1. Name and Address of Reporting Person * |
Â
Steans Jennifer W |
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2. Date of Event Requiring Statement (Month/Day/Year) 01/01/2018 |
3. Issuer Name and Ticker or Trading Symbol VALLEY NATIONAL BANCORP [VLY]
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1455 VALLEY ROAD |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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WAYNE, NJ 07470 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock
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1,814,890
|
D
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Â
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Common Stock (Roth IRA)
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141,459
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D
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Â
|
Common Stock
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729,700
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I
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Spouse
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Common Stock
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211,468
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I
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Spouse as Trustee (Jennifer W. Steans 1999 Descendants Trust)
(1)
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Common Stock
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33,842
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I
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Spouse - Roth IRA
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Common Stock
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868,890
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I
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Trustee (Steans 1996 Family Trust)
(2)
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Common Stock
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417,599
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I
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Held by partnership (Trilogy Investment Group, LLC)
(3)
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Common Stock
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27,450
|
I
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Held by partnership (PCB, LP)
(4)
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Common Stock
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347,419
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I
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Held in custody for son
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
By James Kastenholz (the spouse of the Reporting Person) as trustee of the Jennifer Steans 1999 Descendants Trust. The Reporting Person disclaims beneficial ownership ofthese securities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownershipof the reported shares for purposes of Section 16 or any other purpose. |
(2) |
By the Steans 1996 Family Trust, over which the Reporting Person is one of three co-trustees. The Reporting Person disclaims beneficial ownership of these securities exceptto the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported sharesfor purposes of Section 16 or any other purpose. |
(3) |
By Trilogy Investment Group, LLC, of which the Reporting Person is one of three managing members. The Reporting Person disclaims beneficial ownership of thesesecurities except to the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of thereported shares for purposes of Section 16 or any other purpose. |
(4) |
By PCB Limited Partnership of which the Reporting Person is one of three general partners. The Reporting Person disclaims beneficial ownership of these securities exceptto the extent of her pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported sharesfor purposes of Section 16 or any other purpose. |