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EFFECTIVE AUGUST 23RD, 2004 OMB Number: 3235-0060
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) September 28, 2004
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Ault Incorporated
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(Exact name of registrant as specified in its charter)
Minnesota 0-12611 41-0842932
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(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)
7105 Northland Terrace Minneapolis MN 55428
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(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (763) 592-1900
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(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions (see General Instruction A.2. below):
|_| Written communications pursuant to rule 425 under the Securities Act (17
CFR 230.425)
|_| Soliciting material pursuant to rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|_| Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
|_| Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
Section 5 - Corporate Governance and Management
Item 5.05. Amendments to the Registrant's Code of Ethics, or Waiver of a
Provision of the Code of Ethics
On September 28, the Company's Board of Directors amended and restated the
Company's Code of Ethics, including renaming the code as the Company's Code of
Ethics and Business Conduct. A copy of the Company's current Code of Ethics and
Business Conduct is attached hereto as Exhibit 99.1.
Section 9 - Financial Statements and Exhibits
Item 9.01. Financial Statements and Exhibits
Exhibit 99.1 Ault Incorporated Code of Ethics and Business Conduct, as amended
and restated effective September 28, 2004.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
AULT INCORPORATED
By: /s/ Donald L. Henry
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Donald L. Henry
Chief Financial Officer
Dated: September 28, 2004