xone-8k_20160518.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 18, 2016

 

The ExOne Company

(Exact name of registrant as specified in its charter)

 

 

Delaware

 

001-35806

 

46-1684608

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

127 Industry Boulevard

 

 

North Huntingdon, Pennsylvania

 

15642

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (724) 863-9663

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

 


 

Item 5.07

Submission of Matters to a Vote of Security Holders 

On May 18, 2016, The ExOne Company, a Delaware corporation (the “Company”), held its 2016 Annual Meeting of Stockholders (the “Annual Meeting”) in North Huntingdon, Pennsylvania.  A total of 12,833,744 of the Company’s shares of Common Stock were present or represented by proxy at the Annual Meeting, representing approximately 79.87%% of the Company’s shares of Common Stock that were outstanding and entitled to vote at the Annual Meeting.

The final results of the matters voted on at the Annual Meeting are provided below.

Proposal 1:  The following individuals were elected as directors to hold office for a one-year term expiring at the 2017 Annual Meeting of Stockholders.

 

Director Name

 

For

 

Against

 

Abstained*

 

Broker Non-

Votes*

 

Percentage of

Votes Cast in

Favor

S. Kent Rockwell

 

6,975,638

 

195,331

 

36,084

 

5,626,691

 

97.28%

John Irvin

 

6,969,348

 

201,138

 

36,567

 

5,626,691

 

97.19%

Raymond J. Kilmer

 

6,875,598

 

294,781

 

36,674

 

5,626,691

 

95.89%

Gregory F. Pashke

 

6,973,178

 

197,102

 

36,773

 

5,626,691

 

97.25%

Lloyd A. Semple

 

6,818,149

 

352,132

 

36,772

 

5,626,691

 

95.09%

William F. Strome

 

6,683,090

 

487,392

 

36,571

 

5,626,691

 

93.20%

Bonnie K. Wachtel

 

6,686,160

 

482,812

 

38,081

 

5,626,691

 

93.27%

 

* Abstentions and broker non-votes are not counted in determining the number of votes with respect to Proposal 1 and, therefore, did not affect the outcome of the voting on Proposal 1.

Proposal 2:  Schneider Downs & Company, Inc. was ratified as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2016.

 

For: 11,827,251

  

 

 

 

Against:  838,451

  

 

 

 

Abstained**:  168,042

  

 

 

 

Broker Non-Votes**:   0

 

 

 

 

Percentage of Votes Cast in Favor:   92.16%

  

 

 

 

 

**Abstentions are counted towards the vote total for Proposal 2 and have the same effect as “Against” votes. Because broker non-votes are not deemed to be votes entitled to be cast, they did not affect the outcome of the voting on Proposal 2.

 

 

 


 

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

THE EXONE COMPANY

 

 

 

By:

 

/s/ Brian W. Smith

 

 

Brian W. Smith

 

 

Chief Financial Officer

Dated:  May 23, 2016