UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Legg Mason, Inc.
Address: 100 International Drive
Baltimore, MD 21202
13F File Number: 28-1700
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Tom Lemke
Title: General Counsel
Phone: 410-454-4475
Signature, Place, and Date of Signing:
Tom Lemke Baltimore, MD August 12, 2011
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-3428 Private Capital Management, L.P.
28-3780 Royce & Associates, LLC
28-14027 Permal Asset Management Inc.
28-1801 Bartlett & Co.
28-0377 Batterymarch Financial Management, Inc.
28-2204 Brandywine Global Investment Management, LLC
28-1701 Legg Mason Capital Management, Inc.
28-6397 Legg Mason Investment Counsel & Trust Co, NA
28-6399 LMM, LLC
28-10245 Western Asset Management Company
28-6251 Legg Mason International Equities
28-11345 Legg Mason Investment Counsel, LLC
28-11611 ClearBridge Advisors, LLC
28-11198 Legg Mason Asset Management (Japan) Co. Ltd
28-13247 Global Currents Investment Management, LLC
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form13F Information Table Entry Total: 90
Form13F Information Table Value Total: $34,482 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
No. 13F File Number Name
1 28- Miscellaneous
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 1620 26800 SH DEFINED 1 26800 0 0
AFLAC INC COM 001055102 6 110 SH DEFINED 1 110 0 0
ALCOA INC COM 013817101 9 560 SH DEFINED 1 560 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 20 1001 SH DEFINED 1 1001 0 0
AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1 69 SH DEFINED 1 69 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 4 130 SH DEFINED 1 130 0 0
ANADARKO PETE CORP COM 032511107 916 11930 SH DEFINED 1 11930 0 0
APACHE CORP COM 037411105 667 5400 SH DEFINED 1 5400 0 0
APPLE INC COM 037833100 41 122 SH DEFINED 1 122 0 0
ARCH CAP GROUP LTD ORD G0450A105 422 13200 SH DEFINED 1 13200 0 0
BANK OF AMERICA CORPORATION COM 060505104 16 1440 SH DEFINED 1 1440 0 0
BB&T CORP COM 054937107 6 200 SH DEFINED 1 200 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 28 350 SH DEFINED 1 350 0 0
BLOCK H & R INC COM 093671105 557 34700 SH DEFINED 1 34700 0 0
CBS CORP NEW CL B 124857202 11 375 SH DEFINED 1 375 0 0
CHESAPEAKE ENERGY CORP COM 165167107 17 540 SH DEFINED 1 540 0 0
CHEVRON CORP NEW COM 166764100 509 4945 SH DEFINED 1 4945 0 0
CHICOS FAS INC COM 168615102 6 351 SH DEFINED 1 351 0 0
CHIPOTLE MEXICAN GRILL INC COM 169656105 7 21 SH DEFINED 1 21 0 0
CINTAS CORP COM 172908105 678 20500 SH DEFINED 1 20500 0 0
CITIGROUP INC COM NEW 172967424 52 1237 SH DEFINED 1 1237 0 0
COCA COLA CO COM 191216100 418 6200 SH DEFINED 1 6200 0 0
COMSTOCK RES INC COM NEW 205768203 12 410 SH DEFINED 1 410 0 0
CORELOGIC INC COM 21871D103 8 426 SH DEFINED 1 426 0 0
DEVON ENERGY CORP NEW COM 25179M103 7 85 SH DEFINED 1 85 0 0
DIAMOND OFFSHORE DRILLING IN COM 25271C102 437 6200 SH DEFINED 1 6200 0 0
DOLLAR TREE INC COM 256746108 18 267 SH DEFINED 1 267 0 0
EAST WEST BANCORP INC COM 27579R104 6 250 SH DEFINED 1 250 0 0
EMCOR GROUP INC COM 29084Q100 423 14400 SH DEFINED 1 14400 0 0
EQUITY RESIDENTIAL SH BEN INT 29476L107 12 196 SH DEFINED 1 196 0 0
EXELON CORP COM 30161N101 660 15400 SH DEFINED 1 15400 0 0
EXXON MOBIL CORP COM 30231G102 44 531 SH DEFINED 1 531 0 0
F5 NETWORKS INC COM 315616102 4 30 SH DEFINED 1 30 0 0
FAMILY DLR STORES INC COM 307000109 7 123 SH DEFINED 1 123 0 0
FASTENAL CO COM 311900104 4 94 SH DEFINED 1 94 0 0
FEDEX CORP COM 31428X106 11 115 SH DEFINED 1 115 0 0
FIDELITY NATIONAL FINANCIAL CL A 31620R105 5 302 SH DEFINED 1 302 0 0
FIFTH THIRD BANCORP COM 316773100 9 640 SH DEFINED 1 640 0 0
FIRST NIAGARA FINL GP INC COM 33582V108 6 416 SH DEFINED 1 416 0 0
FLUOR CORP NEW COM 343412102 1119 17300 SH DEFINED 1 17300 0 0
FULTON FINL CORP PA COM 360271100 3 189 SH DEFINED 1 189 0 0
GANNETT INC COM 364730101 10 633 SH DEFINED 1 633 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 14 98 SH DEFINED 1 98 0 0
GOOGLE INC CL A 38259P508 1317 2600 SH DEFINED 1 2600 0 0
HCC INS HLDGS INC COM 404132102 441 14000 SH DEFINED 1 14000 0 0
HESS CORP COM 42809H107 4 50 SH DEFINED 1 50 0 0
HEWLETT PACKARD CO COM 428236103 445 12200 SH DEFINED 1 12200 0 0
HOST HOTELS & RESORTS INC COM 44107P104 8 430 SH DEFINED 1 430 0 0
HUMAN GENOME SCIENCES INC COM 444903108 7 260 SH DEFINED 1 260 0 0
HUNT J B TRANS SVCS INC COM 445658107 7 139 SH DEFINED 1 139 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 2 9 SH DEFINED 1 9 0 0
ISHARES INC MSCI JAPAN 464286848 544 52131 SH DEFINED 1 52131 0 0
ISHARES TR RUSSELL 2000 464287655 822 9924 SH DEFINED 1 9924 0 0
ISHARES TR BARCLYS TIPS BD 464287176 387 3494 SH DEFINED 1 3494 0 0
ISHARES TR MSCI EAFE INDEX 464287465 3781 62857 SH DEFINED 1 62857 0 0
ISHARES TR RUSSELL1000VAL 464287598 3564 52192 SH DEFINED 1 52192 0 0
ISHARES TR RUSSELL1000GRW 464287614 1526 25056 SH DEFINED 1 25056 0 0
JPMORGAN CHASE & CO COM 46625H100 687 16755 SH DEFINED 1 16755 0 0
METLIFE INC COM 59156R108 698 15900 SH DEFINED 1 15900 0 0
MGM RESORTS INTERNATIONAL COM 552953101 5 350 SH DEFINED 1 350 0 0
MOSAIC CO NEW COM 61945C103 448 6600 SH DEFINED 1 6600 0 0
MSC INDL DIRECT INC CL A 553530106 4 54 SH DEFINED 1 54 0 0
NEWS CORP CL B 65248E203 890 49200 SH DEFINED 1 49200 0 0
NRG ENERGY INC COM NEW 629377508 659 26800 SH DEFINED 1 26800 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 9 80 SH DEFINED 1 80 0 0
PETROHAWK ENERGY CORP COM 716495106 5 190 SH DEFINED 1 190 0 0
PHILIP MORRIS INTL INC COM 718172109 842 12600 SH DEFINED 1 12600 0 0
POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 9 401 SH DEFINED 1 401 0 0
PRICELINE COM INC COM NEW 741503403 6 11 SH DEFINED 1 11 0 0
PRINCIPAL FINL GROUP INC COM 74251V102 4 124 SH DEFINED 1 124 0 0
PROCTER & GAMBLE CO COM 742718109 643 10100 SH DEFINED 1 10100 0 0
PROTECTIVE LIFE CORP COM 743674103 10 406 SH DEFINED 1 406 0 0
SEARS HLDGS CORP COM 812350106 3 36 SH DEFINED 1 36 0 0
SIMON PPTY GROUP INC NEW COM 828806109 8 65 SH DEFINED 1 65 0 0
SIRIUS XM RADIO INC COM 82967N108 5 1949 SH DEFINED 1 1949 0 0
SK TELECOM LTD SPONSORED ADR 78440P108 661 35300 SH DEFINED 1 35300 0 0
SPRINT NEXTEL CORP COM SER 1 852061100 432 80000 SH DEFINED 1 80000 0 0
TARGET CORP COM 87612E106 4 81 SH DEFINED 1 81 0 0
TRW AUTOMOTIVE HLDGS CORP COM 87264S106 6 89 SH DEFINED 1 89 0 0
TUPPERWARE BRANDS CORP COM 899896104 871 12900 SH DEFINED 1 12900 0 0
UDR INC COM 902653104 12 450 SH DEFINED 1 450 0 0
UNITEDHEALTH GROUP INC COM 91324P102 434 8400 SH DEFINED 1 8400 0 0
US BANCORP DEL COM NEW 902973304 20 780 SH DEFINED 1 780 0 0
VALLEY NATL BANCORP COM 919794107 6 388 SH DEFINED 1 388 0 0
VANGUARD INDEX FDS REIT ETF 922908553 3996 66474 SH DEFINED 1 66474 0 0
VANGUARD INDEX FDS STK MRK ETF 922908769 206 3007 SH DEFINED 1 3007 0 0
VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 501 10292 SH DEFINED 1 10292 0 0
VORNADO RLTY TR SH BEN INT 929042109 10 100 SH DEFINED 1 100 0 0
WELLS FARGO & CO NEW COM 949746101 24 830 SH DEFINED 1 830 0 0
WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 679 16500 SH DEFINED 1 16500 0 0