1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
2008 Plan Performance Share Units
(1)
|
Â
(1)
|
Â
(1)
|
Common Stock
|
6,898
|
$
(1)
|
D
|
Â
|
2008 Plan Performance Share Units
(2)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
3,613
|
$
(2)
|
D
|
Â
|
2008 Plan Option
(3)
|
10/07/2009(4)
|
10/07/2018 |
Common Stock
|
3,370
|
$
12.48
|
D
|
Â
|
2008 Plan Option
(3)
|
02/26/2010(4)
|
02/26/2019 |
Common Stock
|
9,326
|
$
4.81
|
D
|
Â
|
2008 Plan Option
(3)
|
02/23/2011(4)
|
02/23/2020 |
Common Stock
|
3,782
|
$
12.74
|
D
|
Â
|
2008 Plan Option
(3)
|
10/05/2011(4)
|
10/05/2020 |
Common Stock
|
8,992
|
$
10.87
|
D
|
Â
|
2008 Plan Option
(3)
|
02/22/2012(4)
|
02/22/2021 |
Common Stock
|
12,277
|
$
13.91
|
D
|
Â
|
2008 Plan Restricted Stock Units
(5)
|
Â
(6)
|
Â
(6)
|
Common Stock
|
15,000
|
$
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Performance Share Unit Grant under the 2008 Performance Plan, payable 100% in shares of Common Stock in February 2013. The number of Units reflects the attainment of net income and cash flow targets over a 1-year period ending December 31, 2010 at 150% of the target performance levels. |
(2) |
Performance Share Unit Grant under the 2008 Performance Plan, contingently payable (to the extent earned) 100% in shares of Common Stock in February 2014. The number of Units paid, which can range from 0% to 150% of the Units reported on this Form 3, depends on the attainment of net income and cash flow targets over a 1-year period ending December 31, 2011, and is subject to further increase or decrease of up to 20% based on the Company's total shareholder return vs. the S&P 500 over the 3-year vesting period ending December 31, 2013. |
(3) |
Non-Qualified Stock Option in respect of shares of Common Stock granted under the 2008 Performance Plan. |
(4) |
The option vests and becomes exercisable in 25% increments over four years commencing on the date indicated, which is one year after the date of grant. |
(5) |
Restricted Stock Units, each equivalent to a share of Common Stock, granted under the 2008 Performance Plan. |
(6) |
The Restricted Stock Units vest and convert into shares of Common Stock in 33% increments each year commencing three years after the date of grant, which was February 23, 2010. |