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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | (3) | 06/30/2016 | J(1) | 77.6645 | (4) | (4) | Common Stock | 77.6645 | $ 64.8 | 3,216.6257 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BROWN ROBERT A 974 CENTRE ROAD CHESTNUT RUN PLAZA 730 WILMINGTON, DE 19805 |
X |
Deborah L. Daisley by Power of Attorney | 07/05/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects automatic reinvestment into DuPont common stock following disposition of The Chemours Company common stock from DuPont deferred compensation/benefit plans on June 30, 2016. |
(2) | Includes unvested RSUs and vested deferred stock units; total is adjusted to also reflect dividends paid on June 15, 2016, resulting in 1.5278 dividend equivalent units. |
(3) | Units convert one-for-one to DuPont Common Stock. |
(4) | Stock units to be paid in cash in five equal annual installments beginning the first year after reporting person's retirement. |
(5) | Total is adjusted to also reflect dividends paid on June 15, 2016, resulting in .2786 dividend equivalent units. |