UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | Â (2) | Â (3) | Common Stock | 20,043 | $ (4) | D | Â |
Restricted Stock Units | Â (5) | Â (3) | Common Stock | 16,882 | $ (4) | D | Â |
Restricted Stock Units | Â (6) | Â (3) | Common Stock | 23,973 | $ (4) | D | Â |
Restricted Stock Units | Â (7) | Â (3) | Common Stock | 22,872 | $ (4) | D | Â |
Restricted Stock Units | Â (7) | Â (3) | Common Stock | 13,070 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Brett James W. Jr. 3250 VAN NESS AVE. SAN FRANCISCO, CA 94109 |
 |  |  PRESIDENT WEST ELM BRAND |  |
/s/ David King, Attorney-in-Fact for James W. Brett | 06/05/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated June 4, 2015. |
(2) | These restricted stock units will vest on 4/16/2016. Vesting of these units is subject to a performance metric. |
(3) | The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock. |
(4) | Each restricted stock unit represents a contingent right to receive one share of WSM common stock. |
(5) | These restricted stock units will vest in two equal parts on 4/26/2016 and 4/26/2017. Vesting of these units is subject to a performance metric. |
(6) | These restricted stock units will vest in three equal parts on 4/22/2016, 4/22/2017, and 4/22/2018. Vesting of these units is subject to a performance metric. |
(7) | These restricted stock units will vest in four equal parts on 4/20/2016, 4/20/2017, 4/20/2018, and 4/20/2019. Vesting of these units is subject to a performance metric. |