UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Options to purchase common stock (right to buy) | Â (1) | 02/02/2017 | Common Stock | 234,375 | $ 16 | D | Â |
Options to purchase common stock (right to buy) | Â (2) | 02/02/2017 | Common Stock | 189,843 | $ 16 | D | Â |
Options to purchase common stock (right to buy) | Â (1) | 02/02/2017 | Common Stock | 39,063 | $ 32 | D | Â |
Options to purchase common stock (right to buy) | Â (3) | 02/02/2017 | Common Stock | 31,641 | $ 32 | D | Â |
Options to purchase common stock (right to buy) | Â (4) | 03/18/2020 | Common Stock | 62,500 | $ 18.4 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
West Brian 770 BROADWAY NEW YORK, NY 10003 |
 |  |  Chief Financial Officer |  |
/s/ Harris Black, authorized signatory | 01/25/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents options to purchase shares of common stock of the Issuer, of which 81% are vested and the remaining 19% will vest on December 31, 2011. |
(2) | Represents options to purchase shares of common stock of the Issuer, of which 11,719 vested on the grant date (December 31, 2006), 44,531 vested on December 31, 2007 and 44,531 vested on December 31, 2009. An additional 44,531 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2010 or, otherwise, on December 31, 2012. The remaining 44,531 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2011 or, otherwise, on December 31, 2013. |
(3) | Represents options to purchase shares of common stock of the Issuer, of which 1,953 vested on the grant date (December 31, 2006), 7,422 vested on December 31, 2007 and 7,422 vested on December 31, 2009. An additional 7,422 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2010 or, otherwise, on December 31, 2012. The remaining 7,422 will vest if the Issuer meets or exceeds a pre-established EBITDA target for 2011 or, otherwise, on December 31, 2013. |
(4) | Represents options to purchase shares of common stock of the Issuer, which vest in three equal installments on March 18, 2011, 2012 and 2013. |
 Remarks: Exhibit List: Exhibit 24 - Confirming Statement |