UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13 (F) COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: American Express Financial Corporation Address: 430 AXP Financial Center Minneapolis, MN 55474-0000 Form 13F File Number: 28-139 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey Fox Title: V.P. Investment Accounting Phone: 612-671-6741 Signature, Place, and Date of Signing: /s/ Jeffrey Fox Minneapolis, MN October 07, 2005 ------------------- ------------------ -------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ x ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 13 Form 13F Information Table Entry Total: 6049 Form 13F Information Table Value Total: $60314987 (thousands) List of Other Included Managers: No. 13F File Number Name -------------------- ----------------------------------------- 01 28-698 American Express Company 02 28-10477 RiverSource Investments, LLC 03 28-1045 Ameriprise Trust Company 04 28-140 Ameriprise Certificate Company 05 28-143 IDS Life Insurance Company 06 28-1046 IDS Life Insurance Company of New York 07 28-10459 American Partners Life 08 28-10456 American Centurion Life of New York 09 28-10457 American Enterprise Life 10 Threadneedle Asset Management Limited 11 28-06558 American Express Asset Management International 12 28-05679 American Express Asset Management International-Japan 13 28-06560 American Express Asset Management International Limited FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AAON INC S COM 000360206 1622 88250 SH DEFINED 01 88250 0 0 AAR CORP S COM 000361105 6569 382325 SH DEFINED 01 382325 0 0 AAR CORP S COM 000361105 1043 60670 SH DEFINED 01 02 0 60670 0 AAR CORP S COM 000361105 129 7500 SH DEFINED 01 03 0 7500 0 AAR CORP S COM 000361105 562 32760 SH DEFINED 02 32760 0 0 LIPMAN ELECTRONIC ENGINEERIG COM 000428011 130 6193 SH DEFINED 01 11 0 6193 0 ACCO BRANDS CORP S COM 00081T108 278 9850 SH DEFINED 01 0 0 9850 ROYAL CARIBBEAN COM USD0.01 COM 000886286 4565 105800 SH DEFINED 01 11 0 105800 0 ADC TELECOM S COM 000886309 156 6806 SH DEFINED 01 6806 0 0 ADC TELECOM S COM 000886309 566 24772 SH DEFINED 01 03 0 24772 0 ADC TELECOM S COM 000886309 160 6971 SH DEFINED 01 11 0 0 6971 ABM INDUSTRIES INC S COM 000957100 1810 86974 SH DEFINED 01 86974 0 0 ABM INDUSTRIES INC S COM 000957100 973 46780 SH DEFINED 01 02 0 46780 0 ABM INDUSTRIES INC S COM 000957100 133 6400 SH DEFINED 01 03 0 6400 0 ABM INDUSTRIES INC S COM 000957100 516 24800 SH DEFINED 02 24800 0 0 AFLAC INC S COM 001055102 14885 328566 SH DEFINED 01 328566 0 0 AFLAC INC S COM 001055102 14 302 SH DEFINED 01 02 0 302 0 AFLAC INC S COM 001055102 4832 106675 SH DEFINED 01 03 0 106675 0 ORBOTECH LTD COM 001082338 124 4991 SH DEFINED 01 11 0 4991 0 AGCO CORP S COM 001084102 11224 616690 SH DEFINED 01 616690 0 0 AGCO CORP S COM 001084102 998 54870 SH DEFINED 01 02 0 54870 0 AGCO CORP S COM 001084102 138 7600 SH DEFINED 01 03 0 7600 0 AGCO CORP S COM 001084102 529 29100 SH DEFINED 02 29100 0 0 SYNERON MEDICAL LTD COM 001090935 2409 65966 SH DEFINED 01 11 0 65966 0 AES CORP S COM 00130H105 7594 462204 SH DEFINED 01 462204 0 0 AES CORP S COM 00130H105 81 4937 SH DEFINED 01 02 0 4937 0 AES CORP S COM 00130H105 2282 138883 SH DEFINED 01 03 0 138883 0 AES CORP S COM 00130H105 210 12753 SH DEFINED 02 12753 0 0 AK STEEL S COM 001547108 9322 1087784 SH DEFINED 01 1087784 0 0 AK STEEL S COM 001547108 4 520 SH DEFINED 01 02 0 520 0 AK STEEL S COM 001547108 1721 201064 SH DEFINED 01 11 0 0 201064 AK STEEL S COM 001547108 41 4800 SH DEFINED 02 4800 0 0 AMB PROPERTY CORP. 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FSUSD COM G81477104 312 11350 SH DEFINED 01 11350 0 0 UTI WORLDWIDE INC FSUSD COM G87210103 15648 201390 SH DEFINED 01 201390 0 0 UTI WORLDWIDE INC FSUSD COM G87210103 379 4884 SH DEFINED 01 02 0 4884 0 UTI WORLDWIDE INC FSUSD COM G87210103 64379 832310 SH DEFINED 01 11 0 0 832310 TRANSOCEAN INC FSUSD COM G90078109 172170 2808168 SH DEFINED 01 2808168 0 0 TRANSOCEAN INC FSUSD COM G90078109 1193 19450 SH DEFINED 01 02 0 19450 0 TRANSOCEAN INC FSUSD COM G90078109 6880 112218 SH DEFINED 01 03 0 112218 0 TRANSOCEAN INC FSUSD COM G90078109 724 11816 SH DEFINED 02 11816 0 0 VISTAPRINT LTD COM G93762204 368 24110 SH DEFINED 01 24110 0 0 VISTAPRINT LTD COM G93762204 7 460 SH DEFINED 01 03 0 460 0 WEATHERFORD INTL FSUSD COM G95089101 45706 665695 SH DEFINED 01 665695 0 0 WEATHERFORD INTL FSUSD COM G95089101 1005 14639 SH DEFINED 01 02 0 13429 1210 WEATHERFORD INTL FSUSD COM G95089101 3507 51085 SH DEFINED 01 03 0 51085 0 WEATHERFORD INTL FSUSD COM G95089101 204 2970 SH DEFINED 02 2970 0 0 WILLIS GRP HLDS LTD FSUSD COM G96655108 6619 176253 SH DEFINED 01 176253 0 0 XL CAPITAL LTD CL A FSUSD COM G98255105 213990 3145511 SH DEFINED 01 3145511 0 0 XL CAPITAL LTD CL A FSUSD COM G98255105 5888 86552 SH DEFINED 01 03 0 86552 0 XL CAPITAL LTD CL A FSUSD COM G98255105 2529 37200 SH DEFINED 01 11 0 0 37200 XL CAPITAL LTD CL A FSUSD COM G98255105 278 4090 SH DEFINED 02 4090 0 0 ALCON FSUSD COM H01301102 65304 510658 SH DEFINED 01 510658 0 0 CHIPMOS TECHNOLOGIES BERMUDA COM IMOS 233 33768 SH DEFINED 01 02 0 33768 0 ISHARES DJ US TELECOMMUNICAT N OPT IYZ/KT 144 390 SH CALL DEFINED 01 02 0 0 390 MILLICOM INTL CELL FSUSD COM L6388F110 367 19870 SH DEFINED 01 19870 0 0 CERAGON NETWORKS LTD FSUSD COM M22013102 329 68432 SH DEFINED 01 68432 0 0 CHECKPOINT SOFTWARE FSUSD COM M22465104 24 989 SH DEFINED 01 03 0 989 0 LIPMAN FSUSD FSUSD COM M6772H101 4456 212050 SH DEFINED 01 11 0 212050 0 M SYSTEMS FLSH DISK FSUSD COM M7061C100 498 16630 SH DEFINED 01 16630 0 0 ORBOTECH LTD FSUSD COM M75253100 664 26550 SH DEFINED 01 26550 0 0 ORBOTECH LTD FSUSD COM M75253100 279 11170 SH DEFINED 01 02 0 11170 0 ORBOTECH LTD FSUSD COM M75253100 3963 158398 SH DEFINED 01 11 0 158398 0 RADWARE LTD. FSUSD COM M81873107 283 14862 SH DEFINED 01 02 0 14862 0 TARO PHARMACEUTICAL FSUSD COM M8737E108 324 12600 SH DEFINED 01 12600 0 0 MCI INC DEC 05 22.5C OPT MQI/LX 540 1770 SH CALL DEFINED 01 02 0 0 1770 ASML HLDG NV-NY REG FSUSD COM N07059111 11739 711090 SH DEFINED 01 0 0 711090 CNH GLOBAL N.V. FSUSD COM N20935206 3664 186000 SH DEFINED 01 186000 0 0 CORE LABS FSUSD COM N22717107 268 8322 SH DEFINED 01 8322 0 0 MERR.L.04-7.9.09WRT/TATA CONS WT N5632L814 491 14700 SH DEFINED 01 11 0 0 14700 ORTHOFIX INTL FSUSD COM N6748L102 1090 25000 SH DEFINED 01 25000 0 0 SPRINT NEXTEL JAN 06 01/21/20 OPT NXSAYCO06 4309 10020 SH CALL DEFINED 01 0 0 10020 KERZNER INTL LTD FSUSD COM P6065Y107 11206 201713 SH DEFINED 01 201713 0 0 STEINER LEISURE LTD. FSUSD COM P8744Y102 389 11460 SH DEFINED 01 11460 0 0 APEX SILVER MINES LTD COM SIL 85 5392 SH DEFINED 01 02 0 5392 0 TELVENT GIT SA COM TLVT 19 1743 SH DEFINED 01 02 0 0 1743 EXCEL MARITIME CARRIERS LTD COM V3267N107 405 25200 SH DEFINED 01 25200 0 0 ROYAL CARIBBEAN FSUSD COM V7780T103 204780 4740292 SH DEFINED 01 4740292 0 0 ROYAL CARIBBEAN FSUSD COM V7780T103 3287 76063 SH DEFINED 01 02 0 76063 0 ROYAL CARIBBEAN FSUSD COM V7780T103 1020 23607 SH DEFINED 01 03 0 23607 0 NEW CENTURY FINANCIAL JAN 07 4 OPT VHV/MH 16 13 SH PUT DEFINED 01 02 0 0 13 WAL-MART JAN 06 60C OPT WMT/AL 0 21 SH CALL DEFINED 01 02 0 0 21 UTILITIES SELECT SECTOR SPDR D OPT XLU/XH 195 1900 SH PUT DEFINED 01 02 0 0 1900 ASE TEST LTD FSUSD COM Y02516105 371 59100 SH DEFINED 01 59100 0 0 FLEXTRONICS INTL LTD FSUSD COM Y2573F102 23130 1799961 SH DEFINED 01 1799961 0 0 FLEXTRONICS INTL LTD FSUSD COM Y2573F102 71 5524 SH DEFINED 01 02 0 2074 3450 FLEXTRONICS INTL LTD FSUSD COM Y2573F102 33 2559 SH DEFINED 01 03 0 2559 0 OMI CORP FSUSD COM Y6476W104 310 17343 SH DEFINED 01 17343 0 0