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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Cavanaugh James H.
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(Last) (First) (Middle)
44 Nassau Street
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(Street)
Princeton New Jersey 08542
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Versicor Inc. (VERS)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Year
February 2002
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5. If Amendment, Date of Original (Month/Year)
March 7, 2002
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[X] Director [_] 10% Owner
[_] Officer (give title below) [_] Other (specify below)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock, $.001 par value 2/19/02 J(1) 10,179 A N/A 10,179 D
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1,588,737 I (2)
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print or Type Response) (Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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10.
9. Owner-
Number ship
of Form
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
or Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Right to buy Common
(stock option) $20.31 2/7/02 A V 5,000 (3) 2/7/12 Stock 5,000 $0 5,000 D
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Explanation of Responses:
(1) Represents a prorata distribution from HealthCare Partners V, L.P.
("HCPV"), the general partner of HealthCare Ventures V, L.P. ("HCVV"),
the record holder of the securities. The Reporting Person is a general
partner of HCPV.
(2) These securities are indirectly beneficially owned by HCPV, the General
Partner of HCVV. Dr. Cavanaugh disclaims beneficial ownership in those
shares that he does not have a pecuniary interest, and this report
shall not be deemed an admission that the Reporting Person is the
beneficial owner of the securities being reported herein for purposes
of Section 16 or for any other purpose, except with respect to those
shares that directly relate to his general partnership interest in
HCPV.
(3) This option vests as to 1,250 shares on February 7, 2003 and as to
104.167 shares per month for 36 months beginning on March 7, 2003.
/s/ Jeffrey Steinberg June 6, 2002
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**Signature of Reporting Person Date
By: Jeffrey Steinberg, Attorney-in-Fact
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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