UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (2) | 01/24/2017 | Common Stock | 10,000 | $ 11.3 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (3) | 08/23/2017 | Common Stock | 10,000 | $ 10.92 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (4) | 02/25/2020 | Common Stock | 26,400 | $ 17.9 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (5) | 03/15/2021 | Common Stock | 30,000 | $ 24.65 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (6) | 04/06/2022 | Common Stock | 30,000 | $ 22.17 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Syran James A. 3111 CAMINO DEL RIO NORTH, SUITE 1300 SAN DIEGO, CA 92108 |
 |  |  Sr VP, Ops & Chief Mkting Off. |  |
/s/ Melissa A. Resslar, Attorney-in-Fact for James A. Syran | 06/10/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares include (i) 5,833 unvested restricted stock units (each of which represents the right to receive one share of Encore common stock), which will vest by March 9, 2014 and (ii) 11,666 unvested restricted stock awards (each of which represents the right to receive one share of Encore common stock), half of which vest on March 9, 2014 and the other half on March 9, 2015. |
(2) | Grant to the reporting person on January 24, 2007 of a non-qualified stock option under the Encore Capital Group, Inc. 2005 Stock Incentive Plan (the "2005 Plan"). All shares under the option have become vested and exercisable. |
(3) | Grant to the reporting person on August 23, 2007 of a non-qualified stock option under the 2005 Plan. All shares under the option have become vested and exercisable. |
(4) | Grant to the reporting person on February 25, 2010 of a non-qualified stock option under the 2005 Plan. All shares under the option have become vested and exercisable. |
(5) | Grant to the reporting person on March 15, 2011 of a non-qualified stock option under the 2005 Plan. One-third of the shares granted under the option became vested and exercisable on March 9, 2012 and one-third of the shares granted under the option became vested and exercisable on March 9, 2013. The remaining one-third of shares granted under the option will become vested and exercisable on March 9, 2014. |
(6) | Grant to the reporting person on April 6, 2012 of a non-qualified stock option under the 2005 Plan. One-third of the shares granted under the option became vested and exercisable on March 9, 2013. One-third of the shares granted under the option will become vested and exercisable on March 9, 2014, and the remaining one-third of the shares granted under the option will become vested and exercisable on March 9, 2015. |
 Remarks: Exhibit List 24 - Power of Attorney |