TVC 8-K 06/13/05
As
filed with the Securities and Exchange Commission on March 4,
2005
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date
of
Report (Date of earliest event reported):
June
09, 2005
TRI-VALLEY
CORPORATION
(Exact
name of registrant as specified in its charter)
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Delaware
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0-6119
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84-0617433
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(State
or other jurisdiction of incorporation or organization)
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(Commission
File Number)
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(IRS
Employer Identification No.)
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5555
Business Park South
Suite
200
Bakersfield,
California
(Address
of principal executive office)
Issuer's
telephone number: (661)
864-0500
Section
3 - Securities and Trading Markets
Item
3.02 Unregistered Sales of Equity Securities
Tri-Valley
Corporation has sold 50,000 restricted shares of common stock, together with
warrants to purchase 16,667 common shares at an exercise price of $15.00 per
share for two years, to an accredited investor at $12.00 per share. The sale
was
made in a privately negotiated transaction in reliance on the exemption from
registration requirements contained in Section 4(2) of the Securities Act of
1933, and pending expected approval by the American Stock Exchange.
This
sale
was made on June 9, 2005, after the open market close. The closing market price
on June 9 was $11.79 per share. The sale also occurred after the Company’s
public announcement of the commencement of operations on its Moffat Ranch East
Prospect after the market opened on June 3, 2005. The Company plans to use
the
proceeds for an asset purchase.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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TRI-VALLEY
CORPORATION
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Date: June
13, 2005
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/s/
F. Lynn Blystone
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F.
Lynn Blystone, President and Chief Executive
Officer
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