UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.20549

________________

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): December 2, 2014

 

________________

 

SMG INDIUM RESOURCES LTD.

(Exact name of registrant as specified in its charter)

________________

 

Delaware 000-54391 51-0662991
(State or other jurisdiction
of incorporation)		 (Commission
File Number)

(IRS Employer

Identification No.)

 

176 LaGuardia Ave.

Staten Island, New York

 10314
(Address of principal executive offices) (Zip Code)

 

 

Registrant’s telephone number, including area code:

(347) 286-0712

 

100 Park Ave., 16th Floor

New York, New York 10017

(Former name or former address, if changed since last report)

________________

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
   

 

 
 

 

Item 8.01 Other Events.

 

On December 2, 2014, SMG Indium Resources LTD. (the “Company”) announced the expiration of its previously announced offer to purchase for cash (the “Offer”) up to an aggregate of 6,678,358 shares of the Company’s common stock in the Offer, or up to an aggregate purchase price of $16,094,842.78, at a fixed price per share equal to $2.41. Based on the purchase price per share, shares having an aggregate purchase price of more than $16,094,842.78 were properly tendered and not properly withdrawn. As a result, the Company will purchase all shares tendered on a pro rata basis, except for “odd lots” (of less than 100 Shares), which the Company will purchase on a priority basis. A press release announcing the final results is filed as Exhibit 99.1 hereto.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits

 

Exhibit No.   Description
     
99.1   Press release dated December 2, 2014 announcing expiration and results of tender offer.

 

 

 
 

 

SIGNATURE

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

Dated:   December 2, 2014 SMG Indium RESOURCES LTD.
   
   
  By: /s/ Alan C. Benjamin
 

Name:

Title:

 Alan C. Benjamin
Chief Executive Officer