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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Long-Term Incentive Units | (8) | 11/20/2007 | M(1) | 274,771 (1) | (3) | (9) | Common Stock | 274,771 (1) | $ 0 | 40,650 (10) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Foust Michael F 560 MISSION STREET, SUITE 2900 SAN FRANCISCO, CA 94105 |
X | CEO and Director |
Barbara Polster, attorney-in-fact | 11/28/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Mr. Foust's Form 4 filed on 11/23/2007 reported that, respectively, 100,000 and 20,000 long term incentive units were converted to common limited partnership units ("Common Units") of Digital Realty Trust, L.P., a Maryland Limited Partnership (the "Operating Partnership"), and subsequently redeemed for shares of the common stock of Digital Realty Trust, Inc. (the "Issuer"). The correct number of long-term incentive units converted to Common Units and subsequently redeemed for common stock of the Issuer was 274,771. All other portions of that Form 4 were correct and all other revisions to this Form 4/A relate to this change. |
(2) | The corrrect number of securities acquired and beneficially owned following the reported transaction is 274,771. |
(3) | Long-term incentive units are profits interest units in the Operating Partnership. Vested profits interest units may be converted into an equal number of Common Units in the Operating Partnership on a one-for-one basis at any time. Common Units are redeemable for cash based on the fair market value of an equivalent number of shares of the Issuer's common stock, or, at the election of the Issuer, for an equal number of shares of the Issuer's common stock, subject to adjustment in the event of stock splits, stock dividends, issuance of stock rights, specified extraordinary distributions or similar events. |
(4) | Represents the average sale price. Exact sale prices, ranging from $38.00 to $39.26, are set forth on Exhibit 99.1 hereto. |
(5) | The corrrect number of securities beneficially owned following the reported transaction is 174,771. |
(6) | Represents the average sale price. Exact sale prices, ranging from $37.16 to $37.75, are set forth on Exhibit 99.2 hereto. |
(7) | The corrrect number of securities beneficially owned following the reported transaction is 154,771. |
(8) | 1 for 1 |
(9) | N/A |
(10) | The correct number of derivative securities beneficially owned following the reported transaction is 40,650. |
Remarks: Exhibit List: Exhibit 99.1 Sale Prices for 11/20/2007 Exhibit 99.2 Sale Prices for 11/21/2007 |