UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Incentive Stock Option (Right to Buy) | Â (1) | 04/18/2013 | Common Stock | 579 | $ 19.25 | D | Â |
Employee Incentive Stock Option (Right to Buy) | Â (2) | 09/26/2014 | Common Stock | 551 | $ 21.77 | D | Â |
Employee Incentive Stock Option (Right to Buy) | Â (3) | 09/09/2015 | Common Stock | 500 | $ 22 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Connerton John B ONE GRIMSBY DRIVE HAMBURG, NY 14075 |
 |  |  Vice President/Controller |  |
Michelle A. Baumgarden, Attorney In Fact for John B. Connerton | 02/22/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Options vest in five installments: 5 years or more, but less than 6 years - portion of total Option which is exercisable is up to 50%; 6 years or more, but less than 7 years - portion of total Option which is exercisable is up to 60%; 7 years or more, but less than 8 years - portion of total Option which is exercisable is up to 70%; 8 years or more, but less than 9 years - portion of total Option which is exercisable is up to 80%; 9 years or more - portion of total Option which is exercisable is 100%. |
(2) | The Option shall be exercisable according to the following schedule: 100% of the shares of Common Stock subject to the Option - 5th year after the Date of Grant and thereafter. |
(3) | The Option shall be exercisable according to the following schedule: 100% of the shares of Common Stock subject to the Option - 5th year after the Date of Grant and thereafter. |