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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Incentive Stock Option | $ 13.42 | 02/01/2007 | A | 28,603 | (1) | 02/01/2017 | Common Stock | 28,603 | $ 0 | 28,603 | D | ||||
Non-Qualified Stock Option | $ 13.42 | 02/01/2007 | A | 71,397 | (2) | 02/01/2017 | Common Stock | 71,397 | $ 0 | 71,397 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
RADAK JOHN MATTHEW 10156 MCKELLAR COURT SAN DIEGO, CA 92121 |
Chief Financial Officer |
Robert J. Bujarski, Attorney-in-Fact for John M. Radak | 02/02/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 4,258 shares vest on the first anniversary of the grant date, 02/01/2008. The remaining shares vest quarterly, with full vesting as follows: 3,193 shares on 11/01/2008, 7,451 shares on 11/01/2009, 7,451 shares on 11/01/2010, and 6,250 shares on 02/01/2011. |
(2) | 20,742 shares vest on the first anniversary of the grant date, 02/01/2008. The remaining shares vest quarterly, with full vesting as follows: 15,557 shares on 11/01/2008, 17,549 shares on 11/01/2009, and 17,549 shares on 11/01/2010. |