Unassociated Document
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the
Securities
Exchange Act of 1934
Date of
Report (Date of earliest event reported):
February
3, 2010 (February 3, 2010)
HARRIS
& HARRIS GROUP, INC.
(Exact
name of registrant as specified in its charter)
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New
York
(State
or other jurisdiction of
incorporation)
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0-11576
(Commission
File
Number)
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13-3119827
(IRS
Employer
Identification
No.)
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1450
Broadway
New
York, New York 10018
(Address
of principal executive offices and zip code)
(212)
582-0900
(Registrant’s
telephone number, including area code)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions:
o
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item
8.01. Other Events.
On
February 3, 2010, Harris & Harris Group, Inc. (the “Company”) released a
letter to shareholders, which is available on the Company’s website,
www.HHVC.com. A copy of the letter to shareholders is attached as
Exhibit 99.1 to this Form 8-K, and the Company's press release issued February
3, 2010, is attached as Exhibit 99.2.
Forward-Looking
Statements
The
letter to shareholders may contain statements of a forward-looking nature
relating to future events. These forward-looking statements are subject to the
inherent uncertainties in predicting future results and conditions. These
statements reflect the Company's current beliefs, and a number of important
factors could cause actual results to differ materially from those expressed in
the letter to shareholders. Please see the Company's Annual Report on
Form 10-K for the fiscal year ended December 31, 2008, the Company’s report on
Form 10-Q for the quarter ended September 30, 2009, and subsequent filings,
filed with the Securities and Exchange Commission, for a more detailed
discussion of the risks and uncertainties associated with the Company's
business, including but not limited to the risks and uncertainties associated
with venture capital investing and other significant factors that could affect
the Company's actual results. Except as otherwise required by Federal securities
laws, the Company undertakes no obligation to update or revise these
forward-looking statements to reflect new events or uncertainties.
Additional
Information
The reference to the website
www.HHVC.com has been provided as a convenience, and the information contained
on such website is not incorporated by reference into this Form
8-K.
Item
9.01. Financial Statements and Exhibits.
Exhibit
No. Description
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99.1
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Letter
to Shareholders
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99.2
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Press
Release dated February 3, 2010
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Date:
February
3, 2010
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By:
/s/ Douglas W.
Jamison
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Douglas
W. Jamison
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Chief
Executive Officer
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EXHIBIT
INDEX
Exhibit
No. Description
99.1 Letter
to Shareholders
99.2 Press
Release dated February 3, 2010