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OMB APPROVAL
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OMB Number 3235-0287
Expires: January 31, 2005
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
[_] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
MARCUS, STEPHEN H.
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(Last) (First) (Middle)
c/o THE MARCUS CORPORATION
250 EAST WISCONSIN AVENUE
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(Street)
MILWAUKEE, WI 53202
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
THE MARCUS CORPORATION (NYSE: MCS)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Day/Year
December 20, 2002
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[X] Director [X] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
President, Chairman of the Board and CEO
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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5. 6.
2A. 4. Amount of Owner-
Deemed Securities Acquired (A) or Securities ship
2. Execution 3. Disposed of (D) Beneficially Form: 7.
Transaction Date, if Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of
Date any Code ------------------------------- ing Reported (D) or Indirect
1. (Month/ (Month/ (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Day/ Day/ ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) Year) Year) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 21,895 D
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By 401(k)
Common Stock 3,806.12(1) I Plan
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Trustee
for Ida
Lowe Family
Common Stock 6,003 I Trust
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Common Stock 12/20/02 S 2,900 D $15.00 See below I (2)
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Common Stock 12/20/02 S 100 D $15.02 38,000 I (2)
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Persons who respond to the collection of information contained in this form are not required to respond (Over)
unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Deriv- Form
2. ative of
Conver- 5. 7. Secur- Deriv- 11.
sion Number of Title and Amount ities ative Nature
or 3A. Derivative 6. of Underlying 8. Benefi- Secur- of
Exer- Deemed 4. Securities Date Securities Price cially ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Owned Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- Following (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative Reported In- ficial
Title of Deriv- Date if any (Instr (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month/ 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ Day/ ------ ------------ Exer- tion of (Instr (Instr (Instr (Instr
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Class B
Common Stock 1 for 1 Immed * 2,582,458 D
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Class B Joint
Common Stock 1 for 1 Immed * 208,315 I w/ wife
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Class B
Common Stock 1 for 1 Immed * 77,560 I By wife
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By wife
Class B as
Common Stock 1 for 1 Immed * 652,179 I trustee
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Class B As
Common Stock 1 for 1 Immed * 210,078 I trustee
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By wife
and self
Class B as
Common Stock 1 for 1 Immed * 107,621 I trustees
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Class B
Common Stock 1 for 1 Immed * 1,328,141 I (2)
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Class B
Common Stock 1 for 1 Immed * 1,527,915 I (3)
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Explanation of Responses:
* Common Stock
(1) Balance reflects the most current data available with regard to the reporting person's holdings in the 401(k) plan.
(2) As co-trustee with sister of the shares held by the Ben and Celia Marcus 1992 Revocable Trust.
(3) As co-trustee with sister of the shares held by the Ben Marcus Life Trust.
STEPHEN H. MARCUS
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations. /s/ Ralph J. Gundrum 12/23/02
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See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). By Ralph J. Gundrum, attorney-in-fact Date
Note: File three copies of this Form, one of which must be manually signed.
If space is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the
form displays a currently valid OMB Number.
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