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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JOHNSON MARIANNE BOYD C/O WESTERN ALLIANCE BANCORPORATION ONE E. WASHINGTON STREET, STE 1400 PHOENIX, AZ 85004 |
X |
/s/ Dale Gibbons (Attorney-in-fact) | 12/12/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On June 26, 2016, the Reporting Person, as Trustee of the Ingeburg C. Boyd Living Trust (the "Trust"), paid the estate taxes for the Trust out of the residuary assets of the Trust. As a consequence thereof, each of the recipients of Company shares contributed shares representing their proportionate share of estate taxes to the residuary. The Reporting Person, together with her two brothers, are the residuary beneficiaries, and therefore gained an interest in the contributed shares. |
(2) | The price was calculated by taking the total dollar amount paid out of the Ingeburg C. Boyd Living Trust for the payment of estate taxes attributable to the contributed shares, and dividing it by the number of shares contributed. |
(3) | On November 4, 2016, the Reporting Person, as Trustee for the Ingeburg C. Boyd Living Trust (the "Trust"), paid the cash value of two-hundred Company shares to a non-family member upon his election to receive cash instead of the bequeathed shares. Accordingly, such shares were then contributed to the remainder of the Trust. The Reporting Person, together with her two brothers, are the residuary benificiaries, and therefore gained an interest in the contributed shares. |
(4) | The price was calculated by taking the total amount paid out of the Ingeburg C. Boyd Living Trust in lieu of the bequeathed shares, and dividing it by the number of shares bequeathed. |