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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KIM SUSAN Y 1900 S. PRICE ROAD CHANDLER, AZ 85286 |
 |  X |  | Exhibit 99.1 |
/s/ Jerry Allison, as Attorney in Fact | 02/11/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On May 21, 2013, James J. Kim 2011 Qualified Annuity Trust distributed 1,501,130 shares to James J. Kim. James J. Kim and Susan Y. Kim are trustees of the James J. Kim 2011 Qualified Annuity Trust. |
(2) | On June 13, 2013, James J. Kim gifted 5,863,898 shares to the James J. Kim 2013 Qualified Annuity Trust U/A Dated May 17, 2013. James J. Kim and Susan Y. Kim are co-trustees of the James J. Kim 2013 Qualified Annuity Trust U/A Dated May 17, 2013. |
(3) | On October 4, 2013, the Susan Y. Kim 2012 Qualified Annuity Trust distributed 1,876,621 shares to Susan A. Kim. John T. Kim and Susan Y. Kim are co-trustees of the Susan Y. Kim 2012 Qualified Annuity Trust. |
(4) | The Reporting Person may be deemed to own 46,759,503 shares, of which 1,876,621 are owned directly and all remaining shares are indirectly owned through various family trusts and Sujoda Investments, L.P., a limited partnership established for the benefit of members of the James J. Kim family. This total includes those shares indirectly owned that are listed above. The Reporting Person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of her pecuniary interest therein, for purposes of the Securities Exchange Act of 1934, as amended, or for any other purpose. |