------------------------------------------------------------------------------------
Connect Austria Membership 10.00 N.A. N.A. N.A. 36,822,453 32,451,628
Gesellschaft fur Interest
Telekommunikation m.b.H.
------------------------------------------------------------------------------------------------------------------------------------
E.ON Risk Consulting GmbH
------------------------------------------------------------------------------------------------------------------------------------
EAVV Energie Assekuranz Membership 20.00 N.A. N.A. N.A. 10,226 9,012
Versicherungs Interest
Vermittlungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
Hamburger Hof Membership 100.00 N.A. N.A. N.A. 719,004 633,658
Versicherungs AG Interest
------------------------------------------------------------------------------------------------------------------------------------
Junge& Co. Membership 100.00 N.A. N.A. N.A. 204,517 180,241
Versicherungsmakler GmbH Interest
------------------------------------------------------------------------------------------------------------------------------------
Montan GmbH Assekuranz Membership 41.50 N.A. N.A. N.A. 383,264 337,771
Makler Interest
------------------------------------------------------------------------------------------------------------------------------------
Junge & Co. Versicherungsnakler GmbH
------------------------------------------------------------------------------------------------------------------------------------
Gunter Lubsen GmbH Membership 100.00 N.A. N.A. N.A. 153,388 135,181
Interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON UK Verwaltungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON UK plc. Membership 100.00 N.A. N.A. N.A. 1,594,913,740 1,405,597,479
Interest
------------------------------------------------------------------------------------------------------------------------------------
18 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics Beteiligungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics UK PLC Membership 100.00 N.A. N.A. N.A. 267,968,075 236,160,264
Interest
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics Membership 57.50 N.A. N.A. N.A. 159,983,230 140,993,221
US-Holding GmbH Interest
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics GmbH
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics Membership 100.00 N.A. N.A. N.A. 460,869,382 406,164,186
Beteiligungs GmbH Interest
------------------------------------------------------------------------------------------------------------------------------------
VEBA Investment Ltd. Membership 100.00 N.A. N.A. N.A. 110,198,079 97,117,567
Interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics UK PLC
------------------------------------------------------------------------------------------------------------------------------------
Raab Karcher Electronic Membership 100.00 N.A. N.A. N.A. 4,260,841 3,755,079
Systems PLC Interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Raab Karcher Electronic Systems PLC
------------------------------------------------------------------------------------------------------------------------------------
Pragma Ltd. Membership 100.00 N.A. N.A. N.A. 0 0
Interest
------------------------------------------------------------------------------------------------------------------------------------
Thame Power Ltd. Membership 100.00 N.A. N.A. N.A. 0 0
Interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
VEBA Investment Ltd.
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics Membership 42.50 N.A. N.A. 0 226,787,181 199,867,543
US-Holding GmbH Interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Viterra Wohnungsgesellschaft II mbH
------------------------------------------------------------------------------------------------------------------------------------
Wohnungsgesellschaft Membership 98.00 N.A. N.A. N.A. 1,255,797 1,106,734
Huls mbH Interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
Wohnungsgesellschaft Huls mbH
------------------------------------------------------------------------------------------------------------------------------------
BSB Bewirtschaftungs- Membership 0.30 N.A. N.A. N.A. 12,782 11,265
und Servicegesellschaft Interest
des wohnungswirt-
schaftlichen
Bildungszentrums Bochum
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
CCA Holding, Inc.
------------------------------------------------------------------------------------------------------------------------------------
CC Metals & Alloys. Inc. Common Stock 100.00 N.A. N.A. N.A. 65,127,652 57,397,000
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON North America Inc.
------------------------------------------------------------------------------------------------------------------------------------
Fidelia Corporation Membership 100.00 N.A. N.A. N.A. 774,651,084 682,700,000
Interest
------------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics LLC Membership 100.00 N.A. N.A. N.A. 20,197,436 17,800,000
Interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Energy Services Common Stock 100.00 N.A. N.A. N.A. 31,771,247 28,000,000
Inc.
------------------------------------------------------------------------------------------------------------------------------------
19 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Viterra AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra Membership 83.7 N.A. N.A. N.A. 6,544,536 5,767,700
Wohnungsgesellschaft II interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Viterra Membership 58.2 N.A. N.A. N.A. 10,976,783 9,673,839
Wohnungsgesellschaft I interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Viterra Baupartner AG Common stock 100.0 N.A. N.A. N.A. 40,084,772 35,326,710
------------------------------------------------------------------------------------------------------------------------------------
Viterra Energy Services Common stock 100.0 N.A. N.A. N.A. 12,782,297 11,265,038
AG
------------------------------------------------------------------------------------------------------------------------------------
Viterra Grundstucke Membership 100.0 N.A. N.A. N.A. 25,580 22,544
Verwaltungs GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Baupartner Membership 100.0 N.A. N.A. N.A. 10,617,812 9,357,478
Polska Spolka z o.o. interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Ceska spol. Membership 100.0 N.A. N.A. N.A. 1,536,828 1,354,407
s.r.o. interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Wohnen Gruppe Partnership 100.0 N.A. N.A. N.A. 74,137,739 65,337,589
Nord AG & Co. KG interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Partnership 100.0 N.A. N.A. N.A. 25,000,000 22,032,500
Logistikimmobilien GmbH interest
& Co. KG
------------------------------------------------------------------------------------------------------------------------------------
Viterra Wohnen AG Common stock 100.0 N.A. N.A. N.A. 6,675,044 5,882,716
------------------------------------------------------------------------------------------------------------------------------------
Viterra Membership 97.4 N.A. N.A. N.A. 2,991,401 2,636,322
Gewerbeimmobilien GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
WIS Consult GmbH fur Membership 93.4 N.A. N.A. N.A. 1 1
wohnungswirtschaftliche interest
Informationssysteme
------------------------------------------------------------------------------------------------------------------------------------
Viterra Contracting GmbH Membership 100.0 N.A. N.A. N.A. 7,750,783 6,830,765
interest
------------------------------------------------------------------------------------------------------------------------------------
Komercni zona Rudna a.s. Common stock 100.0 N.A. N.A. N.A. 9,618,895 8,477,132
------------------------------------------------------------------------------------------------------------------------------------
WBRM-Holding GmbH Membership 95.0 N.A. N.A. N.A. 99,848,258 87,996,270
interest
------------------------------------------------------------------------------------------------------------------------------------
Viterra Membership 100.0 N.A. N.A. N.A. 51,130 45,061
Revisionsgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
U.S.T. Richter Membership 100.0 N.A. N.A. N.A. 51,129 45,060
Unternehmen fur interest
Spezialtransporte GmbH
i. L.
------------------------------------------------------------------------------------------------------------------------------------
Viterra Sicherheit + Membership 100.0 N.A. N.A. N.A. 1,775,000 1,564,308
Service GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
VITERRA FRANCE S.A. Common stock 100.0 N.A. N.A. N.A. 38,120 33,595
------------------------------------------------------------------------------------------------------------------------------------
ASS Allgemeine Membership 100.0 N.A. N.A. N.A. 25,565 22,530
Sicherheitssysteme GmbH interest
i. L.
------------------------------------------------------------------------------------------------------------------------------------
Falk Burogebaude Objekt Partnership 0.2 N.A. N.A. N.A. 24,750 21,812
Poing GmbH & Co. KG interest
------------------------------------------------------------------------------------------------------------------------------------
Deutschbau-Holding GmbH Membership 50.0 N.A. N.A. N.A. 292,438,363 257,725,929
interest
------------------------------------------------------------------------------------------------------------------------------------
DEUTSCHBAU Membership 0.1 N.A. N.A. N.A. 549,188 483,999
Wohnungsgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Creative hobbies GmbH Membership 49.0 N.A. N.A. N.A. 1 1
interest
------------------------------------------------------------------------------------------------------------------------------------
20 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Triple Z AG Common stock 2.8 N.A. N.A. N.A. 15,339 13,518
------------------------------------------------------------------------------------------------------------------------------------
Rhein-Lippe Membership 3.9 N.A. N.A. N.A. 614,221 541,313
Wohnstattengesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Emscher-Lippe-Agentur Membership 0.8 N.A. N.A. N.A. 2,556 2,253
(ELA) Gesellschaft zur interest
Strukturverbesserung im
nordlichen Ruhrgebiet
mit beschrankter Haftung
------------------------------------------------------------------------------------------------------------------------------------
Hammer gemeinnutzige Membership 5.8 N.A. N.A. N.A. 17,384 15,321
Baugesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
GSB Gesellschaft zur Membership 6.2 N.A. N.A. N.A. 3,750 3,305
Sicherung von interest
Bergmannswohnungen mbH
------------------------------------------------------------------------------------------------------------------------------------
Risinghill B.V. Membership 50.0 N.A. N.A. N.A. 12,248 10,794
interest
------------------------------------------------------------------------------------------------------------------------------------
TREUCONSULT Immobilien Membership 35.0 N.A. N.A. N.A. 90,330 79,608
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Friedrich-Ebert-Allee GbR Partnership 25.0 N.A. N.A. N.A. 33,643,291 29,649,832
interest
------------------------------------------------------------------------------------------------------------------------------------
GbR Wohnanlage Partnership 9.5 N.A. N.A. N.A. 137,393 121,084
Sonnenpark, interest
Leipzig-Probstheida,
Baufeld C + D
------------------------------------------------------------------------------------------------------------------------------------
Bochum Marketing GmbH Membership 1.8 N.A. N.A. N.A. 1,000 881
interest
------------------------------------------------------------------------------------------------------------------------------------
Aktiengesellschaft Common stock 13.2 N.A. N.A. N.A. 255,646 225,301
Hellerhof
------------------------------------------------------------------------------------------------------------------------------------
VBW Bauen und Wohnen GmbH Membership 14.2 N.A. N.A. N.A. 930,411 819,971
interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie AG
------------------------------------------------------------------------------------------------------------------------------------
Amata Power (Bien Hoa) Membership 12.50 N / A N / A N / A 527,372 464,773
Ltd. interest
------------------------------------------------------------------------------------------------------------------------------------
AVACON Membership 83.30 N / A N / A N / A 225,580,011 198,803,664
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Aviga GmbH Membership 100.00 N / A N / A N / A 56,001,662 49,354,265
interest
------------------------------------------------------------------------------------------------------------------------------------
B. Grimm Bayernwerk Shares (Type 44.47 N / A N / A N / A 19,674,173 17,338,849
Elektrowatt ltd. II)
------------------------------------------------------------------------------------------------------------------------------------
Baltic Cable AB Common stock 33.30 N / A N / A N / A 21,866,766 19,271,181
------------------------------------------------------------------------------------------------------------------------------------
Bayerische Common stock 50.00 N / A N / A N / A 41,837,493 36,871,383
Wasserkraftwerke AG
------------------------------------------------------------------------------------------------------------------------------------
Bayerngas GmbH Membership 22.00 N / A N / A N / A 53,497,098 47,146,992
interest
------------------------------------------------------------------------------------------------------------------------------------
Bayernwerk AG Common stock 100.00 N / A N / A N / A 511,292 450,602
------------------------------------------------------------------------------------------------------------------------------------
Berliner Erdgasspeicher Partnership 49.89 N / A N / A N / A 113,506,798 100,033,541
Besitz- u. interest
Verwaltungsgesellschaft
bR
------------------------------------------------------------------------------------------------------------------------------------
BI Industriebesitz und Partnership 60.49 N / A N / A N / A 364,714,027 321,422,472
Beteiligungen Bayernwerk interest
AG & Co. OHG
------------------------------------------------------------------------------------------------------------------------------------
21 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
BKW FMB Energie AG Common Stock 20.00 N / A N / A N / A 92,510,382 81,529,400
------------------------------------------------------------------------------------------------------------------------------------
BPR Energie Membership 35.00 N / A N / A N / A 539,940 475,849
Geschaftsbesorgung GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Bremer Energie-Konsens Membership 24.90 N / A N / A N / A 12,731 11,220
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
CONTIGAS Deutsche Common Stock 98.70 N / A N / A N / A 1,075,719,530 948,031,622
Energie-Aktiengesellschaft
------------------------------------------------------------------------------------------------------------------------------------
Depardieu International Unlimited 39.47 N / A N / A N / A 76,693,782 67,590,230
Finance company
------------------------------------------------------------------------------------------------------------------------------------
D-GAS B.V. Membership 74.90 N / A N / A N / A 14,980 13,202
interest
------------------------------------------------------------------------------------------------------------------------------------
E. ON Bohemia s.r.o. Membership 100.00 N / A N / A N / A 157,029 138,390
(i.G.) interest
------------------------------------------------------------------------------------------------------------------------------------
e.dis Membership 90.00 N / A N / A N / A 54,664,102 48,175,473
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
e.dis Energie Nord AG Common Stock 53.89 N / A N / A N / A 209,825,726 184,919,412
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aqua GmbH Membership 100.00 N / A N / A N / A 178,883,985 157,650,456
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Bayern AG Common Stock 11.79 N / A N / A N / A 395,499,770 348,553,947
------------------------------------------------------------------------------------------------------------------------------------
E.ON Benelux b.v. Membership 100.00 N / A N / A N / A 1,081,943,338 953,516,664
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 1. Membership 100.00 N / A N / A N / A 25,859 22,790
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 2. Membership 100.00 N / A N / A N / A 25,859 22,790
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 3. Membership 100.00 N / A N / A N / A 25,859 22,790
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 4. Membership 100.00 N / A N / A N / A 25,859 22,790
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 5. Membership 100.00 N / A N / A N / A 25,865 22,795
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 6. Membership 100.00 N / A N / A N / A 25,859 22,790
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 7. Membership 100.00 N / A N / A N / A 51,129 45,060
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Human Membership 100.00 N / A N / A N / A 25,565 22,530
Resources International interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Immobilien Partnership 100.00 N / A N / A N / A 37,886,009 33,388,940
GmbH & Co. Alpha KG interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Immobilien Partnership 100.00 N / A N / A N / A 452,481 398,772
GmbH & Co. Gamma KG interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Immobilien Membership 100.00 N / A N / A N / A 511,292 450,602
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Immobilien Partnership 100.00 N / A N / A N / A 11,114,350 9,795,077
GmbH & Co. Beta KG interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie Partnership 90.00 N / A N / A N / A 474,711,640 418,363,368
Vermogensanlage interest
Gesellschaft
burgerlichen Rechts
------------------------------------------------------------------------------------------------------------------------------------
22 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
E.ON Membership 100.00 N / A N / A N / A 337,508,894 297,446,588
Energiebeteiligungs-GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energy Projects GmbH Membership 100.00 N / A N / A N / A 22,045,167 19,428,406
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Engineering GmbH Membership 100.00 N / A N / A N / A 13,192,390 11,626,453
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Facility Management Membership 100.00 N / A N / A N / A 10,000,000 8,813,000
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Hungaria Common Stock 100.00 N / A N / A N / A 447,980,985 394,805,642
Energetikai
Reszvenytarsasag
------------------------------------------------------------------------------------------------------------------------------------
E.ON Italia s.p.a. Common Stock 100.00 N / A N / A N / A 99,000 87,249
------------------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH Membership 100.00 N / A N / A N / A 215,020,940 189,497,954
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Kraftwerke GmbH Membership 93.12 N / A N / A N / A 651,579,376 574,236,904
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Netz GmbH Membership 65.21 N / A N / A N / A 397,376,305 350,207,738
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Polska Sp.z.o.o. Membership 100.00 N / A N / A N / A 3,172,003 2,795,486
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Scandinavia Common Stock 100.00 N / A N / A N / A 2,607,746,669 2,298,207,139
Aktiebolag
------------------------------------------------------------------------------------------------------------------------------------
E.ON Trading GmbH Membership 100.00 N / A N / A N / A 10,000,297 8,813,262
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Vertrieb GmbH Membership 100.00 N / A N / A N / A 985,058,473 868,132,032
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Wasserkraft GmbH Membership 61.46 N / A N / A N / A 201,101,543 177,230,790
interest
------------------------------------------------------------------------------------------------------------------------------------
EBO Czech Investments Membership 100.00 N / A N / A N / A 85,019,863 74,928,005
Limited interest
------------------------------------------------------------------------------------------------------------------------------------
EEG - ERDGAS ERDOL GmbH Membership 25.00 N / A N / A N / A 8,461,354 7,456,991
interest
------------------------------------------------------------------------------------------------------------------------------------
Electra Italia S.p.A. Common Stock 50.10 N / A N / A N / A 501,000 441,531
------------------------------------------------------------------------------------------------------------------------------------
Elektrizitatswerke Membership 17.50 N / A N / A N / A 150,102,482 132,285,317
Minden-Ravensberg interest
------------------------------------------------------------------------------------------------------------------------------------
ENAG Common stock 14.37 N / A N / A N / A 8,225,630 7,249,248
Energiefinanzierungs AG
------------------------------------------------------------------------------------------------------------------------------------
Energie-Aktiengesellschaft Common stock 46.00 N / A N / A N / A 93,165,840 82,107,055
Mitteldeutschland EAM
------------------------------------------------------------------------------------------------------------------------------------
EWE Aktiengesellschaft Common stock 27.44 N / A N / A N / A 164,406,634 144,891,567
------------------------------------------------------------------------------------------------------------------------------------
EZH Elektra Membership 100.00 N / A N / A N / A 1,000,000 881,300
interest
------------------------------------------------------------------------------------------------------------------------------------
FGS beta 4 Common stock 100.00 N / A N / A N / A 52,500 46,268
Aktiengesellschaft
------------------------------------------------------------------------------------------------------------------------------------
HEIN GAS Hamburger Membership 61.85 N / A N / A N / A 513,615,596 452,649,425
Gaswerke GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Hibernia Gamma Membership 35.48 N / A N / A N / A 59,967,226 52,849,116
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
InfraServ-Bayernwerk Membership 50.00 N / A N / A N / A 1,512,500 1,332,966
Gendorf GmbH, Burgkirchen interest
------------------------------------------------------------------------------------------------------------------------------------
Internationale Schule Membership 18.52 N / A N / A N / A 25,565 22,530
Hannover Region GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Isarwerke GmbH Membership 94.30 N / A N / A N / A 1,891,256,703 1,666,764,532
interest
------------------------------------------------------------------------------------------------------------------------------------
is-energy Membership 37.16 N / A N / A N / A 3,182,589 2,804,816
interest
------------------------------------------------------------------------------------------------------------------------------------
Jihoceska energetika Common stock 13.30 N / A N / A N / A 18,531,635 16,331,930
a.s. (JCE)
------------------------------------------------------------------------------------------------------------------------------------
Jihoceska plynarenska Common Stock 12.87 N / A N / A N / A 2,833,613 2,497,263
a.s. (JCP)
------------------------------------------------------------------------------------------------------------------------------------
Jihomoravska plynarenska Common stock 25.03 N / A N / A N / A 85,249,275 75,130,186
a.s. (JMP)
------------------------------------------------------------------------------------------------------------------------------------
23 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Nord Common stock 49.13 N / A N / A N / A 34,733,752 30,610,856
Leasinggesellschaft mbH
& Co. OHG
------------------------------------------------------------------------------------------------------------------------------------
Latvijas Gaze 18.04 N / A N / A N / A 25,970,797 22,888,063
------------------------------------------------------------------------------------------------------------------------------------
Lithuanian Power Company Partnership 10.90 N / A N / A N / A 21,866,766 19,271,181
(LPC) interest
------------------------------------------------------------------------------------------------------------------------------------
MESKAL Grundstucks- Partnership 90.00 N / A N / A N / A 53,250,921 46,930,037
Verwaltungsgesellschaft interest
mbH & Co. OHG
------------------------------------------------------------------------------------------------------------------------------------
MFG Flughafen- Partnership 90.00 N / A N / A N / A 177,423 156,363
Grundstucksverwaltungs- interest
gesellschaft mbH & Co.
Gamma oHG
-----------------------------------------------------------------------------------------------------------------------------------
Oneline AG Common stock 55.00 N / A N / A N / A 1 1
------------------------------------------------------------------------------------------------------------------------------------
PESAG Aktiengesellschaft Common stock 54.67 N / A N / A N / A 22,327,074 19,676,850
------------------------------------------------------------------------------------------------------------------------------------
Piesteritzer Partnership 90.10 N / A N / A N / A 9,944,627 8,764,200
Siedlungsges. mbH & Co. interest
Bewirtschaftungs-KG
------------------------------------------------------------------------------------------------------------------------------------
Piesteritzer Membership 90.00 N / A N / A N / A 23,008 20,277
Siedlungsgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Polenergia Common Stock 33.33 N / A N / A N / A 21,216 18,698
------------------------------------------------------------------------------------------------------------------------------------
PREVAG Membership 25.00 N / A N / A N / A 15,407,915 13,578,995
Provinzialsachsische interest
Energie-Versorgungs-GmbH
------------------------------------------------------------------------------------------------------------------------------------
RAG- Common stock 40.00 N / A N / A N / A 64,360,226 56,720,667
Beteiligungsgesellschaft-
AG
------------------------------------------------------------------------------------------------------------------------------------
Rhein-Main-Donau AG Common stock 77.50 N / A N / A N / A 54,631,013 48,146,312
------------------------------------------------------------------------------------------------------------------------------------
RWE Energie AG - Partnership 50.00 N / A N / A N / A 36,314,009 32,003,536
Bayernwerk AG interest
Beteiligungsverwaltung
OHG
------------------------------------------------------------------------------------------------------------------------------------
SCHLESWAG Common stock 65.29 N / A N / A N / A 144,675,249 127,502,297
Aktiengesellschaft
------------------------------------------------------------------------------------------------------------------------------------
Siemens Solar GmbH Membership 49.00 N / A N / A N / A 15,032,607 13,248,237
interest
------------------------------------------------------------------------------------------------------------------------------------
Solar-Wasserstoff-Bayern Partnership 100.00 N / A N / A N / A 0 0
GbR interest
------------------------------------------------------------------------------------------------------------------------------------
Solar-Wasserstoff-Bayern Membership 100.00 N / A N / A N / A 409,034 360,482
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SPITI Grundstucks- Partnership 100.00 N / A N / A N / A 1,270,896 1,120,041
Verwaltungsgesellschaft interest
mbH & Co. Delta OHG
------------------------------------------------------------------------------------------------------------------------------------
STEAG - RWE Energie AG - Partnership 20.00 N / A N / A N / A 273,541 241,072
Bayernwerk AG interest
Warmeerzeugung Zwickau
oHG
------------------------------------------------------------------------------------------------------------------------------------
SULPUR Partnership 50.00 N / A N / A N / A 5,089,195 4,485,108
Grundstucks-Vermietungs- interest
gesellschaft mbH & Co.
Objekt Heizkraftwerk
Jena-Sud OHG
------------------------------------------------------------------------------------------------------------------------------------
24 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
TEAG Thuringer Energie AG Common stock 74.67 N / A N / A N / A 271,242,013 239,045,586
------------------------------------------------------------------------------------------------------------------------------------
Thuga Aktiengesellschaft Common stock 42.26 N / A N / A N / A 378,421,487 333,502,856
------------------------------------------------------------------------------------------------------------------------------------
Uberlandwerk Leinetal Membership 48.00 N / A N / A N / A 5,091,726 4,487,338
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Untere Iller AG Common stock 60.00 N / A N / A N / A 1 1
------------------------------------------------------------------------------------------------------------------------------------
VBB Membership 50.00 N / A N / A N / A 98,177,693 86,524,001
VIAG-Bayernwerk-Beteiligungs-interest
gesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
Viking Cable A/S Common stock 50.00 N / A N / A N / A 2,180,475 1,921,653
------------------------------------------------------------------------------------------------------------------------------------
Vychodoceska Energetika Common stock 41.73 N / A N / A N / A 109,333,829 96,355,903
(VCE)
------------------------------------------------------------------------------------------------------------------------------------
Watt AG Common stock 24.50 N / A N / A N / A 348,465,506 307,102,650
------------------------------------------------------------------------------------------------------------------------------------
Zapadoceska energetika Common stock 14.38 N / A N / A N / A 59,011,770 52,007,073
a.s. (ZCE)
------------------------------------------------------------------------------------------------------------------------------------
Zapadoceska plynarenska Common stock 16.53 N / A N / A N / A 5,611,476 4,945,394
a.s. (ZCP)
------------------------------------------------------------------------------------------------------------------------------------
Zentrum fur energetische Common stock 15.00 N / A N / A N / A 40,071 35,315
Perspektiven
Aktiengesellschaft
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Kraftwerke GmbH
------------------------------------------------------------------------------------------------------------------------------------
ARGE Thermische Partnership 75.00 N / A N / A N / A 0 0
Abfallbehandlungsanlage interest
Altmark
------------------------------------------------------------------------------------------------------------------------------------
AVG Abfall-Verwertungs- Membership 80.00 N / A N / A N / A 11,334,063 9,988,710
Gesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
BauMineral GmbH Herten Membership 51.00 N / A N / A N / A 2,121,861 1,869,996
interest
------------------------------------------------------------------------------------------------------------------------------------
BPR Energie Membership 30.00 N / A N / A N / A 460,163 405,542
Geschaftsbesorgung GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Braunschweigische Common Stock 99.94 N / A N / A N / A 179,202,400 157,931,075
Kohlen-Bergwerke AG
------------------------------------------------------------------------------------------------------------------------------------
e.dis Membership 10.00 N / A N / A N / A 3,322,619 2,928,224
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
E.ON Anlagenservice GmbH Membership 75.00 N / A N / A N / A 879,300 774,927
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Fernwarme GmbH Membership 100.00 N / A N / A N / A 12,782,297 11,265,038
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Italia produzione Common stock 95.00 N / A N / A N / A 95,000 95,000
S.p.A.
------------------------------------------------------------------------------------------------------------------------------------
E.ON Wasserkraft GmbH Membership 10.92 N / A N / A N / A 53,146,275 46,837,812
interest
------------------------------------------------------------------------------------------------------------------------------------
EUT Grundstucks- Membership 50.00 N / A N / A N / A 4,354,477 3,837,601
verwaltungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
GbR "Vereinigung der Partnership 51.00 N / A N / A N / A 0 0
Gesellschafter der interest
BauMineral GmbH"
------------------------------------------------------------------------------------------------------------------------------------
Gemeinschaftskraftwerk Membership 50.00 N / A N / A N / A 7,673,213 6,762,403
Kiel GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
25 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Gemeinschaftskraftwerk Membership 10.00 N / A N / A N / A 1,536,014 1,353,689
Linden GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gesellschaft fur Membership 24.10 N / A N / A N / A 15,240,396 13,431,361
Energiebeteiligung mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gipswerk Scholven GmbH Membership 100.00 N / A N / A N / A 1,022,584 901,203
interest
------------------------------------------------------------------------------------------------------------------------------------
HKWG Heizkraftwerk Membership 50.00 N / A N / A N / A 13,468 11,869
Gluckstadt GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
KNG Kraftwerks- und Membership 45.70 N / A N / A N / A 35,075 30,912
Netzgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Buer Membership 50.00 N / A N / A N / A 25,565 22,530
Betriebsgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Buer GbR Partnership 50.00 N / A N / A N / A 2,556,459 2,253,007
interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk EV 3 I/S Membership 50.00 N / A N / A N / A 20,436,343 18,010,549
interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Kassel GbR Partnership 60.00 N / A N / A N / A 0 0
interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Kassel Membership 60.00 N / A N / A N / A 2,515,556 2,216,960
Verwaltungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Mehrum GmbH Membership 50.00 N / A N / A N / A 11,760,084 10,364,162
interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau Membership 55.60 N / A N / A N / A 14,214 12,527
Betriebsgesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Schkopau GbR Partnership 58.10 N / A N / A N / A 59,412,117 52,359,899
interest
------------------------------------------------------------------------------------------------------------------------------------
Mullheizkraftwerk Membership 51.00 N / A N / A N / A 7,673,213 6,762,403
Rothensee GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Mullverbrennungsanlage Membership 100.00 N / A N / A N / A 96,042,313 84,642,090
Stapelfeld GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Mullverwertung Membership 20.00 N / A N / A N / A 102,400 90,245
Borsigstrasse GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
ReCon Membership 100.00 N / A N / A N / A 6,241,926 5,501,009
Projektentwicklungs- und interest
Beteiligungsgesellschaft
mbH
------------------------------------------------------------------------------------------------------------------------------------
RuhrEnergie GmbH, EVR Membership 100.00 N / A N / A N / A 12,782,594 11,265,300
interest
------------------------------------------------------------------------------------------------------------------------------------
SAVA Sonderabfallver- Membership 33.30 N / A N / A N / A 1 1
brennungsanlagen GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtische Werke Membership 29.00 N / A N / A N / A 36,753,231 32,390,622
Magdeburg GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Vereinigung der Partnership 80.00 N / A N / A N / A 0 0
Gesellschafter der AVG interest
GbR
------------------------------------------------------------------------------------------------------------------------------------
Volkswagen AG Partnership 95.00 N / A N / A N / A 48,573 42,807
PreussenElektra AG oHG interest
------------------------------------------------------------------------------------------------------------------------------------
26 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Schleswag Aktiengesellschaft
------------------------------------------------------------------------------------------------------------------------------------
Elektrizitatswerk Membership 17.50 N / A N / A N / A 1,789,751 1,577,308
Reinbek-Wentorf GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Energieerzeugungswerke Membership 33.43 N / A N / A N / A 341,850 301,272
Geesthacht GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Energieerzeugungswerke Membership 100.00 N / A N / A N / A 360,461 317,674
Helgoland GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Energieerzeugungswerke Membership 50.00 N / A N / A N / A 25,565 22,530
Wahlstedt GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gemeindewerke Tornesch Membership 24.50 N / A N / A N / A 2,500,217 2,203,441
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Holsteiner Wasser GmbH Membership 50.00 N / A N / A N / A 191,734 168,975
interest
------------------------------------------------------------------------------------------------------------------------------------
NORD-direkt GmbH Membership 100.00 N / A N / A N / A 250,000 220,325
interest
------------------------------------------------------------------------------------------------------------------------------------
Pinneberger Telenetz GmbH Membership 11.10 N / A N / A N / A 5,000 4,407
interest
------------------------------------------------------------------------------------------------------------------------------------
Service Plus Entsorgung Membership 100.00 N / A N / A N / A 1,135,084 1,000,350
+ Umwelt GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
S-NET Telekommunikations Membership 100.00 N / A N / A N / A 127,823 112,650
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Bad Bramstedt Membership 35.00 N / A N / A N / A 715,809 630,842
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Geesthacht Membership 24.90 N / A N / A N / A 3,819,350 3,365,993
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Niebull GmbH Membership 40.00 N / A N / A N / A 23,008,134 20,277,068
interest
------------------------------------------------------------------------------------------------------------------------------------
Stromversorgung Membership 100.00 N / A N / A N / A 1,533,875 1,351,804
Ahrensburg GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SWN Stadtwerke Membership 18.00 N / A N / A N / A 766,938 675,902
Neumunster GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Versorgungsbetriebe Membership 90.00 N / A N / A N / A 1,913,765 1,686,601
Helgoland GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Warmeversorgung Membership 50.00 N / A N / A N / A 255,646 225,301
Ahrensburg GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Windenergiepark Membership 80.00 N / A N / A N / A 613,550 540,722
Westkuste GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Windtest Membership 25.00 N / A N / A N / A 25,565 22,530
Kaiser-Wilhelm-Koog GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH
------------------------------------------------------------------------------------------------------------------------------------
Beteiligungs- Partnership 30.90 N / A N / A N / A 1 1
gesellschaft der interest
Energieversorgungs-
unternehmen an der
Kerntechnische
Hilfsdienst GmbH - GbR
(BEK-GbR)
------------------------------------------------------------------------------------------------------------------------------------
Deutsche Gesellschaft Membership 14.50 N / A N / A N / A 74,137 65,337
fur Wiederaufarbeitung interest
von Kernbrennstoffen mbH
------------------------------------------------------------------------------------------------------------------------------------
27 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Gemeinschafts- Membership 50.00 N / A N / A N / A 76,693,782 67,590,230
kernkraftwerk Grohnde interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
Gemeinschafts- Membership 40.00 N / A N / A N / A 20,452 18,024
kernkraftwerk Isar 2 GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
GfS Gesellschaft fur Membership 36.50 N / A N / A N / A 19,787 17,438
Simulatorschulung mbH interest
------------------------------------------------------------------------------------------------------------------------------------
GNS Gesellschaft fur Membership 48.00 N / A N / A N / A 21,944,001 19,339,248
Nuklear-Service mbH interest
------------------------------------------------------------------------------------------------------------------------------------
GZA Gesellschaft zur Membership 75.00 N / A N / A N / A 38,347 33,795
Zwischenlagerung interest
schwach- und
mittelradioaktiver
Abfalle mbH
------------------------------------------------------------------------------------------------------------------------------------
Hochtemperaturreaktor- Membership 36.50 N / A N / A N / A 5,392 4,752
Gesellschaft mit interest
beschrankter Haftung -
HRG -
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Brokdorf Partnership 80.00 N / A N / A N / A 0 0
GbR interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Brokdorf Membership 80.00 N / A N / A N / A 143,890,284 126,810,507
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Membership 33.33 N / A N / A N / A 10,768,787 9,490,532
Brunsbuttel GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Membership 25.00 N / A N / A N / A 127,857 112,680
Gundremmingen- interest
Verwaltungs-
Gesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Krummel Membership 50.00 N / A N / A N / A 51,279,134 45,192,301
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Membership 25.00 N / A N / A N / A 12,782,297 11,265,038
RWE-Bayernwerk GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Stade GbR Partnership 66.67 N / A N / A N / A 0 0
interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerk Stade GmbH Membership 66.67 N / A N / A N / A 17,400,069 15,334,681
interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerke Membership 25.00 N / A N / A N / A 127,823 112,650
Gundremmingen interest
Betriebsgesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerke Isar Membership 100.00 N / A N / A N / A 1,000,000 881,300
VerwaltungsGmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kernkraftwerke Lippe - Membership 12.50 N / A N / A N / A 57,482,544 50,659,366
Ems GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerks-Simulator- Membership 36.50 N / A N / A N / A 197,870 174,383
Gesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerksverwaltungs - Partnership 12.50 N / A N / A N / A 1 1
OHG interest
------------------------------------------------------------------------------------------------------------------------------------
Nord GbR Partnership 88.57 N / A N / A N / A 0 0
interest
------------------------------------------------------------------------------------------------------------------------------------
Norddeutsche Membership 88.57 N / A N / A N / A 113,341 99,887
Gesellschaft zur interest
Beratung und
Durchfuhrung von
Entsorgungsaufgaben bei
Kernkraftwerken mbH
(Nord GmbH)
------------------------------------------------------------------------------------------------------------------------------------
28 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Urangesellschaft mbH Membership 10.29 N / A N / A N / A 3,327,630 2,932,640
interest
------------------------------------------------------------------------------------------------------------------------------------
Uranit GmbH Membership 50.00 N / A N / A N / A 48,861,924 43,062,014
interest
------------------------------------------------------------------------------------------------------------------------------------
Vereinigung der Partnership 14.50 N / A N / A N / A 0 0
Gesellschafter der interest
Deutschen Gesellschaft
fur Wiederaufarbeitung
von Kernbrennstoffen mit
beschrankter Haftung GbR
------------------------------------------------------------------------------------------------------------------------------------
Versuchsatomkraftwerk Membership 20.00 N / A N / A N / A 102,300 90,157
Kahl GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Netz GmbH
------------------------------------------------------------------------------------------------------------------------------------
N.A.
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.On Scandinavia AB
------------------------------------------------------------------------------------------------------------------------------------
Baltic Cable AB Common stock 33.30 N / A N / A N / A 107,513 94,751
------------------------------------------------------------------------------------------------------------------------------------
EnerSearch AB Common stock 14.29 N / A N / A N / A 5,376 4,738
------------------------------------------------------------------------------------------------------------------------------------
Graninge Aktiebolag Common stock 13.33 N / A N / A N / A 135,202,258 119,153,750
------------------------------------------------------------------------------------------------------------------------------------
Sydkraft AB Common stock 60.65 N / A N / A N / A 2,316,221,238 2,041,285,777
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.DIS AG
------------------------------------------------------------------------------------------------------------------------------------
BHKW Blockheizkraftwerk Membership 50.00 N / A N / A N / A 25,564 22,530
Manschnow GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
e.discom Membership 100.00 N / A N / A N / A 562,856 496,045
Telekommunikation GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
e.disnatur Erneuerbare Membership 100.00 N / A N / A N / A 5,000,000 4,406,500
Energien GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
e.distherm Membership 100.00 N / A N / A N / A 3,295,324 2,904,169
Warmedienstleistungen interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
EVP Energieversorgung Membership 35.00 N / A N / A N / A 36,199,465 31,902,589
Potsdam GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
EVV Membership 35.00 N / A N / A N / A 2,056,160 1,812,094
Elektrizitatsversorgungs- interest
gesellschaft Velten mbH
------------------------------------------------------------------------------------------------------------------------------------
KEV Kommunale Membership 49.00 N / A N / A N / A 147,000 129,551
Energieversorgung interest
Eisenhuttenstadt GmbH
------------------------------------------------------------------------------------------------------------------------------------
local energy GmbH Membership 24.90 N / A N / A N / A 12,450 10,972
interest
------------------------------------------------------------------------------------------------------------------------------------
SD Telekommunikations Membership 34.50 N / A N / A N / A 1,250,800 1,102,330
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SEV Stralsunder Membership 40.00 N / A N / A N / A 6,761,225 5,958,668
Energieversorgung GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
29 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Stadtische Betriebswerke Membership 29.00 N / A N / A N / A 1,563,019 1,377,489
Luckenwalde GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtische Werke Membership 24.50 N / A N / A N / A 10,455,919 9,214,801
Brandenburg an der Havel interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Barth GmbH Membership 49.00 N / A N / A N / A 1,533,876 1,351,805
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Eberswalde Membership 22.50 N / A N / A N / A 3,428,877 3,021,869
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Ludwigsfelde Membership 29.00 N / A N / A N / A 2,916,664 2,570,456
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Premnitz GmbH Membership 35.00 N / A N / A N / A 1,022,584 901,203
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Pritzwalk GmbH Membership 49.00 N / A N / A N / A 2,257,354 1,989,406
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Schwedt GmbH Membership 37.00 N / A N / A N / A 7,851,398 6,919,437
interest
------------------------------------------------------------------------------------------------------------------------------------
Warme- und Membership 50.00 N / A N / A N / A 25,565 22,530
Wasserversorgung interest
Friedensstadt GmbH
------------------------------------------------------------------------------------------------------------------------------------
Warmeversorgungs- Membership 50.10 N / A N / A N / A 2,590,192 2,282,736
gesellschaft Konigs interest
Wusterhausen mbH
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Sales & Trading
------------------------------------------------------------------------------------------------------------------------------------
E.ON Energie 8. Membership 100.00 N / A N / A N / A 50,000 44,065
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Pfleiderer Membership 78.80 N / A N / A N / A 19,122 16,852
Energietechnik interest
Verwaltungs-GmbH
------------------------------------------------------------------------------------------------------------------------------------
PfE Pruf.Gesellsch. F. Membership 14.28 N / A N / A N / A 174,386 153,686
Energievers. mbH interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Wasserkraft GmbH
------------------------------------------------------------------------------------------------------------------------------------
VAW-IW Partnership 15.00 N / A N / A N / A 7,670 6,760
Unterstutzungskasse interest
------------------------------------------------------------------------------------------------------------------------------------
OBK Common stock 50.00 N / A N / A N / A 71,141,810 62,697,277
Osterreichisch-Bayerische
Kraftwerke AG, Simbach
------------------------------------------------------------------------------------------------------------------------------------
strotog GmbH Membership 50.00 N / A N / A N / A 63,911 56,325
interest
------------------------------------------------------------------------------------------------------------------------------------
Grenzkraftwerke GmbH Membership 50.00 N / A N / A N / A 25,000 22,033
interest
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
AVACON Beteiligungsgesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
AVACON AG Common stock 53.42 N / A N / A N / A 245,995,125 216,795,504
------------------------------------------------------------------------------------------------------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
E.ON Bayern AG
------------------------------------------------------------------------------------------------------------------------------------
AI Industriebesitz und Partnership 49.90 N / A N / A N / A 132,121,278 116,438,482
Beteiligungen interest
Isar-Amperwerke AG & Co.
oHG
------------------------------------------------------------------------------------------------------------------------------------
30 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Bayernwerk Wasserkraft Partnership 27.62 N / A N / A N / A 0 0
Stromhandels GbR interest
------------------------------------------------------------------------------------------------------------------------------------
BEW Bayreuther Energie- Membership 24.90 N / A N / A N / A 9,120,905 8,038,254
und interest
Wasserversorgungs-GmbH
------------------------------------------------------------------------------------------------------------------------------------
BHG Biomasse Membership 30.00 N / A N / A N / A 130,380 114,904
Heizwerk-Weisendorf GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
BHO Biomasse Heizanlage Membership 40.70 N / A N / A N / A 122,710 108,144
Obernsees GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
BHP Biomasse Heizwerk Membership 46.50 N / A N / A N / A 102,258 90,120
Pegnitz GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
BI Industriebesitz und Partnership 39.51 N / A N / A N / A 146,455,220 129,070,985
Beteiligungen Bayernwerk interest
AG & Co. OHG
------------------------------------------------------------------------------------------------------------------------------------
BIM Immobilien Franken Partnership 100.00 N / A N / A N / A 3,425,291 3,018,709
GmbH & Co. KG interest
------------------------------------------------------------------------------------------------------------------------------------
BIM OBAG Partnership 100.00 N / A N / A N / A 12,112,383 10,674,643
Immobilienverwaltungs interest
GmbH & CO KG
------------------------------------------------------------------------------------------------------------------------------------
Bioheizwerk Rotz GmbH Membership 25.00 N / A N / A N / A 6,500 5,728
interest
------------------------------------------------------------------------------------------------------------------------------------
BioPower Gesellschaft Partnership 10.00 N / A N / A N / A 5,000 4,407
fur Energieerzeugung aus interest
Biomasse Bernau mbH &
Co. KG
------------------------------------------------------------------------------------------------------------------------------------
Blockheizkraftwerk Membership 100.00 N / A N / A N / A 5,772,637 5,087,425
Hammelburg GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Blockheizkraftwerk Membership 100.00 N / A N / A N / A 226,154 199,310
Marktheidenfeld GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
BTB-Bayreuther Membership 33.30 N / A N / A N / A 1,533,876 1,351,805
Thermalbad GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
BWG Biomasse Heizwerk Membership 41.70 N / A N / A N / A 102,258 90,120
Walsdorf GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Netz GmbH Membership 32.50 N / A N / A N / A 147,248,481 129,770,086
interest
------------------------------------------------------------------------------------------------------------------------------------
E.ON Wasserkraft GmbH Common stock 27.62 N / A N / A N / A 54,779,500 48,277,173
------------------------------------------------------------------------------------------------------------------------------------
EFR Europaische Membership 39.90 N / A N / A N / A 690,662 608,680
Funk-Rundsteuerung GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
EN projekt s.r.o. Membership 50.00 N / A N / A N / A 35,202 31,024
interest
------------------------------------------------------------------------------------------------------------------------------------
Enaco Energieanlagen- Membership 100.00 N / A N / A N / A 10,507,101 9,259,908
und interest
Kommunikationstechnik
GmbH
------------------------------------------------------------------------------------------------------------------------------------
ENERGETIKA INVEST s.r.o. Membership 40.00 N / A N / A N / A 2,223,097 1,959,215
interest
------------------------------------------------------------------------------------------------------------------------------------
Energieversorgung Membership 50.00 N / A N / A N / A 4,003,606 3,528,378
Buching-Trauchgau GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
31 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Energieversorgung Membership 100.00 N / A N / A N / A 51,129 45,060
Gemunden GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Energieversorgung Membership 12.00 N / A N / A N / A 901,101 794,140
Lohr-Karlstadt und interest
Umgebung GmbH
------------------------------------------------------------------------------------------------------------------------------------
Energoreal s.r.o. Membership 24.00 N / A N / A N / A 63,723 56,159
interest
------------------------------------------------------------------------------------------------------------------------------------
Energozdroj, s.r.o. Membership 50.00 N / A N / A N / A 1,532 1,350
interest
------------------------------------------------------------------------------------------------------------------------------------
ENSECO GmbH Membership 83.40 N / A N / A N / A 3,558,203 3,135,844
interest
------------------------------------------------------------------------------------------------------------------------------------
Erdgas Niederbayern GmbH Membership 50.00 N / A N / A N / A 1,550,000 1,366,015
interest
------------------------------------------------------------------------------------------------------------------------------------
Erdgas Sudbayern GmbH Membership 25.00 N / A N / A N / A 12,091,998 10,656,678
interest
------------------------------------------------------------------------------------------------------------------------------------
ETO Entsorgungstechnik Membership 100.00 N / A N / A N / A 818,067 720,962
Oberfranken GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
EV-Buching-Trauchgau Membership 50.00 N / A N / A N / A 427,676 376,911
interest
------------------------------------------------------------------------------------------------------------------------------------
EVA Energieversorgung Membership 69.50 N / A N / A N / A 4,003,606 3,528,378
Alzenau GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
EZV Energie- und Service Membership 28.90 N / A N / A N / A 408,825 360,297
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Ferngas Nordbayern GmbH Membership 16.90 N / A N / A N / A 37,347,446 32,914,304
interest
------------------------------------------------------------------------------------------------------------------------------------
Fernwarmeversorgung Membership 50.00 N / A N / A N / A 127,823 112,650
Freising GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Finsterwalder Membership 10.00 N / A N / A N / A 2,556 2,253
Umwelttechnik interest
Beteiligungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
Frankengas GmbH Membership 10.00 N / A N / A N / A 4,950,894 4,363,223
interest
------------------------------------------------------------------------------------------------------------------------------------
Frankische Membership 65.00 N / A N / A N / A 11,747,774 10,353,313
Gas-Lieferungs-Gesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Gasversorgung Membership 24.50 N / A N / A N / A 456,103 401,964
Neubrandenburg GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gasversorgung Ostbayern Membership 65.00 N / A N / A N / A 13,486,436 11,885,596
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gasversorgung Membership 19.38 N / A N / A N / A 1,097,760 967,456
Unterfranken GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gasversorgung Membership 19.00 N / A N / A N / A 95,000 83,724
Waldbuttelbrunn GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Gasversorgung Wunsiedel Membership 50.00 N / A N / A N / A 255,646 225,301
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
32 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
GEDOS-Ges. der Membership 36.75 N / A N / A N / A 13,486,436 11,885,596
Energiewirtschaft fur interest
Daten- &
Organisationsservice mbH
------------------------------------------------------------------------------------------------------------------------------------
Gemeinschafts- Membership 35.00 N / A N / A N / A 17,895 15,771
kernkraftwerk Isar 2 GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Geothermie- Membership 12.00 N / A N / A N / A 169,200 149,116
Fordergesellschaft interest
Simbach-Braunau mbH
------------------------------------------------------------------------------------------------------------------------------------
Geothermie- Membership 20.00 N / A N / A N / A 341,716 301,154
Warmegesellschaft interest
Braunau-Simbach mbH
------------------------------------------------------------------------------------------------------------------------------------
GHD OBAG AG & Co. KG Partnership 75.00 N / A N / A N / A 3,527,914 3,109,151
interest
------------------------------------------------------------------------------------------------------------------------------------
GZA Gesellschaft zur Membership 25.00 N / A N / A N / A 12,782 11,265
Zwischenlagerung interest
schwach- und
mittelradioaktiver
Abfalle mbH
------------------------------------------------------------------------------------------------------------------------------------
HBB Heizkraftwerk Membership 50.00 N / A N / A N / A 75,000 66,098
Bauernfeind interest
Betreibergesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
HEG Heizwerk Eltmann GmbH Membership 74.00 N / A N / A N / A 189,178 166,723
interest
------------------------------------------------------------------------------------------------------------------------------------
Heizkraftwerk Wurzburg Membership 24.90 N / A N / A N / A 11,867,258 10,458,614
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Heizwerk Holzverwertungs- Partnership 50.00 N / A N / A N / A 153,388 135,181
genossenschaft Stiftland interest
eG & Co.
------------------------------------------------------------------------------------------------------------------------------------
Herzo Media GmbH & Co. KG Partnership 16.00 N / A N / A N / A 204,500 180,226
interest
------------------------------------------------------------------------------------------------------------------------------------
Herzo Werke GmbH Membership 19.90 N / A N / A N / A 1,478,628 1,303,115
interest
------------------------------------------------------------------------------------------------------------------------------------
HEW HofEnergie & Wasser Membership 19.90 N / A N / A N / A 5,517,853 4,862,884
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Hibernia Gamma Membership 64.52 N / A N / A N / A 109,031,357 96,089,335
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
HI-Vermogensverwaltungs- Membership 49.80 N / A N / A N / A 243,483,034 214,581,598
gesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
HMB Heizkraftwerk Meggle Membership 50.00 N / A N / A N / A 51,129 45,060
Betreibergesellschaft mbH interest
------------------------------------------------------------------------------------------------------------------------------------
IAW-Elektro- Membership 100.00 N / A N / A N / A 1,496,936 1,319,250
Anlagenbau GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
infra furth gmbh Membership 19.90 N / A N / A N / A 21,980,905 19,371,772
interest
------------------------------------------------------------------------------------------------------------------------------------
Isam-Immobilien-GmbH Membership 100.00 N / A N / A N / A 31,511,081 27,770,716
interest
------------------------------------------------------------------------------------------------------------------------------------
Jihomoravska energetika Common stock 18.70 N / A N / A N / A 55,252,519 48,694,045
a.s. (JME)
------------------------------------------------------------------------------------------------------------------------------------
33 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
Josef Stanglmeier Partnership 95.60 N / A N / A N / A 3,126,652 2,755,518
Bauunternehmung GmbH & interest
Co. KG
------------------------------------------------------------------------------------------------------------------------------------
Josef Stanglmeier- Membership 100.00 N / A N / A N / A 530,074 467,154
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk am Hollestein Common stock 11.10 N / A N / A N / A 35,589 31,365
AG
------------------------------------------------------------------------------------------------------------------------------------
Kraftwerk Obernburg GmbH Membership 50.00 N / A N / A N / A 10,225,838 9,012,031
interest
------------------------------------------------------------------------------------------------------------------------------------
Kurgan Grundstucks- Partnership 90.00 N / A N / A N / A 138,049 121,663
Verwaltungsgesellschaft interest
mbH & Co. OHG
------------------------------------------------------------------------------------------------------------------------------------
LIC Langmatz GmbH Membership 90.50 N / A N / A N / A 11,369,019 10,019,516
interest
------------------------------------------------------------------------------------------------------------------------------------
Lufthansa Membership 33.00 N / A N / A N / A 0
Gebaudemanagement Bayern interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
Mitteldeutsche Common stock 11.90 N / A N / A N / A 30,616,799 26,982,585
Energieversorgung Halle
AG
------------------------------------------------------------------------------------------------------------------------------------
Nurnberger Strasse 57 Partnership 100.00 N / A N / A N / A 195,387 172,195
Grundstucks GmbH & interest
Co.KG
------------------------------------------------------------------------------------------------------------------------------------
Nurnberger Strasse 57 Membership 100.00 N / A N / A N / A 25,565 22,530
Grundstucks- interest
Verwaltungs-GmbH
------------------------------------------------------------------------------------------------------------------------------------
Objektverwaltungs- Membership 12.08 N / A N / A N / A 68,134 60,046
gesellschaft interest
Dampfkraftwerk Bernburg
mbH
------------------------------------------------------------------------------------------------------------------------------------
Ostbayerische Membership 100.00 N / A N / A N / A 25,565 22,530
Energieanlagen GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Ostmecklenburgische Partnership 50.00 N / A N / A N / A 0 0
Gasversorgung interest
Neubrandenburg GbR
------------------------------------------------------------------------------------------------------------------------------------
Ostmecklenburgische Membership 50.00 N / A N / A N / A 6,673,992 5,881,789
Gasversorgung interest
Neubrandenburg GmbH
------------------------------------------------------------------------------------------------------------------------------------
Peissenberger Membership 50.00 N / A N / A N / A 2,106,161 1,856,160
Kraftwerksgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Plzenska Teplarenska a.s. Common stock 15.70 N / A N / A N / A 4,813,899 4,242,489
------------------------------------------------------------------------------------------------------------------------------------
RDE Regionale Partnership 100.00 N / A N / A N / A 5,000 4,407
Dinstleistungen Energie interest
GmbH & Co. KG
------------------------------------------------------------------------------------------------------------------------------------
RDE Verwaltungs-GmbH Membership 100.00 N / A N / A N / A 25,000 22,033
interest
------------------------------------------------------------------------------------------------------------------------------------
34 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
REGAS GmbH & Co KG i.G. Partnership 50.00 N / A N / A N / A 940,244 828,637
interest
------------------------------------------------------------------------------------------------------------------------------------
REGAS Verwaltungs-GmbH Partnership 50.00 N / A N / A N / A 25,000 22,033
i.G. interest
------------------------------------------------------------------------------------------------------------------------------------
Regensburger Energie- Common stock 35.50 N / A N / A N / A 140,605 123,915
und Wasserversorgung AG
------------------------------------------------------------------------------------------------------------------------------------
Regnitzstromverwertung AG Common stock 33.30 N / A N / A N / A 65,099 57,372
------------------------------------------------------------------------------------------------------------------------------------
REWAG Regensburger Partnership 35.48 N / A N / A N / A 19,011,021 16,754,413
Energie- und interest
Wasserversorgung AG & Co
KG
------------------------------------------------------------------------------------------------------------------------------------
R-Kom Regensburger Partnership 20.00 N / A N / A N / A 1,022,584 901,203
Telekommunikations interest
gesellschaft mbH & Co KG
------------------------------------------------------------------------------------------------------------------------------------
R-KOM Regensburger Membership 20.00 N / A N / A N / A 10,226 9,012
Telekommunikations interest
verwaltungsgesellschaft
mbH
------------------------------------------------------------------------------------------------------------------------------------
Sko Energo Fin sro. Membership 42.50 N / A N / A N / A 5,457,034 4,809,284
interest
------------------------------------------------------------------------------------------------------------------------------------
Sko Energo sro. Membership 21.00 N / A N / A N / A 58,088 51,193
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Bamberg Membership 10.00 N / A N / A N / A 3,118,318 2,748,174
Energie- und interest
Wasserversorgungs GmbH
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Bogen GmbH, Membership 41.00 N / A N / A N / A 3,476,784 3,064,090
Bogen interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Ebermannstadt Membership 25.00 N / A N / A N / A 1,059,492 933,730
Versorgungsbetriebe interest
GmbH, Ebermannstadt
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Eggenfelden Membership 49.00 N / A N / A N / A 1,546,126 1,362,601
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Vilshofen Membership 41.00 N / A N / A N / A 8,445,238 7,442,788
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Wertheim GmbH Membership 25.10 N / A N / A N / A 5,754,297 5,071,262
interest
------------------------------------------------------------------------------------------------------------------------------------
Stadtwerke Wurzburg GmbH Membership 12.58 N / A N / A N / A 4,245,256 3,741,344
interest
------------------------------------------------------------------------------------------------------------------------------------
Stromversorgung Membership 100.00 N / A N / A N / A 13,150,066 11,589,153
Ruhpolding GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
Sudwasser GmbH Membership 50.00 N / A N / A N / A 500,000 440,650
interest
------------------------------------------------------------------------------------------------------------------------------------
Sudwestdeutsche Membership 13.51 N / A N / A N / A 996,538 878,249
Nuklear-Entsorgungs- interest
Gesellschaft mbH
------------------------------------------------------------------------------------------------------------------------------------
SULPUR Grundstucks- Partnership 89.42 N / A N / A N / A 9,669,322 8,521,573
Vermietungsgesellschaft interest
mbH & Co. Objekt Erfurt
KG
------------------------------------------------------------------------------------------------------------------------------------
35 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
SULPUR Grundstucks- Partnership 50.00 N / A N / A N / A 5,008,759 4,414,219
Vermietungsgesellschaft interest
mbH & Co. Objekt
Heizkraftwerk Jena-Sud
OHG
------------------------------------------------------------------------------------------------------------------------------------
SVH Stromversorgung Haar Membership 50.00 N / A N / A N / A 510,000 449,463
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SVI Stromversorgung Membership 49.00 N / A N / A N / A 122,500 107,959
Ismaning GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SWN Stadtwerke Neustadt Membership 25.10 N / A N / A N / A 1,885,644 1,661,818
GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
SWR Energie GmbH Membership 10.90 N / A N / A N / A 1,243,963 1,096,305
interest
------------------------------------------------------------------------------------------------------------------------------------
Teplarna Kyjov A.S. Common stock 47.21 N / A N / A N / A 3,574,072 3,149,830
------------------------------------------------------------------------------------------------------------------------------------
UE Uberlandwerk Partnership 21.10 N / A N / A N / A 259,794 228,956
Erding GmbH & Co. KG interest
------------------------------------------------------------------------------------------------------------------------------------
UE Uberlandwerk Membership 21.10 N / A N / A N / A 5,369 4,732
Erding Verwaltungsges. interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
UET GmbH Membership 25.00 N / A N / A N / A 383,807 338,249
interest
------------------------------------------------------------------------------------------------------------------------------------
Urstrom GmbH Membership 27.50 N / A N / A N / A 7,000 6,169
interest
------------------------------------------------------------------------------------------------------------------------------------
UWU Mediendienste GmbH Membership 100.00 N / A N / A N / A 255,646 225,301
interest
------------------------------------------------------------------------------------------------------------------------------------
Vereinigung der Partnership 50.00 N / A N / A N / A 0 0
Gesellschafter der interest
Erdgas Niederbayern GmbH
GbR
------------------------------------------------------------------------------------------------------------------------------------
Vereinigung der Partnership 65.00 N / A N / A N / A 0 0
Gesellschafter der interest
Gasversorgung Ostbayern
GmbH GbR
------------------------------------------------------------------------------------------------------------------------------------
Versorgungsbetreib Membership 49.05 N / A N / A N / A 956,508 842,971
Waldbuttelbrunn GmbH interest
------------------------------------------------------------------------------------------------------------------------------------
VGM Membership 90.00 N / A N / A N / A 483,171 425,819
Versorgungsgesellschaft interest
Marktredwitz mbH
------------------------------------------------------------------------------------------------------------------------------------
VI-Industrie- Membership 49.90 N / A N / A N / A 290,362,093 255,896,113
Beteiligungsgesellschaft interest
mbH
------------------------------------------------------------------------------------------------------------------------------------
Wasserwirtschafts- und Membership 49.00 N / A N / A N / A 24,500 21,592
Betriebsgesellschaft interest
Grafenwohr mbh;
------------------------------------------------------------------------------------------------------------------------------------
Weissmainkraftwerk Common stock 93.27 N / A N / A N / A 218,105 192,216
Rohrenhof AG
------------------------------------------------------------------------------------------------------------------------------------
36 of 56 pages
------------------------------------------------------------------------------------------------------------------------------------
WSG Membership 100.00 N / A N / A N / A 511,685 450,948
Warmeversorgung interest
Sudbayern GmbH
------------------------------------------------------------------------------------------------------------------------------------
WVM Membership 20.00 N / A N / A N / A 25,565 22,530
Warmeversorgung Massbach interest
GmbH
------------------------------------------------------------------------------------------------------------------------------------
EURO - USD Exchange Rate 0.8813
------------------------------------------------------------------------------------------------------------------------------------
37 of 56 pages
ITEM 10: INVESTMENTS IN OTHER COMPANIES
In response to Item 10, the Registrants have provided information with
regard to their portfolio investments as required by the Commission's June
14, 2002 order (Holding Co. Act Release No. 27539), authorizing E.ON to
maintain equity investments to fund pension liabilities and nuclear plant
decommissioning.
Confidential treatment requested by E.ON AG.
38 of 56 pages
ITEM 11: INDEBTEDNESS OF SYSTEM COMPANIES
The response to Item 11 is limited to the Reporting Companies. In addition,
trade accounts payable are excluded and indebtedness is included only where
aggregate debt owed by any company to any one person exceeds 5% of the
total of the debit accounts shown on the balance sheet of the debtor.
ITEM 11(a): Debts Owed To Associate Companies
-----------------------------------------------------------------------------------------------------------------------------------
(A) (B) (C) (D) (E) (F)
-----------------------------------------------------------------------------------------------------------------------------------
Debitor Creditor Amount as of 12/31/2001 Interest Rate Maturity Date
-----------------------------------------------------------------------------------------------------------------------------------
EUR US $*
-----------------------------------------------------------------------------------------------------------------------------------
* Amount in US $ is calculated with
the reference rate of the ECB as of
12/28/2001 (0.88130/(euro))
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 51,129,188 45,060,153 4.84500% 01/29/2003
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 51,129,188 45,060,153 4.57250% 02/05/2002
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 50,000,000 44,065,000 4.74000% 03/14/2003
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 35,000,000 30,845,500 3.99500% 06/14/2002
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 50,000,000 44,065,000 4.62550% 03/06/2002
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 50,000,000 44,065,000 3.26660% 11/04/2002
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 127,822,970 112,650,384 5.25000% 12/23/2002
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 102,258,376 90,120,307 5.98000% 10/01/2007
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG EON AG 51,129,188 45,060,153 6.00000% 08/01/2007
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Aral AG 39,618 34,915 0.00000%
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Wohnen AG 17,731,667 15,626,918 3.63000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Wohnungsges. I mbH 72,368,822 63,778,643 3.63000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Wohnungsges. II mbH 33,891,249 29,868,358 3.63000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Wohnungsgesellschaft Huls mbH 5,142,078 4,531,713 3.63000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Contega Bautechnik GmbH 1,952,438 1,720,684 3.63000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Wohnungsgesellschaft 15,951,223 14,057,812 3.63000% on demand
II
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Grundstucksverwaltungsges. 2,222,311 1,958,523 3.63000% on demand
Lennestr. A3 mbH
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Logistikimmobilien 4,992,819 4,400,171 3.63000% on demand
GmbH & Co. KG
-----------------------------------------------------------------------------------------------------------------------------------
Viterra AG Viterra Energy Services GmbH & 127,808,901 112,637,985 3.63000% on demand
Co. KG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG E.ON Engineering GmbH 25,564,594 22,530,077 5.50000% 01/01/2009
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG E.ON Wasserkraft GmbH 2,045,168 1,802,406 3.42000% 04/05/2004
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 12,782,297 11,265,038 4.92000% 04/18/2003
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 12,782,297 11,265,038 5.41000% 06/09/2005
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
39 of 56 pages
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG MFG 29,064,274 25,614,344 3.00000% 09/30/2002
Flughafen-Grundstucks-
verwaltungsgesellschaft
mbH & Co. Gamma oHG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Avacon AG 51,100,000 45,034,430 3.33000% 01/07/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Avacon AG 36,130,000 31,841,369 3.30000% 01/11/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG BI Industriebesitz und 428,440,000 377,584,172 3.31000% 01/28/2002
Beteiligungen Bayernwerk AG &
Co. OHG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG BI Industriebesitz und 6,282,642 5,536,893 3.35000% 01/28/2002
Beteiligungen Bayernwerk AG &
Co. OHG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 5,000,000 4,406,500 3.49000% 03/28/2002
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 5,000,000 4,406,500 3.28000% 02/18/2002
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 5,000,000 4,406,500 3.36000% 02/04/2002
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Braunschweigische 10,000,000 8,813,000 3.54000% 01/23/2002
Kohlen-Bergwerke AG
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG EON Benelux 22,500,000 19,829,250 3.39000% 01/04/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG EON Wasserkraft 115,000,000 101,349,500 4.43000% 06/21/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG EON Wasserkraft 200,000,000 176,260,000 4.44000% 07/15/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG PESAG AG 2,300,000 2,026,990 3.34000% 01/21/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG PESAG AG 3,700,000 3,260,810 3.40000% 01/21/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG PESAG AG 15,700,000 13,836,410 3.35000% 01/21/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG PESAG AG 1,000,000 881,300 3.60000% 01/09/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG PESAG AG 3,000,000 2,643,900 3.50000% 01/14/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Rhein-Main-Donau AG 12,000,000 10,575,600 3.50000% 01/30/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Rhein-Main-Donau AG 14,000,000 12,338,200 3.29000% 03/21/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Rhein-Main-Donau AG 5,000,000 4,406,500 3.30000% 02/25/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 10,000,000 8,813,000 3.28000% 01/03/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 10,000,000 8,813,000 3.25000% 01/04/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 10,000,000 8,813,000 3.28000% 01/03/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 15,000,000 13,219,500 3.25000% 01/14/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 15,000,000 13,219,500 3.28000% 01/09/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 10,000,000 8,813,000 3.45000% 01/17/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Schleswag AG 10,000,000 8,813,000 3.50000% 01/14/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON Kernkraft 10,586,100,000 9,329,529,930 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON 309,700,000 272,938,610 3.36000% on demand
Wasserkraft
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON Netz 507,200,000 446,995,360 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account Bayernwerke 499,700,000 440,385,610 3.36000% on demand
GmbH
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON Vertrieb 486,600,000 428,840,580 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON Kraftwerke 474,000,000 417,736,200 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON Bayern 396,600,000 349,523,580 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account Schleswag 127,300,000 112,189,490 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account EON 153,400,000 135,191,420 3.36000% on demand
Sales&Trading
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account E.dis 127,300,000 112,189,490 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
40 of 56 pages
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Internal account Gelsenwasser 83,500,000 73,588,550 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG other internal accounts 336,038,728 296,150,931 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
EON Scandinavia EON Energie AG 25,564,594 22,530,077 4.90000% 08/19/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON Scandinavia EON Energie AG 9,159,378 8,072,160 3.46800% 04/06/2010
-----------------------------------------------------------------------------------------------------------------------------------
EON Scandinavia EON Energie AG 10,389,987 9,156,696 3.46800% 04/06/2010
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.30.06.1994 2,556,459 2,253,008 6.75000% 06/03/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.30.06.1994 51,129,188 45,060,153 3.52000% 08/01/2003
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.30.06.1994 40,392,057 35,597,519 6.42000% 11/05/2003
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.22.01.1997 23,008,135 20,277,069 4.99000% 01/23/2003
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.13.12.1996 30,677,513 27,036,092 5.13000% 01/02/2002
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH EON AG v.29.02.1996 2,558,459 2,254,770 5.56000% 09/30/2005
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH Kernkraftwerk Brokdorf GmbH 1,141,254,018 1,005,787,166 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH Kernkraftwerk Stade GmbH 620,590,881 546,926,743 3.36000% on demand
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH Norddt. Gesellschaft zur 34,933,061 30,786,507 3.36000% on demand
Beratung und Durchfuhrung von
Entsorgungsaufgaben bei
Kernkraftwerken mbH
-----------------------------------------------------------------------------------------------------------------------------------
VEBA Telecom E.ON AG 11,150,811 9,827,210 RMIG + 6bp on demand
Management GmbH
-----------------------------------------------------------------------------------------------------------------------------------
AV Packaging E.ON AG 150,000,000 132,195,000 12.50000% 09/01/2003
-----------------------------------------------------------------------------------------------------------------------------------
E.ON International E.ON AG 9,147,978 8,062,113 RMIG + 6bp on demand
Finance B.V.
-----------------------------------------------------------------------------------------------------------------------------------
NFK Finanzcontor NFK Finanzcontor 50,000 44,065 4.20% 12/31/2002
GmbH & Co KG Beteiligungs-GmbH
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Vermogensanlage GmbH 44,000,000 38,777,200 3.34363 01/31/2002
Aktiengesellschaft 28.11.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Energie Vermogensanlage 460,000,000 405,398,000 3.33000 02/04/2002
Aktiengesellschaft GbR 03.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Raab Karcher Electronics 7,740,211 6,821,448 3.98750 01/14/2002
Aktiengesellschaft Systems PLC 13.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VR Telecommunications Holding 631,612,875 556,640,427 3.28750 03/14/2002
Aktiengesellschaft GmbH 13.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VR Telecommunications GmbH & 562,420 495,661 3.32000 02/18/2002
Aktiengesellschaft Co. 17.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA Electronics (U.K.) PLC 40,390,870 35,596,474 3.36000 01/21/2002
Aktiengesellschaft 19.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA Electronics (U.K.) PLC 250,481,110 220,749,002 4.02000 01/21/2002
Aktiengesellschaft 21.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
E.ON NFK Finanzcontor 27.12.2001 1,752,303,752 1,544,305,296 3.60000 01/08/2002
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON FIDELIA Corp. 27.12.2001 62,407,807 55,000,000 2.17000 01/03/2002
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America E.ON Aktiengesellschaft 6,808,124 6,000,000 6.13000 01/31/2003
Inc. 27.02.1998
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America Markische Energieversorgung 15,338,756 13,518,046 3.86000 06/28/2002
Inc. Aktiengesells 29.09.1998
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America Energieversorgung 10,225,838 9,012,031 4.28000 08/13/2002
Inc. Muritz-Oderhaff Aktieng
13.08.1998
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America e.dis Aktiengesellschaft 31,188,805 27,486,694 4.60000 11/17/2003
Inc. 12.11.1999
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America e.dis Aktiengesellschaft 9,714,546 8,561,429 4.37000 10/18/2002
Inc. 12.11.1999
-----------------------------------------------------------------------------------------------------------------------------------
E.ON North America e.dis Aktiengesellschaft 10,225,838 9,012,031 4.77000 03/28/2002
Inc. 29.03.2000
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK Verwaltungs E.ON Aktiengesellschaft 1,594,901,276 1,405,586,494 0.00000 03/28/2002
GmbH 11.12.2001
-----------------------------------------------------------------------------------------------------------------------------------
41 of 56 pages
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 05.12.2001 164,338,537 144,831,553 0.00000 12/06/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 06.12.2001 246,507,806 217,247,329 0.00000 12/07/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 06.12.2001 164,338,537 144,831,553 5.63250 12/11/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 10.12.2001 164,338,537 144,831,553 5.73800 12/12/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 12.12.2001 246,507,806 217,247,329 0.00000 12/18/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 17.12.2001 164,338,537 144,831,553 5.85500 12/19/2008
-----------------------------------------------------------------------------------------------------------------------------------
E.ON UK PLC NFK Finanzcontor 12.12.2001 164,338,537 144,831,553 5.67250 12/13/2006
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Energie AG EUR-Account 846,954,804 746,421,269 RMIG - 3 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Risk Consulting 18,185,000 16,026,441 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Risk Consulting 1,932,373 1,703,000 LIB01W-USD - 6 bp on demand
Aktiengesellschaft USD-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Viterra AG EUR-Account 20,863,215 18,386,752 RMIG - 6 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA OEL AG USD-Account 11,121,071 9,801,000 LIB01W-USD - 6 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Telecom GmbH EUR-Account 324,117,284 285,644,562 RMIG - 6 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Vermogensanlage GmbH 428,000 377,196 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Chemie-Verwaltungs-AG 57,947,000 51,068,691 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Hamburger Hof 889,000 783,476 RMIG - 6 bp on demand
Aktiengesellschaft Versicherungs-Aktiengesell
EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Gunter Lubsen EUR-Account 506,000 445,938 RMIG - 6 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Junge & Co. 2,716,000 2,393,611 RMIG - 6 bp on demand
Aktiengesellschaft Versicherungsmakler GmbH
EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Junge & Co. 3,562,918 3,140,000 LIB01W-USD - 6 bp on demand
Aktiengesellschaft Versicherungsmakler GmbH
USD-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VR Telecommunications GmbH & 20,000 17,626 RMIG - 6 bp on demand
Aktiengesellschaft Co. EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA Electronics Beteiligungs 21,885,000 19,287,251 RMIG - 6 bp on demand
Aktiengesellschaft GmbH EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA Telecom Verwaltungs-GmbH 23,000 20,270 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VEBA Electronics GmbH 63,483,000 55,947,568 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VBB 210,455,000 185,473,992 RMIG - 6 bp on demand
Aktiengesellschaft VIAG-Bayernwerk-
Beteiligungsgesellsc
EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VIAG Telecom Beteiligungs GmbH 411,720,619 362,849,382 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON EBV Verwaltungs GmbH 61,386,000 54,099,482 RMIG - 3 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Aviga Aktiengesellschaft 288,543,000 254,292,946 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Stinnes Vermogensverwaltung 195,383,124 172,191,147 RMIG - 6 bp on demand
Aktiengesellschaft GmbH EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON ERKA 5,616,000 4,949,381 RMIG - 6 bp on demand
Aktiengesellschaft Vermogensverwaltungsgesellschaft
mb EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON Projektgemeinschaft 879,000 774,663 RMIG - 6 bp on demand
Aktiengesellschaft Humboldtpark Munchen
EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
42 of 56 pages
-----------------------------------------------------------------------------------------------------------------------------------
E.ON E.ON Venture Partners GmbH 898,513 791,860 RMIG - 6 bp on demand
Aktiengesellschaft EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
E.ON VIAG Telecom AG EUR-Account 6,311,000 5,561,884 RMIG - 6 bp on demand
Aktiengesellschaft
-----------------------------------------------------------------------------------------------------------------------------------
E.ON AV Packaging ex. VICA Connect 12,586,556 11,092,531 average money on demand
Aktiengesellschaft Beteiligun EUR-Account market interest
rate
-----------------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL E.ON Aktiengesellschaft 10,200,000 8,989,260 RMIG + 6 bp on demand
FINANCE B.V. EUR-Account
-----------------------------------------------------------------------------------------------------------------------------------
North America Inc. VEBA Electronics LLC 10,282,788 9,062,221 on demand
USD-Account
-----------------------------------------------------------------------------------------------------------------------------------
VR VR Telecommunications 30,081 26,510 RMIG + 6 bp on demand
Telecommunication International GmbH
Beteiligungs-
Verwaltungs GmbH &
Co. KG
-----------------------------------------------------------------------------------------------------------------------------------
VEBA Electronics GmbH E.ON AG 122,229,474 107,720,835 4.07% monthly
prolongation
-----------------------------------------------------------------------------------------------------------------------------------
43 of 56 pages
ITEM 11(b): Debts Owed To Others
------------------------------------------------------------------------------------------------------------------------------------
(A) (B) (C) (D) (E) (F)
------------------------------------------------------------------------------------------------------------------------------------
Name of Obligor Title of Issue Amount Authorized Amount Issued Less Retired
as of 12/31/2001
------------------------------------------------------------------------------------------------------------------------------------
EUR US $* EUR US $*
------------------------------------------------------------------------------------------------------------------------------------
* Amount in US $ is calculated
with the reference rate of the
ECB as of 12/28/2001 (0.88130/(euro))
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Landesbank Baden Wurttemberg 126,698,128 111,659,060 126,698,128 111,659,060
v.08.03.1999
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Europaische Investitionsbank v. 38,346,891 33,795,115 38,346,891 33,795,115
19.11.1999
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Allianz v. 6,135,503 5,407,218 409,034 360,481
27.09.1982
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Allianz v. 6,646,794 5,857,820 490,840 432,577
27.09.1982
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Europaische Investitionsbank v. 35,790,432 31,542,107 35,790,432 31,542,107
19.11.1999
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Europaische Investitionsbank v. 175,862,677 154,987,777 175,862,677 154,987,777
02.12.1999
------------------------------------------------------------------------------------------------------------------------------------
EON ENERGIE AG Others 354,102 312,070 354,102 312,070
(CCA-Amounts)
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank KW 2,760,976 2,433,248 1,380,488 1,216,624
Lippendorf v.16.11.1995
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank ERP KW 24,286,364 21,403,573 22,667,267 19,976,662
Lippendorf v. 01.12.1995
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank KW 3,203,755 2,823,469 320,375 282,347
Schwandorf v. 01.01.1998
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank ERP KW 2,977,764 2,624,303 2,634,176 2,321,499
Franken v.18.11.1998
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank ERP KW 1,674,992 1,476,171 1,461,724 1,288,217
Zolling v. 19.11.1998
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank ERP KW 1,276,185 1,124,701 1,276,185 1,124,701
Franken II v.30.11.1998
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank DtA KW 717,854 632,645 717,854 632,645
Zolling v. 19.11.1998
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Bayerische Landesbank ERP KW 2,597,363 2,289,056 2,597,363 2,289,056
Lippendorf v. 01.12.1995
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Others (Renten) 446,007 393,066 464,122 409,030
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH WestLB NRW-Gewassergute 613,550 540,722 368,130 324,433
v.03.05.1995
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH Landesbank Berlin DtA MHKW 11,504,067 10,138,535 6,471,038 5,702,925
Goppingen v. 27.08.1996
------------------------------------------------------------------------------------------------------------------------------------
44 of 56 pages
-----------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH BNP Paribas KfW MHKW Goppingen 15,338,756 13,518,046 13,534,197 11,927,688
v. 25.11.1996
------------------------------------------------------------------------------------------------------------------------------------
EON KRAFTWERKE GmbH BNP Paribas KfW MHKW Goppingen 5,112,919 4,506,015 4,962,539 4,373,485
v. 05.06.1998
------------------------------------------------------------------------------------------------------------------------------------
E.ON BAYERN Bayerische Landesbank 6,305,763 5,557,269 5,911,652 5,209,939
v.01.03.1999
------------------------------------------------------------------------------------------------------------------------------------
E.ON BAYERN DZ-Bank 7,081,393 6,240,831 7,081,393 6,240,831
v.08.03.2000
------------------------------------------------------------------------------------------------------------------------------------
E.ON Scandinavia AB CCA Svenska Handelsbanken 642,664 566,380 642,664 566,380
------------------------------------------------------------------------------------------------------------------------------------
E.ON Sales & Trading CCA Deutsche 241,345 212,697 241,345 212,697
Bank
------------------------------------------------------------------------------------------------------------------------------------
E.ON Wasserkraft GmbH Lfa Landesbank fur 10,225,838 9,012,031 1,575,339 1,388,346
Aufbaufinanzierung v. 04.04.1984
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Dresdner Bank AG 21.12.2001 99,704,653 87,869,711 99,704,653 87,869,711
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Barclays Bank 28.12.2001 50,000,000 44,065,000 50,000,000 44,065,000
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Norddeutsche Landesbank 125,000,000 110,162,500 125,000,000 110,162,500
Girozentrale 28.12.2001
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG CAD-Account 4,571 4,029 4,571 4,029
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG CHF-Account 109,353 96,373 109,353 96,373
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG CZK-Account 263 232 263 232
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG HKD-Account 690 608 690 608
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG NOK-Account 530 467 530 467
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Commerzbank AG ZAR-Account 859 757 859 757
------------------------------------------------------------------------------------------------------------------------------------
E.ON Aktiengesellschaft Westdeutsche Landesbank 442,540 390,011 442,540 390,011
Girozentrale EUR-Account
------------------------------------------------------------------------------------------------------------------------------------
CCA Holding Inc. National City Bank - Revolving 20,424,373 18,000,000 7,829,343 6,900,000
Line of Credit - Sept. 1997
------------------------------------------------------------------------------------------------------------------------------------
45 of 56 pages
ITEM 12: PRINCIPAL LEASES
The response to Item 12 is limited to the Reporting Companies. In addition,
only leases that involve rental at an annual rate exceeding 3% of the
annual gross operating revenue of the Reporting Company lessee during its
last fiscal year are included.
-------------------------------------------------------------------------------------------------------------------------
(A) (B) (C) (D) (E)
-------------------------------------------------------------------------------------------------------------------------
2001 Payments 2001 Payments
-------------------------------------------------------------------------------------------------------------------------
Lessee Lessor Item Leased Euro US $
-------------------------------------------------------------------------------------------------------------------------
E.ON Kernkraft GmbH Kernkraft Gundremmingen Long-term Nuclear Plant 13,649,000 12,028,864
Verwaltungsgesellschaft Lease
mbH
-------------------------------------------------------------------------------------------------------------------------
E.ON North America, Inc Tishman Speyer Properties 57th Floor - Chryler 756,000 666,263
Building
-------------------------------------------------------------------------------------------------------------------------
E.ON AG Disko Leasing GmbH, Bombardier Challenger 604 1,786,063 1,574,057
Dusseldorf
-------------------------------------------------------------------------------------------------------------------------
EURO - US $ Exchange Rate 0.8813
-------------------------------------------------------------------------------------------------------------------------
46 of 56 pages
ITEM 13: SECURITIES SOLD
The response to Item 13 is omitted pursuant to the Form U5B Memo.
ITEM 14: AGREEMENTS FOR FUTURE DISTRIBUTION OF SECURITIES
Neither the Registrants or any associate or affiliate company thereof is a
party to, or has a beneficial interest with respect to, any existing
agreement for the future distribution of securities of the Registrants or
of any subsidiary.
ITEM 15: TWENTY LARGEST HOLDERS OF CAPITAL STOCKS
The information provided below with respect to the shareholders of E.ON AG
common stock was compiled from publicly available information prepared by
third parties and represents E.ON's best information and belief.
Twenty Largest Holders of Capital Stocks:
---------------------------- ------------------------------------ --------------------- ---------------------
(A) (B) (C) (D)
---------------------------- ------------------------------------ --------------------- ---------------------
Title of Issue Holder of Record and Address Number of Shares Percent of Class
Owned
(in millions)
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON AG common stock Allianz Aktiengesellschaft, 61.80 8.93 (1)
Koniginstrasse 28, 80802 Munich,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Freistaat Bayern, Odeonsplatz 4, 34.35 4.96 (4)
80539 Munich, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Templeton Investment Counsel LLC, 22.55 3.26 (2)
500 East Broward Boulevard, Fort
Lauderdale, United States
---------------------------- ------------------------------------ --------------------- ---------------------
Munchener Ruckversicherung, 80791 19.38 2.8 (5)
Munich, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Bank of Ireland Asset Management, 15.50 2.24 (2)
26 Fitzwilliam Place, Dublin 2,
Ireland
---------------------------- ------------------------------------ --------------------- ---------------------
VI-Industriebeteiligungsgesellschaft 14.50 2.1 (4)
mbH, Am Tucherpark 14, 80538
Munich, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
HI-Vermogensverwaltungsgesellschaft 13.99 2.02 (4)
mbH, Arabellastr. 14, 80311
Munich, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Deutsche Asset Management, One 13.87 2.00 (2)
Appold Street, London EC2A 2UU,
England
---------------------------- ------------------------------------ --------------------- ---------------------
47 of 56 pages
---------------------------- ------------------------------------ --------------------- ---------------------
(A) (B) (C) (D)
---------------------------- ------------------------------------ --------------------- ---------------------
Title of Issue Holder of Record and Address Number of Shares Percent of Class
Owned
(in millions)
---------------------------- ------------------------------------ --------------------- ---------------------
AI-Industriebesitz und 13.78 1.99 (4)
Beteiligungen Isar-Amperwerke AG &
Co. OHG, Koniginstr. 28, 80802
Munich, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Bayer. Hypo- und Vereinsbank AG, 12.50 1.81 (4)
Am Tucherpark 16, 80538 Munich,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
State Street Global Advisors, 1 9.82 1.42 (2)
International Place, Boston,
United States
---------------------------- ------------------------------------ --------------------- ---------------------
DEKA Investment GmbH, Mainzer 8.79 1.27 (3)
Landstr. 16, 60325 Frankfurt,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Deutsche Asset Management, Mainzer 7.20 1.04 (3)
Landstr. 16, 60325 Frankfurt,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Brandes Investment Partners, 11988 6.43 0.93 (2)
El Camino Real, San Diego, United
States
---------------------------- ------------------------------------ --------------------- ---------------------
Oberfrankenstiftung Bayreuth, 6.34 0.92 (4)
Ludwigstr. 20, 95444 Bayreuth,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
Lazard Asset Management, 30 5.45 0.79 (2)
Rockefeller Plaza, New York,
United States
---------------------------- ------------------------------------ --------------------- ---------------------
Barclays Global Investors, 45 5.07 0.73 (2)
Fremont Street, San Francisco,
United States
---------------------------- ------------------------------------ --------------------- ---------------------
Bernstein Investment Research & 4.52 0.65 (2)
Mgmt., 1345 Avenue of the
Americas, New York, United States
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON AG, E.ON-Platz 1, 40479 4.47 0.65 (4)
Dusseldorf, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
DWS Investment GmbH, Gruneburgweg 4.26 0.59 (3)
113-115, 60323 Frankfurt, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON UK Verwaltungs GmbH E.ON AG, E.ON-Platz 1, 40479 1 share 100 (4)
common stock Dusseldorf, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON US Verwaltungs GmbH E.ON AG, E.ON-Platz 1, 40479 1 share 100 (4)
common stock Dusseldorf, Germany
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON UK plc common stock E.ON UK Verwaltungs GmbH, 999,999,999 shares 99.999999 (4)
E.ON-Platz 1, 40479 Dusseldorf,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
E.ON Vermogensanlage GmbH, 1 share 0.000001 (4)
E.ON-Platz 1, 40479 Dusseldorf,
Germany
---------------------------- ------------------------------------ --------------------- ---------------------
48 of 56 pages
(1) According to Schedule 13 G as of December 31, 2001, includes the
Allianz stake in AI-Industriebesitz und Beteiligungen
Isar-Amperwerke AG & Co. OHG
(2) Dewe Rogerson, September 2001
(3) Finanzreport, June 2002
(4) Internal Information
(5) Press Announcement, July 2002
Number of shareholders of record each holding 1,000 shares or more and
aggregate number of shares so held:
E.ON AG
Number of shareholders is only available for domestic (German)
shareholders and is based on an internal study as of December
2000.
Number of shareholders: 13,085
Aggregate number of shares: 370,935,650
E.ON UK plc.
Number of shareholders: 1
Aggregate number of shares: 999,999,999
Number of shareholders of record each holding less than 1,000 shares and
the aggregate number of shares so held:
E.ON AG
Number of shareholders is only available for domestic (German)
shareholders and is based on an internal study as of December
2000.
Number of shareholders: 444,089
Aggregate number of shares: 63,272,813
E.ON UK plc
Number of shareholders: 1
Aggregate number of shares: 1
E.ON UK Verwaltungs GmbH
Number of shareholders: 1
Aggregate number of shares: 1
E.ON US Verwaltungs GmbH
Number of shareholders: 1
Aggregate number of shares: 1
49 of 56 pages
ITEM 16: OFFICERS, DIRECTORS and EMPLOYEES
Positions and Compensation of Officers and Directors. In response to Item
16(a), the Registrants incorporate by reference the following information:
o Item 6 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002), attached hereto as Exhibit F, pp. 94-100.
Compensation of Certain Employees. In response to Item 16(b), the
Registrants incorporate by reference the following information:
o Item 6 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002), attached hereto as Exhibit F, pp. 94-100.
Indebtedness to System Companies. In response to Item 16(c), the
Registrants incorporate by reference the following information:
o Item 7 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002), attached hereto as Exhibit F, p. 101.
Contracts. In response to Item 16(d), the Registrants incorporate by
reference the following information:
o Item 7 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002), attached hereto as Exhibit F, p. 101.
Banking Connections. In response to Item 16(e), the Registrants incorporate
by reference the following information:
o Items 6 and 7 of the Annual Report of E.ON AG filed on Form 20-F
(filed March 21, 2002), attached hereto as Exhibit F, pp. 94-101.
ITEM 17: INTERESTS OF TRUSTEES IN SYSTEM COMPANIES
The Reporting Companies have no securities that were issued under
indentures. Consequently, there are no indenture trustees and Item 17 of
Form U5B is inapplicable.
ITEM 18: SERVICE, SALE AND CONSTRUCTION CONTRACTS
In response to Item 18, the following information is incorporated by
reference:
o Exhibit B-1 to Powergen plc's Quarterly Report on Form U-9C-3,
SEC File No. 078-00049 (filed May 30, 2001) (LG&E Services, Inc.
Service Agreement).
50 of 56 pages
o The Application of E.ON AG on Form U-1A, SEC File No. 70-9961
(filed on June 11, 2002) (describing the terms of any
transactions between the E.ON Group and the LG&E Energy Group.
ITEM 19: LITIGATION
In response to Item 19, the Registrants incorporate by reference the
following information:
o Item 8 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002), attached hereto as Exhibit F, pp. 102-103.
51 of 56 pages
SIGNATURES
Pursuant to the requirements of the Public Utility Holding Company Act of 1935,
the registrants have caused this registration statement to be duly signed on
their behalf in the Cities of Dusseldorf, Germany and London, Great Britain on
the 25th day of September, 2002.
1. E.ON AG
By: /s/ Dr. Erhard Schipporeit By: /s/ Dr. Guntram Wurzberg
------------------------------ -----------------------------
Name: Dr. Erhard Schipporeit Dr. Guntram Wurzberg
Title: Member of the Board Vice President General Legal
Affairs
2. E.ON US Verwaltungs GmbH
By: /s/ Dr. Rolf Pohlig By: /s/ Michael C. Wilhelm
------------------------------ -----------------------------
Name: Dr. Rolf Pohlig Michael C. Wilhelm
Title: Managing Director Managing Director
3. E.ON UK Verwaltungs GmbH
By: /s/ Michael W. Wilhelm By: /s/ Dr. Guntram Wurzberg
------------------------------ -----------------------------
Name: Michael C. Wilhelm Dr. Guntram Wurzberg
Title: Managing Director Vice President General Legal
Affairs
Attest:
/s/ Dr. Patrick Wolff
---------------------------
Dr. Patrick Wolff
Counsel
E.ON AG
52 of 56 pages
4. E.ON UK plc.
By: /s/ Stefan Hloch By: /s/ Christopher Salame
------------------------------ -----------------------------
Name: Stefan Hloch Christopher Salame
Title: Director Director
Attest for Stefan Hloch: Attest for Christopher Salame:
/s/ Dr. Patrick Wolff /s/ Sara Vaughan
--------------------------- ---------------------------
Dr. Patrick Wolff Sara Vaughan
Counsel Director, Group Regulatory and
E.ON AG Sustainable Development
Powergen plc.
53 of 56 pages
EXHIBITS
EXHIBIT A
A corporate chart of the E.ON Group is attached as Exhibit A. Exhibit A is
filed under cover of Form SE.
EXHIBIT B
The Articles of Association and Bylaws of E.ON AG are incorporated by
reference to Exhibit A-1 of E.ON's Application on Form U-1, SEC File No.
70-9961 (filed June 11, 2002). The Articles of Association and Bylaws of
E.ON US Verwaltungs GmbH, E.ON UK Verwaltungs GmbH and E.ON UK plc are
attached as Exhibit B.
EXHIBIT C
Exhibit C provides a copy of the indentures related to each class of funded
debt shown in the answer to Items 8(a) and (c). Exhibit C is filed under
cover of Form SE.
EXHIBIT D
Exhibit D, attached hereto, provides consolidating financial information as
of and for the year ended December 31, 2001, for each of E.ON's six
divisions, with a column showing their incorporation into E.ON. The six
divisions include: Energy, Chemicals, Real Estate, Oil, Telecommunications
and Distribution/Logistics.
In response to the Exhibit D requirement, the Registrants also incorporate
by reference the following information:
o Item 18 of the Annual Report of E.ON AG filed on Form 20-F (filed
March 21, 2002) (containing E.ON AG's full U.S. GAAP consolidated
financial statements as of and for the year ended December 31, 2001),
attached hereto as Exhibit F.
EXHIBIT E
In response to the Exhibit E requirement, the Registrants incorporate by
reference Exhibit K of the Registration Statement of Powergen plc filed on
Form U5B, SEC File No. 001-13620 (filed March 9, 2001) (providing maps).
EXHIBIT F
The Annual Report of E.ON AG on Form 20-F (filed March 21, 2002) is
attached as Exhibit F. Exhibit F is filed under cover of Form SE.
54 of 56 pages
EXHIBIT G
The Annual Reports filed by LG&E and KU with state regulatory commissions
are attached as Exhibit G. Exhibit G is filed under cover of Form SE.
EXHIBIT H
See items incorporated by reference in response to Item 18.
EXHIBIT I
Information as to Registrants and their Subsidiaries Responsive to Item 4
of Form U5B is attached as Exhibit I.
55 of 56 pages
This registration statement comprises:
(a) Pages numbered 1 to 56, consecutively.
(b) The following Exhibits:
EXHIBIT INDEX
Exhibit Description
A Corporate Chart (filed under cover of Form SE)
B Organizational Documents
C Indentures Related to Funded Debt (filed under cover of Form SE)
D Consolidating Statement of Income and Surplus
E Incorporated by Reference
F E.ON's Annual Report on Form 20-F (filed March 21, 2002)
(filed under cover of Form SE)
G Annual Reports filed by LG&E and KU with State Regulatory
Commissions (filed under cover of Form SE)
H Incorporated by Reference
I Information as to Registrants and Their Subsidiaries Responsive
to Item 4 of Form U5B
56 of 56 pages