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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 01/02/2014 | A | 94.4902 (2) | (2) | (2) | Common Stock | 94.4902 | (2) | 19,036.4902 | D | ||||
Restricted Stock Units | (1) | 01/02/2014 | A | 33.6018 (3) | (3) | (3) | Common Stock | 33.6018 | (3) | 6,768.6018 | D | ||||
Restricted Stock Units | (1) | 01/02/2014 | A | 172.7072 (4) | (4) | (4) | Common Stock | 172.7072 | (4) | 33,972.7072 | D | ||||
Restricted Stock Units | (1) | 01/16/2014 | M | 4,463 (5) | (5) | (5) | Common Stock | 4,463 | (5) | 8,923 | D | ||||
Restricted Stock Units | (1) | 01/02/2014 | A | 180.8858 (6) | (6) | (6) | Common Stock | 180.8858 | (6) | 34,638.8858 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hinshaw John M C/O HEWLETT-PACKARD COMPANY 3000 HANOVER STREET PALO ALTO, CA 94304 |
EVP, Technology and Operations |
/s/ David Ritenour as Attorney-in-Fact for John M. Hinshaw | 01/21/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of HP common stock. |
(2) | As previously reported, on 11/15/11 the reporting person was granted 54,000 restricted stock units ("RSUs"), 18,000 of which vested on each of 11/15/12 and 11/15/13, and 18,000 of which will vest on 11/15/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 94.4902 dividend equivalent rights being reported reflect 94.4902 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. |
(3) | As previously reported, on 12/12/11 the reporting person was granted 19,203 RSUs, 6,401 of which vested on each of 12/12/12 and 12/12/13, and 6,401 of which will vest on 12/12/14. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 33.6018 dividend equivalent rights being reported reflect 33.6018 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. |
(4) | As previously reported, on 12/06/12 the reporting person was granted 49,350 RSUs, 16,450 of which vested on 12/06/13, and 16,450 of which will vest on each of 12/06/14 and 12/06/15. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 172.7072 dividend equivalent rights being reported reflect 172.7072 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. |
(5) | As previously reported, on 01/16/13 the reporting person was granted 13,074 RSUs, 4,358 of which vested on 01/16/14, and 4,358 of which will vest on each of 01/16/15 and 01/16/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The number of derivative securities beneficially owned immediately prior to the transaction being reported includes 68.6314 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. The number of derivative securities in column 5 includes 105 vested dividend equivalent rights and a de minimus adjustment of 0.5037. |
(6) | As previously reported, on 12/11/13 the reporting person was granted 34,458 RSUs, 11,486 of which will vest on each of 12/11/14, 12/11/15, and 12/11/16. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on HP common stock. The 180.8858 dividend equivalent rights being reported reflect 180.8858 dividend equivalent rights at $27.66 per RSU credited to the reporting person's account on 01/02/14. |