OMB APPROVAL
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OMB Number: 3235-0582
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Expires: March 31, 2018
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Estimated average burden hours per response 7.2
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Investment Company Act file number
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811-21593
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Kayne Anderson MLP Investment Company
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(Exact name of registrant as specified in charter)
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811 Main Street, 14th Floor Houston, Texas
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77002
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(Address of principal executive offices)
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(Zip code)
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1800 Avenue of the Stars, Third Floor Los Angeles, California 90067
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(Name and address of agent for service)
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Registrant's telephone number, including area code:
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(310) 282-7905
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Date of fiscal year end:
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November 30
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Date of reporting period:
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July 1, 2015 – June 30, 2016
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(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
By (Signature and Title)*
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/s/ Kevin S. McCarthy | ||
Kevin S. McCarthy,
Chairman and Chief Executive Officer
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Date
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August 3, 2016
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Issuer
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Symbol
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CUSIP
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Meeting Date
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Matter:
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Proposed by
(I)ssuer or |
Vote Cast?
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How Voted
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For/
Against Mgmt
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QEP MIDSTREAM PARTNERS, LP
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QEPM
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74735R115
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07/21/15
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1
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TO CONSIDER:
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I
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YES
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FOR
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FOR
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AND VOTE UPON THE APPROVAL OF THE AGREEMENT AND PLAN OF MERGER DATED AS OF APRIL 6, 2015, BY AND AMONG TESORO LOGISTICS LP, TLLP MERGER SUB, QEP MIDSTREAM PARTNERS, LP, ET. AL., AS IT MAY BE AMENDED FROM TIME TO TIME, AND THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
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|||||||||
2
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TO TRANSACT:
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I
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YES
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FOR
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FOR
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||||
SUCH OTHER BUSINESS AS MAY PROPERLY BE PRESENTED AT THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT OF THE MEETING.
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CAPITAL PRODUCT PARTNERS L.P.
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CPLP
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Y11082107
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07/23/15
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1
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DIRECTOR:
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I
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|||
D. CHRISTACOPOULOS
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YES
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FOR
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FOR
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||||||
ABEL RASTERHOFF
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YES
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FOR
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FOR
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||||||
2
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PROPOSAL:
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I
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YES
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FOR
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FOR
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||||
TO RATIFY THE APPOINTMENT OF DELOITTE HADJIPAVLOU, SOFIANOS & CAMBANIS S.A. AS AUDITORS OF CAPITAL PRODUCT PARTNERS L.P.
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KNOT OFFSHORE PARTNERS LP
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KNOP
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Y48125101
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08/12/15
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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ANDREW BEVERIDGE AS A CLASS II DIRECTOR OF KNOT OFFSHORE PARTNERS LP, WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS.
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|||||||||
2
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IF THE UNITS BEING VOTED:
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I
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YES
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NO
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ARE HELD BY A PERSON THAT IS A RESIDENT OF NORWAY FOR PURPOSES OF THE TAX ACT ON INCOME AND WEALTH, PLEASE SELECT "YES." IF THE UNITS BEING VOTED ARE NOT HELD BY A PERSON THAT IS A RESIDENT OF NORWAY FOR PURPOSES OF THE TAX ACT ON INCOME AND WEALTH, PLEASE SELECT "NO." MARK "FOR" = YES OR "AGAINST" = NO.
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GOLAR LNG PARTNERS LP
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GMLP
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Y2745C102
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09/23/15
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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ANDREW J.D. WHALLEY AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2018 ANNUAL MEETING OF LIMITED PARTNERS.
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|||||||||
2
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TO ELECT:
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I
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YES
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FOR
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FOR
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||||
PAUL LEAND AS A CLASS III DIRECTOR OF THE PARTNERSHIP WHOSE TERM WILL EXPIRE AT THE 2018 ANNUAL MEETING OF LIMITED PARTNERS.
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CRESTWOOD MIDSTREAM PARTNERS LP
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CMLP
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226378107
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09/30/15
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1
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TO APPROVE:
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I
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NO
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ABSTAIN
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ABSTAIN
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THE MERGER AGREEMENT.
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2
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APPROVAL OF:
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I
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NO
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ABSTAIN
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ABSTAIN
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A PROPOSAL TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING.
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HOEGH LNG PARTNERS LP
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HMLP
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Y3262R100
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10/09/15
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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ANDREW JAMIESON AS A CLASS I DIRECTOR OF HOEGH LNG PARTNERS LP, WHOSE TERM WILL EXPIRE AT THE 2019 ANNUAL MEETING OF LIMITED PARTNERS.
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DYNAGAS LNG PARTNRS LP
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DLNG
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Y2188B108
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11/20/15
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1
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TO ELECT:
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I
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YES
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FOR
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FOR
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EVANGELOS VLAHOULIS AS A CLASS I DIRECTOR TO SERVE FOR A THREE-YEAR TERM UNTIL THE 2018 ANNUAL MEETING OF LIMITED PARTNERS
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2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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||||
THE APPOINTMENT OF ERNST & YOUNG (HELLAS) CERTIFIED AUDITORS ACCOUNTANTS S.A. AS THE PARTNERSHIP'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2015
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MARKWEST ENERGY PARTNERS LP
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MWE
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570759100
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12/01/15
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1
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PROPOSAL:
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I
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YES
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FOR
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FOR
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TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 11, 2015, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG MPLX LP, MPLX GP LLC, MARATHON PETROLEUM CORPORATION, SAPPHIRE HOLDCO LLC AND MARKWEST ENERGY PARTNERS, L.P., AND THE TRANSACTIONS CONTEMPLATED THEREBY.
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2
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PROPOSAL:
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I
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YES
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FOR
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FOR
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TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE MERGER-RELATED COMPENSATION PAYMENTS THAT MAY BECOME PAYABLE TO MARKWEST ENERGY PARTNERS, L.P.'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER.
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3
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PROPOSAL:
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I
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YES
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FOR
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FOR
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TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE TIME OF THE SPECIAL MEETING.
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SUNOCO LOGISTICS PARTNERS L.P.
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SXL
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86764L108
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12/01/15
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1
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APPROVAL:
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I
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YES
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FOR
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FOR
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OF THE SUNOCO PARTNERS LLC LONG-TERM INCENTIVE PLAN, AS PROPOSED TO BE AMENDED AND RESTATED, WHICH, AMONG OTHER THINGS, PROVIDES FOR AN INCREASE IN THE MAXIMUM NUMBER OF COMMON UNITS RESERVED AND AVAILABLE FOR DELIVERY WITH RESPECT TO AWARDS UNDER THE SUNOCO PARTNERS LLC LONG-TERM INCENTIVE PLAN, AS AMENDED AND .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
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2
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APPROVAL:
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I
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YES
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FOR
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FOR
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||||
OF THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE LTIP PROPOSAL.
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TARGA RESOURCES PARTNERS LP
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NGLS
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87611X105
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02/12/16
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1
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TO CONSIDER AND VOTE UPON A PROPOSAL:
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I
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DID NOT VOTE
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DID NOT VOTE
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DID NOT
VOTE
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TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 2, 2015, BY AND AMONG TARGA RESOURCES CORP. ("TRC"), SPARTAN MERGER SUB LLC, TARGA RESOURCES PARTNERS LP (THE "PARTNERSHIP") AND TARGA RESOURCES GP LLC, PURSUANT TO WHICH TRC WILL ACQUIRE INDIRECTLY ALL OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL)
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|||||||||
2
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TO CONSIDER AND VOTE:
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I
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DID NOT VOTE
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DID NOT VOTE
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DID NOT
VOTE
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UPON, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION PAYMENTS THAT MAY BE PAID OR BECOME PAYABLE TO THE PARTNERSHIP'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, WHICH IS REFERRED TO AS THE "TRP COMPENSATION PROPOSAL."
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MAGELLAN MIDSTREAM PARTNERS, L.P.
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MMP
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559080106
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04/21/16
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1
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DIRECTOR:
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I
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|||
WALTER R. ARNHEIM
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YES
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FOR
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FOR
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||||||
PATRICK C. EILERS
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YES
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FOR
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FOR
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||||||
2
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AMENDMENT OF:
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I
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YES
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FOR
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FOR
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||||
LONG-TERM INCENTIVE PLAN
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|||||||||
3
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ADVISORY RESOLUTION TO:
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I
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YES
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FOR
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FOR
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APPROVE EXECUTIVE COMPENSATION
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|||||||||
4
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
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APPOINTMENT OF INDEPENDENT AUDITOR
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|||||||||
DCP MIDSTREAM PARTNERS, LP
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DPM
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23311P100
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04/28/16
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1
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TO APPROVE:
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I
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YES
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FOR
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FOR
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THE DCP MIDSTREAM PARTNERS, LP 2016 LONG-TERM INCENTIVE PLAN (THE "PLAN").
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|||||||||
2
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TO APPROVE:
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I
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YES
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FOR
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FOR
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||||
THE ADJOURNMENT OF THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PLAN.
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KINDER MIORGAN, INC.
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KMI
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49456B101
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05/10/16
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1
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DIRECTOR:
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I
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RICHARD D. KINDER
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YES
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FOR
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FOR
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||||||
STEVEN J. KEAN
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YES
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FOR
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FOR
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||||||
TED A. GARDNER
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YES
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FOR
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FOR
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||||||
FAYEZ SAROFIM
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YES
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FOR
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FOR
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||||||
C. PARK SHAPER
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YES
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FOR
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FOR
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||||||
WILLIAM A. SMITH
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YES
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FOR
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FOR
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||||||
JOEL V. STAFF
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YES
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FOR
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FOR
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||||||
ROBERT F. VAGT
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YES
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FOR
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FOR
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||||||
PERRY M. WAUGHTAL
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YES
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FOR
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FOR
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||||||
2
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
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||||
THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016
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|||||||||
3
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO A REPORT ON OUR COMPANY'S RESPONSE TO CLIMATE CHANGE
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|||||||||
4
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO A REPORT ON METHANE EMISSIONS
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|||||||||
5
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO AN ANNUAL SUSTAINABILITY REPORT
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|||||||||
6
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STOCKHOLDER PROPOSAL:
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S
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YES
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AGAINST
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FOR
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||||
RELATING TO A REPORT ON DIVERSITY OF THE BOARD OF DIRECTORS
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TARGA RESOURCES CORP.
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TRGP
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87612G101
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05/17/16
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1
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DIRECTOR:
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I
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|||
RENE R. JOYCE
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YES
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FOR
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FOR
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||||||
WATERS S. DAVIS, IV
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YES
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FOR
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FOR
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||||||
CHRIS TONG
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YES
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FOR
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FOR
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||||||
2
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RATIFICATION OF:
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I
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YES
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FOR
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FOR
|
||||
SELECTION OF INDEPENDENT AUDITORS.
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|||||||||
BUCKEYE PARTNERS, L.P.
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BPL
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118230101
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06/07/16
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1
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DIRECTOR:
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I
|
|||
OLIVER G. RICHARD, III
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YES
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FOR
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FOR
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||||||
CLARK C. SMITH
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YES
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FOR
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FOR
|
||||||
FRANK S. SOWINSKI
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YES
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FOR
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FOR
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||||||
2
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THE RATIFICATION OF:
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I
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YES
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FOR
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FOR
|
||||
THE SELECTION OF DELOITTE & TOUCHE LLP AS BUCKEYE PARTNERS, L.P.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2016.
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TRANSMONTAIGNE PARTNERS LP
|
TLP
|
89376V100
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7/12/16
|
1
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TO APPROVE:
|
I
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YES
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FOR
|
FOR
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THE PARTNERSHIP'S 2016 LONG-TERM INCENTIVE PLAN (THE "2016 PLAN"), WHICH, AMONG OTHER THINGS, PERMITS COMMON UNITS TO BE RESERVED AND MADE AVAILABLE FOR ISSUANCE WITH RESPECT TO AWARDS UNDER THE 2016 PLAN.
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