Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of report (Date of earliest event reported): December 19, 2013

 

 

CISCO SYSTEMS, INC.

(Exact name of registrant as specified in its charter)

 

 

California

(State or other jurisdiction of incorporation)

 

0-18225   77-0059951

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

170 West Tasman Drive, San Jose, California   95134-1706
(Address of principal executive offices)   (Zip Code)

(408) 526-4000

(Registrant’s telephone number, including area code)

Not Applicable

(Former name or former address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 8.01. Other Events.

On December 19, 2013, Gary B. Moore, President and Chief Operating Officer of Cisco Systems, Inc. (“Cisco”), adopted a pre-arranged stock trading plan to (i) exercise up to 275,000 Cisco stock options and sell the acquired shares of Cisco stock, and (ii) sell up to 413,883 shares of Cisco stock acquired upon vesting of restricted stock units. The plan is scheduled to terminate in December 2014.

In addition, on December 20, 2013, Charles Robbins, Senior Vice President, Worldwide Field Operations of Cisco, adopted a pre-arranged stock trading plan to (i) exercise up to 288,667 Cisco stock options and sell the acquired shares of Cisco stock, (ii) sell up to 265,025 shares of Cisco stock acquired upon vesting of restricted stock units, and (iii) sell up to 2,781 shares of Cisco stock from other shareholdings. The plan is scheduled to terminate in December 2014.

Further, on December 20, 2013, Prat Bhatt, Senior Vice President, Corporate Controller and Chief Accounting Officer of Cisco, adopted a pre-arranged stock trading plan to sell up to 66,375 shares of Cisco stock acquired upon vesting of restricted stock units. The plan is scheduled to terminate in December 2014.

The transactions under the plans will be disclosed publicly through Form 144 and Form 4 filings with the Securities and Exchange Commission. The plans were adopted in accordance with guidelines specified under Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, and Cisco’s policies regarding stock transactions.

Rule 10b5-1 permits individuals who are not in possession of material, non-public information at the time the plan is adopted to establish pre-arranged plans to buy or sell company stock. Using these plans, individuals can prudently and gradually diversify their investment portfolios over an extended period of time.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

      CISCO SYSTEMS, INC.
Dated: December 23, 2013     By:  

/s/ Evan Sloves

    Name:   Evan Sloves
    Title:   Assistant Secretary