UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Purchase Option | 01/16/1998(2) | 02/20/2007 | Common Stock | 4,072 | $ 24.5477 | D | Â |
Stock Purchase Option | 01/16/1998(2) | 02/20/2007 | Common Stock | 19,350 | $ 24.5477 | D | Â |
Stock Purchase Option | 02/24/2003(2) | 02/24/2008 | Common Stock | 10,000 | $ 37.75 | D | Â |
Stock Purchase Option | 10/13/2003(2) | 10/13/2008 | Common Stock | 10,000 | $ 16.375 | D | Â |
Stock Purchase Option | 02/01/2004(2) | 02/01/2009 | Common Stock | 25,000 | $ 17.3125 | D | Â |
Stock Purchase Option | 03/13/2005(2) | 03/13/2010 | Common Stock | 10,000 | $ 11.25 | D | Â |
Stock Purchase Option | 11/15/2005(2) | 03/05/2011 | Common Stock | 30,000 | $ 11.74 | D | Â |
Stock Purchase Option | 11/15/2005(2) | 12/17/2011 | Common Stock | 50,000 | $ 9.86 | D | Â |
Stock Purchase Option | 11/15/2005(2) | 02/24/2013 | Common Stock | 30,000 | $ 10.85 | D | Â |
Stock Purchase Option | 11/15/2005(2) | 02/23/2014 | Common Stock | 100,000 | $ 15.05 | D | Â |
Stock Purchase Option | Â (3) | 02/24/2013 | Common Stock | 10,800 | $ 12.66 | D | Â |
Phantom Stock | Â (4) | Â (5) | Common Stock | 2,124 (6) | $ (7) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rankin Norman John 300 PHILLIPI ROAD COLUMBUS, OH 43228 |
 |  |  Senior Vice President |  |
Charles W. Haubiel II, attorney in fact for Norman John Rankin | 05/31/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Common stock held under the Big Lots Savings Plan ("401(k) Plan"). This information is based on a 401(k) Plan report dated May 10, 2006. |
(2) | The date upon which the option became fully exercisable. |
(3) | The option is exercisable in four equal annual installments beginning on February 24, 2007. |
(4) | Immediately. |
(5) | Not applicable. |
(6) | The reported phantom stock is held under the Big Lots Supplemental Savings Plan. This information is based on a plan statement dated May 10, 2006. |
(7) | One-for-one. |